QUANTUM ADVISORS PRIVATE LIMITED
Adviser information for QUANTUM ADVISORS PRIVATE LIMITED last updated from Form ADV on June 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | India |
Employees
| Total Number of Employees | 57 |
|---|---|
| Investment Advisory/Research | 15 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 6 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $2.0B |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $2.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $758,135 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $2.0B |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $1.4M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-70375 |
|---|---|
| SEC ERA File Number | 801-70375 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 141476 |
| Legal Entity Identifier | 335800WJF4LG81EDKK08 |
Principal Office
6TH FLOOR, HOECHST HOUSENARIMAN POINT
MUMBAI
India
Monday - Friday, 9:30AM - 6:00PM (IST)
Tel: 91-22-2283-0322, Fax: 91-22-2287-5111
Chief Compliance Officer
KETAV CHAPHEKAR
HEAD - COMPLIANCE, SECRETARIAL & LEGAL
6TH FLOOR, HOECHST HOUSE
NARIMAN POINT
MUMBAI
India
Tel:
91-22-61447916
Fax:
91-22-2287-5111
K****@*******M
(Full email address available in API data)
Regulatory Contact
I.V. SUBRAMANIAM
MD & GROUP HEAD - EQUITIES
6TH FLOOR, HOECHST HOUSE
NARIMAN POINT
MUMBAI
India
Tel:
91-22-61447902
Fax:
91-22-2287-5111
S****@*******M
(Full email address available in API data)
Industry Affiliates
| PREI MANAGEMENT LTD | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PRIMARY REAL ESTATE ADVISORS PRIVATE LIMITED | Other investment adviser, including financial planners |
| QIEF MANAGEMENT, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| QUANTUM ASSET MANAGEMENT COMPANY PRIVATE LIMITED | Other investment adviser, including financial planners |
| QUANTUM INFORMATION SERVICES PRIVATE LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DAYAL, AJIT | Individual | – | FOUNDER SHAREHOLDER | 01/1990 | 25-50% |
| SUBRAMANIAM, IYER VENKATA | Individual | – | MANAGING DIRECTOR & GROUP HEAD EQUITIES | 01/2021 | < 5% |
| THAKKAR, PIYUSH | Individual | – | CHIEF EXECUTIVE OFFICER | 01/2021 | < 5% |
| WADIA, AFRID | Individual | – | HEAD-OPERATIONS | 07/2013 | < 5% |
| VANDE BERG, MARSHA, JOAN | Individual | – | NON EXECUTIVE INDEPENDENT DIRECTOR | 07/2014 | < 5% |
| HWIC ASIA FUND CLASS Q SHARES | Foreign Entity | – | SHAREHOLDER | 07/2016 | 25-50% |
| UNITED STATES FIRE INSURANCE COMPANY | Domestic Entity | HWIC ASIA FUND CLASS Q SHARES | SHAREHOLDER | 07/2016 | 25-50% |
| CRUM & FORSTER HOLDINGS CORP | Domestic Entity | UNITED STATES FIRE INSURANCE COMPANY | SHAREHOLDER | 08/1998 | > 75% |
| FAIRFAX (US) INC. | Domestic Entity | CRUM & FORSTER HOLDINGS CORP. | SHAREHOLDER | 08/1998 | > 75% |
| FFHL GROUP LTD. | Foreign Entity | FAIRFAX (US) INC. | SHAREHOLDER | 01/1994 | > 75% |
| FAIRFAX FINANCIAL HOLDINGS LIMITED | Foreign Entity | FFHL GROUP LTD. | SHAREHOLDER | 01/1994 | > 75% |
| NANAVATI, AJAY, VIPIN | Individual | – | NON-EXECUTIVE INDEPENDENT DIRECTOR | 03/2019 | < 5% |
| CHAPHEKAR, KETAV, YESHWANT | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2019 | < 5% |
| Vakil, Hormazdiyaar, Shiavax | Individual | – | NON EXECUTIVE INDEPENDENT DIRECTOR | 08/2019 | < 5% |
| Kadle, Praveen, Purushottam | Individual | – | NON EXECUTIVE DIRECTOR | 11/2020 | < 5% |
| KAK, NALINI | Individual | – | NON EXECUTIVE INDEPENDENT DIRECTOR | 06/2021 | < 5% |
| FFHL GROUP LTD. | Foreign Entity | BRIT LIMITED | SHAREHOLDER | 04/2020 | > 75% |
| BRIT REINSURANCE (BERMUDA) LIMITED | Foreign Entity | HWIC ASIA FUND CLASS Q SHARES | SHAREHOLDER | 07/2016 | 25-50% |
| BRIT INSURANCE HOLDINGS LIMITED | Foreign Entity | BRIT REINSURANCE (BERMUDA) LIMITED | SHAREHOLDER | 06/2015 | > 75% |
| BRIT LIMITED | Foreign Entity | BRIT INSURANCE HOLDINGS LIMITED | SHAREHOLDER | 06/2015 | > 75% |
| FAIRFAX FINANCIAL HOLDINGS LIMITED | Foreign Entity | FFHL GROUP LTD. | SHAREHOLDER | 01/1994 | > 75% |
| Brodersen, derek | Individual | – | NON EXECUTIVE INDEPENDENT DIRECTOR | 06/2023 | < 5% |