CAPITAL WEALTH PLANNING, LLC
Adviser information for CAPITAL WEALTH PLANNING, LLC last updated from Form ADV on February 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 29 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 10,834 | $9.2B |
| Non-Discretionary | 0 | $0 |
| Total | 10,834 | $9.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 9,520 | $4.1B |
| HNW Individuals | 857 | $1.6B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 2 | $3.1B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 84 | $134.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 223 | $264.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPROVIDING SUB-ADVISORY SERVICES TO OTHER REGISTERED INVESTMENT ADVISERS |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 5.9B |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| MANAGED ACCOUNT PLATFORM | BENJAMIN F. EDWARDS WEALTH MANAGEMENT, LLC |
| ADVISOR SOLUTIONS PK8 | AMERICAN PORTFOLIOS ADVISORS, INC |
| SPONSOR PROGRAM (CLASSIC) | JANNEY MONTGOMERY SCOTT LLC |
| ADVISORY PROGRAM (ADVISORS) | JANNEY MONTGOMERY SCOTT LLC |
| MANAGER SELECT/MANAGER ACCESS SELECT | LPL FINANCIAL LLC |
| OMS PLATFORM | RAYMOND JAMES INSURANCE GROUP, INC. |
| RJCS AMS PLATFORM | RAYMOND JAMES INSURANCE GROUP, INC. |
| AP PLATFORM (MANAGED ACCOUNT PROGRAM) | RBC CAPITAL MARKETS, LLC |
| LIQUID OFFICE APPLICATION PLATFORM | ROBERT W. BAIRD & CO. INCORPORATED |
| OPPORTUNITY PLATFORM | STIFEL, NICOLAUS & COMPANY, INCORPORATED |
| SENTRY PROGRAM | TRUIST ADVISORY SERVICES, INC. |
| WELLS FARGO ADVISORS | WELLS FARGO CLEARING SERVICES, LLC |
Principal Office
9015 STRADA STELL CTSUITE 203
NAPLES
FL
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 239-593-2100, Fax: 239-593-2110
Websites
twitter.com/cwp_advisor
www.facebook.com/capitalwealthplanning
www.capitalwealthplanning.com
www.linkedin.com/company/capital-wealth-planning
www.youtube.com/channel/ucm_nxmfofuogcdzqvu0k2mq
www.kevinsimpson.com
twitter.com/kevinsimpsoncwp
walktowardwealth.com
www.instagram.com/covered.calls/
www.instagram.com/capitalwealthplanning/
www.facebook.com/capital.plan.50
www.linkedin.com/in/kevin-simpson-9646611a6/
Chief Compliance Officer
LOUIS K ALBENGA
9015 STRADA STELL CT
SUITE 203
NAPLES
FL
United States
Tel:
239-676-0796
Fax:
239-593-2110
L*******@************************M
(Full email address available in API data)
Regulatory Contact
RYAN CARNEY
ASST DIR OF COMPLIANCE & ANALYTICS
9015 STRADA STELL CT
SUITE 203
NAPLES
FL
United States
Tel:
239-330-4162
Fax:
239-593-2110
R******@************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SIMPSON, KEVIN, GLENN | Individual | – | PRESIDENT, MEMBER | 04/2005 | 50-75% |
| IRONS, JOANNA, M | Individual | – | MEMBER | 04/2005 | 50-75% |
| ALBENGA, LOUIS, KARL | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2020 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBVIE INC | COM | 1M | 8K | – |
| AGNICO EAGLE MINES LTD | COM | 501K | 8K | – |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 2M | 32K | Amplify Investments, LLC |
| ALPHABET INC | CAP STK CL A | 1M | 8K | – |
| ALPHABET INC | CAP STK CL C | 231K | 1K | – |
| AMAZON COM INC | COM | 2M | 9K | – |
| AMERICAN EXPRESS CO | COM | 257K | 1K | – |
| AMGEN INC | COM | 251M | 802K | – |
| AMGEN INC | COM | 132M | 424K | Amplify Investments, LLC |
| AMPLIFY ETF TR | CWP ENHANCED DIV | 1M | 37K | – |
| AMPLIFY ETF TR | SAMSUNG SOFR ETF | 102M | 1M | Amplify Investments, LLC |
| APPLE INC | COM | 328M | 2M | – |
| APPLE INC | COM | 133M | 633K | Amplify Investments, LLC |
| ASE TECHNOLOGY HLDG CO LTD | SPONSORED ADS | 3M | 249K | Amplify Investments, LLC |
| ASML HOLDING N V | N Y REGISTRY SHS | 2M | 2K | Amplify Investments, LLC |
| ASTRAZENECA PLC | SPONSORED ADR | 2M | 26K | Amplify Investments, LLC |
| BANCO BILBAO VIZCAYA ARGENTA | SPONSORED ADR | 3M | 318K | Amplify Investments, LLC |
| BANCO MACRO SA | SPON ADR B | 642K | 11K | Amplify Investments, LLC |
| BANCO SANTANDER S.A. | ADR | 2M | 361K | Amplify Investments, LLC |
| BANCOLOMBIA S A | SPON ADR PREF | 3M | 83K | Amplify Investments, LLC |
| BARCLAYS PLC | ADR | 3M | 238K | Amplify Investments, LLC |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 2M | 4K | – |
| BHP GROUP LTD | SPONSORED ADS | 890K | 16K | Amplify Investments, LLC |
| BRISTOL-MYERS SQUIBB CO | COM | 600K | 14K | – |
| BROADCOM INC | COM | 625K | 389 | – |
| CAMECO CORP | COM | 4M | 90K | Amplify Investments, LLC |
| CANADIAN NAT RES LTD | COM | 3M | 92K | Amplify Investments, LLC |
| CATERPILLAR INC | COM | 297M | 891K | – |
| CATERPILLAR INC | COM | 164M | 491K | Amplify Investments, LLC |
| CEMEX SAB DE CV | SPON ADR NEW | 821K | 128K | Amplify Investments, LLC |
| CHEVRON CORP NEW | COM | 189M | 1M | – |
| CHEVRON CORP NEW | COM | 98M | 623K | Amplify Investments, LLC |
| CISCO SYS INC | COM | 68M | 1M | – |
| CISCO SYS INC | COM | 31M | 660K | Amplify Investments, LLC |
| CME GROUP INC | COM | 180M | 915K | – |
| CME GROUP INC | COM | 94M | 479K | Amplify Investments, LLC |
| COCA COLA CO | COM | 645K | 10K | – |
| COCA-COLA FEMSA SAB DE CV | SPONSORD ADR REP | 2M | 21K | Amplify Investments, LLC |
| CONOCOPHILLIPS | COM | 68M | 591K | – |
| CONOCOPHILLIPS | COM | 31M | 268K | Amplify Investments, LLC |
| CONSOL ENERGY INC NEW | COM | 255K | 3K | – |
| CONSTELLATION ENERGY CORP | COM | 265K | 1K | – |
| COSTCO WHSL CORP NEW | COM | 293K | 345 | – |
| COUPANG INC | CL A | 3M | 126K | Amplify Investments, LLC |
| CRH PLC | ORD | 3M | 41K | Amplify Investments, LLC |
| DECKERS OUTDOOR CORP | COM | 254K | 262 | – |
| DEERE & CO | COM | 127M | 339K | – |
| DEERE & CO | COM | 64M | 172K | Amplify Investments, LLC |
| DUKE ENERGY CORP NEW | COM NEW | 64M | 638K | – |
| DUKE ENERGY CORP NEW | COM NEW | 32M | 319K | Amplify Investments, LLC |
| ECOLAB INC | COM | 251K | 1K | – |
| ECOPETROL S A | SPONSORED ADS | 2M | 223K | Amplify Investments, LLC |
| ELI LILLY & CO | COM | 5M | 6K | – |
| EMBRAER S.A. | SPONSORED ADS | 2M | 90K | Amplify Investments, LLC |
| EXXON MOBIL CORP | COM | 744K | 6K | – |
| FASTENAL CO | COM | 74M | 1M | – |
| FERRARI N V | COM | 4M | 9K | Amplify Investments, LLC |
| FOMENTO ECONOMICO MEXICANO S | SPON ADR UNITS | 2M | 19K | Amplify Investments, LLC |
| FORD MTR CO DEL | COM | 658K | 52K | – |
| FREEPORT-MCMORAN INC | CL B | 193M | 4M | – |
| FREEPORT-MCMORAN INC | CL B | 96M | 2M | Amplify Investments, LLC |
| GE AEROSPACE | COM NEW | 339K | 2K | – |
| GOLD FIELDS LTD | SPONSORED ADR | 2M | 160K | Amplify Investments, LLC |
| GOLDMAN SACHS GROUP INC | COM | 349M | 772K | – |
| GOLDMAN SACHS GROUP INC | COM | 154M | 340K | Amplify Investments, LLC |
| HOME DEPOT INC | COM | 326M | 946K | – |
| HOME DEPOT INC | COM | 163M | 474K | Amplify Investments, LLC |
| HONEYWELL INTL INC | COM | 260M | 1M | – |
| HONEYWELL INTL INC | COM | 133M | 622K | Amplify Investments, LLC |
| ICICI BANK LIMITED | ADR | 4M | 143K | Amplify Investments, LLC |
| INTERCONTINENTAL HOTELS GROU | SPONSORED ADS | 3M | 24K | Amplify Investments, LLC |
| INTERNATIONAL BUSINESS MACHS | COM | 175M | 1M | – |
| INTERNATIONAL BUSINESS MACHS | COM | 99M | 570K | Amplify Investments, LLC |
| INVESCO QQQ TR | UNIT SER 1 | 8M | 17K | – |
| JD.COM INC | SPON ADS CL A | 677K | 26K | Amplify Investments, LLC |
| JOHNSON & JOHNSON | COM | 2M | 13K | – |
| JPMORGAN CHASE & CO. | COM | 339M | 2M | – |
| JPMORGAN CHASE & CO. | COM | 159M | 784K | Amplify Investments, LLC |
| KELLANOVA | COM | 213K | 4K | – |
| MAKEMYTRIP LIMITED MAURITIUS | SHS | 1M | 14K | Amplify Investments, LLC |
| MARATHON PETE CORP | COM | 130M | 750K | – |
| MARATHON PETE CORP | COM | 66M | 379K | Amplify Investments, LLC |
| MARSH & MCLENNAN COS INC | COM | 336K | 2K | – |
| MCDONALDS CORP | COM | 194M | 760K | – |
| MCDONALDS CORP | COM | 96M | 376K | Amplify Investments, LLC |
| MERCK & CO INC | COM | 242M | 2M | – |
| MERCK & CO INC | COM | 125M | 1M | Amplify Investments, LLC |
| META PLATFORMS INC | CL A | 6M | 12K | – |
| MICROSOFT CORP | COM | 370M | 828K | – |
| MICROSOFT CORP | COM | 173M | 388K | Amplify Investments, LLC |
| MITSUBISI UFJ FINL GROUP IN | SPONSORED ADS | 5M | 502K | Amplify Investments, LLC |
| MONDELEZ INTL INC | CL A | 625K | 10K | – |
| NATERA INC | COM | 250K | 2K | – |
| NETEASE INC | SPONSORED ADS | 2M | 18K | Amplify Investments, LLC |
| NETFLIX INC | COM | 697K | 1K | – |
| NOVARTIS AF | SPONSORED ADR | 3M | 24K | Amplify Investments, LLC |
| NOVO-NORDISH A S | ADS | 3M | 24K | Amplify Investments, LLC |
| NU HLDGS LTD | ORD SHS CL A | 1M | 101K | Amplify Investments, LLC |
| NVIDIA CORPORATION | COM | 1M | 11K | – |
| ONEOK INC NEW | COM | 258K | 3K | – |
| PACCAR INC | COM | 5M | 50K | – |
| PARKER-HANNIFIN CORP | COM | 461K | 912 | – |
| PDD HOLDINGS INC | SPONSORED ADS | 3M | 24K | Amplify Investments, LLC |
| PEPSICO INC | COM | 758K | 5K | – |
| PETROLEO BRASILEIRO SA PETRO | Sponsored ADR | 3M | 227K | Amplify Investments, LLC |
| PHILIP MORRIS INTL INC | COM | 3M | 25K | Amplify Investments, LLC |
| PROCTER AND GAMBLE CO | COM | 326M | 2M | – |
| PROCTER AND GAMBLE CO | COM | 161M | 976K | Amplify Investments, LLC |
| PROSHARES TR | SHORT S&P 500 NE | 4M | 375K | – |
| QUALCOMM INC | COM | 301K | 2K | – |
| QUEST DIAGNOSTICS INC | COM | 3M | 23K | – |
| RAYMOND JAMES FINL INC | COM | 12M | 94K | – |
| REGIONS FINANCIAL CORP NEW | COM | 301K | 15K | – |
| RELX PLC | SPONSORED ADR | 4M | 91K | Amplify Investments, LLC |
| RIO TINTO PLC | SPONSORED ADR | 2M | 26K | Amplify Investments, LLC |
| SALESFORCE INC | COM | 3M | 11K | – |
| SAP SE | SPON ADR | 4M | 19K | Amplify Investments, LLC |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 295K | 5K | – |
| SOUTHERN COPPER CORP | COM | 2M | 22K | Amplify Investments, LLC |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 10M | 26K | – |
| SPDR GOLD TR | GOLD SHS | 3M | 13K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 11K | 6K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 27M | 49K | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 540M | 6M | – |
| SPDR SER TR | S&P METALS MNG | 3M | 47K | – |
| SPOTIFY TECHNOLOGY S A | SHS | 254K | 810 | – |
| STATE STR CORP | COM | 211K | 3K | – |
| STRYKER CORPORATION | COM | 5M | 15K | – |
| SUMITOMO MITSUI FINL GROUP I | SPONSORED ADR | 4M | 320K | Amplify Investments, LLC |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 2M | 9K | Amplify Investments, LLC |
| TENCENT MUSIC ENTMT GROUP | SPON ADS | 3M | 199K | Amplify Investments, LLC |
| TESLA INC | COM | 469K | 2K | – |
| TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADS | 3M | 161K | Amplify Investments, LLC |
| TIM S A | SPONSORED ADR | 1M | 93K | Amplify Investments, LLC |
| TJX COS INC NEW | COM | 217M | 2M | – |
| TJX COS INC NEW | COM | 98M | 894K | Amplify Investments, LLC |
| T-MOBILE US INC | COM | 523K | 3K | – |
| TOTALENERGIES SE | SPONSORED ADS | 4M | 53K | Amplify Investments, LLC |
| TOYOTA MOTOR CORP | ADS | 3M | 17K | Amplify Investments, LLC |
| TRAVELERS COMPANIES INC | COM | 2M | 8K | – |
| UNION PAC CORP | COM | 6M | 25K | – |
| UNITED PARCEL SERVICE INC | CL B | 1M | 9K | – |
| UNITEDHEALTH GROUP INC | COM | 338M | 665K | – |
| UNITEDHEALTH GROUP INC | COM | 179M | 352K | Amplify Investments, LLC |
| UNIVERSAL DISPLAY CORP | COM | 259K | 1K | – |
| VERIZON COMMUNICATIONS INC | COM | 192M | 5M | – |
| VERIZON COMMUNICATIONS INC | COM | 96M | 2M | Amplify Investments, LLC |
| VISA INC | COM CL A | 321M | 1M | – |
| VISA INC | COM CL A | 154M | 586K | Amplify Investments, LLC |
| VODAFONE GROUP PLC NEW | SPONSORED ADR | 2M | 253K | Amplify Investments, LLC |
| WALMART INC | COM | 206M | 3M | – |
| WALMART INC | COM | 105M | 2M | Amplify Investments, LLC |
| WINGSTOP INC | COM | 257K | 608 | – |
| YPF SOCIEDAD ANONIMA | SPON ADR CL D | 1M | 68K | Amplify Investments, LLC |