FIRSTHAND CAPITAL MANAGEMENT, INC.
Adviser information for FIRSTHAND CAPITAL MANAGEMENT, INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $86.1M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $86.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $0 |
| HNW Individuals | <5 | $0 |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 2 | $84.8M |
| Business development companies | 1 | $1.3M |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | <5 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
150 ALMADEN BLVDSUITE 1250
SAN JOSE
CA
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 408-886-7096, Fax: 408-247-0524
Chief Compliance Officer
KELVIN LEUNG
GENERAL COUNSEL
150 ALMADEN BLVD., SUITE 1250
SAN JOSE
CA
United States
Tel:
408-624-9531
Fax:
408-247-0524
K*****@*******************M
(Full email address available in API data)
Regulatory Contact
KELVIN LEUNG
GENERAL COUNSEL
150 ALMADEN BLVD
SUITE 1250
SAN JOSE
CA
United States
Tel:
408-624-9531
Fax:
408-247-0524
K*****@*******************M
(Full email address available in API data)
Industry Affiliates
| FIRSTHAND VENTURE ASSOCIATES, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LANDIS, KEVIN, MICHAEL | Individual | – | PRESIDENT/DIRECTOR/CEO/PORTFOLIO MANAGER | 05/2009 | > 75% |
| LEUNG, KELVIN, KARFUN | Individual | – | MANAGING DIRECTOR, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | 07/2009 | < 5% |
| BILLAWALA, OMAR, NOORUDIN | Individual | – | CHIEF OPERATING OFFICER | 02/2010 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 15th, 2024 for period ending June 30th, 2024
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