Hedge Fund Database

CS PLANNING CORP

Adviser information for CS PLANNING CORP last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Oregon, United States

Employees

Total Number of Employees 58
Investment Advisory/Research 45
Registered Broker-Dealer Representatives 11
Registered State Investment Advisers 43
Licensed Agents of an Insurance Company 23
No. of Firms/People that Solicit Clients 6

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 4,650 $957.9M
Non-Discretionary 0 $0
Total 4,650 $957.9M

Clients

Type Number RAUM
Individuals 2,058 $645.4M
HNW Individuals 113 $312.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $45,914
Other 0 $0
Type Number
No. of Non-RAUM Clients 6
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-70381
SEC ERA File Number 801-70381
SEC CIK Numbers None
SEC CRD Numbers 149937
Legal Entity Identifier None

Principal Office

3395 SW GARDEN VIEW AVE
PORTLAND
OR
United States
Monday - Friday, 8 AM TO 5 PM
Tel: 503-292-5853, Fax: 503-292-5863

Websites

www.csplanningcorp.com/ www.taoprivatewealth.com/ milestonepwm.com www.linkedin.com/company/tao-private-wealth www.collingwoodwealth.com/ www.cultivant.com/ www.fourpointswealth.com/ www.mplannersllc.com/ www.seltunfg.com www.finaltllc.com/ redstonecapitalmanagement.com brandenburgfs.com/ www.gp-pwm.com/ www.linkedin.com/company/cultivant www.facebook.com/fourpointswealth/ www.vertwealth.com/ www.ssummitscapital.com www.oakandvinewm.com www.nobleprivatewealth.com/ www.richardsonwealthmanagement.com/

Chief Compliance Officer

CHRIS HICKS
CHIEF COMPLIANCE OFFICER
3395 SW GARDEN VIEW AVE
PORTLAND
OR
United States
Tel: 503-292-5853
Fax: 503-292-5863
(Full email address available in API data)

Regulatory Contact

JOHN T. CARR
ATTORNEY
6650 SW REDWOOD LANE
SUITE 220
PORTLAND
OR
United States
Tel: 503-635-5244
Fax: 503-635-2955
(Full email address available in API data)

Industry Affiliates

FOCUSPOINT SOLUTIONS, INC. Other investment adviser, including financial planners
MGM LLC Other investment adviser, including financial planners
PALOUSE CAPITAL MANAGEMENT, INC. Other investment adviser, including financial planners
THE H GROUP WASHINGTON, INC. Other investment adviser, including financial planners
THE H GROUP, INC. Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
HICKS, CHRISTOPHER, KEIL Individual – PRESIDENT AND CHIEF COMPLIANCE OFFICER 01/2008 > 75%

No. Employees, Historic

60300201920202021202220232024202521 on 4/1/201921 on 4/8/201921 on 7/11/201921 on 8/1/201921 on 8/19/201921 on 8/20/201921 on 8/23/201921 on 10/22/201921 on 10/31/201918 on 1/2/202016 on 3/31/202016 on 6/29/202016 on 6/30/202016 on 6/30/202016 on 7/28/202018 on 8/28/202018 on 8/28/202018 on 9/28/202018 on 10/13/202018 on 11/2/202018 on 11/3/202018 on 11/10/202018 on 1/8/202118 on 1/25/202118 on 1/26/202118 on 3/24/202120 on 3/31/202120 on 4/1/202120 on 4/8/202120 on 8/4/202120 on 9/15/202120 on 9/15/202120 on 10/5/202120 on 1/21/202220 on 2/17/202220 on 2/25/202220 on 3/3/202228 on 3/31/202228 on 4/5/202228 on 4/6/202228 on 4/11/202228 on 4/21/202228 on 6/13/202228 on 6/14/202228 on 6/14/202228 on 8/12/202228 on 9/1/202228 on 9/28/202228 on 10/10/202228 on 10/13/202228 on 11/28/202228 on 12/6/202228 on 12/6/202229 on 1/4/202332 on 1/5/202332 on 1/5/202332 on 1/5/202332 on 2/21/202332 on 2/21/202332 on 3/8/202332 on 3/13/202332 on 3/27/202346 on 3/31/202346 on 4/5/202346 on 4/11/202346 on 4/14/202346 on 4/24/202346 on 4/25/202346 on 5/15/202346 on 7/14/202347 on 8/1/202347 on 8/15/202347 on 8/18/202347 on 10/6/202347 on 10/18/202348 on 10/18/202348 on 11/8/202348 on 11/9/202348 on 11/14/202348 on 12/14/202348 on 12/15/202348 on 2/27/202458 on 3/29/2024

RAUM, Historic

1B500M02019202020212022202320242025497300306 on 4/1/2019497300306 on 4/8/2019497300306 on 7/11/2019497300306 on 8/1/2019497300306 on 8/19/2019497300306 on 8/20/2019497300306 on 8/23/2019497300306 on 10/22/2019497300306 on 10/31/2019497300306 on 1/2/2020395395057 on 3/31/2020395395057 on 6/29/2020395395057 on 6/30/2020395395057 on 6/30/2020395395057 on 7/28/2020395395057 on 8/28/2020395395057 on 8/28/2020395395057 on 9/28/2020395395057 on 10/13/2020395395057 on 11/2/2020395395057 on 11/3/2020395395057 on 11/10/2020395395057 on 1/8/2021395395057 on 1/25/2021395395057 on 1/26/2021395395057 on 3/24/2021347955098 on 3/31/2021347955098 on 4/1/2021347955098 on 4/8/2021347955098 on 8/4/2021347955098 on 9/15/2021347955098 on 9/15/2021347955098 on 10/5/2021347955098 on 1/21/2022347955098 on 2/17/2022347955098 on 2/25/2022347955098 on 3/3/2022517509647 on 3/31/2022517509647 on 4/5/2022517509647 on 4/6/2022517509647 on 4/11/2022517509647 on 4/21/2022517509647 on 6/13/2022517509647 on 6/14/2022517509647 on 6/14/2022517509647 on 8/12/2022517509647 on 9/1/2022517509647 on 9/28/2022517509647 on 10/10/2022517509647 on 10/13/2022517509647 on 11/28/2022517509647 on 12/6/2022517509647 on 12/6/2022517509647 on 1/4/2023517509647 on 1/5/2023517509647 on 1/5/2023517509647 on 1/5/2023517509647 on 2/21/2023517509647 on 2/21/2023517509647 on 3/8/2023517509647 on 3/13/2023517509647 on 3/27/2023542566766 on 3/31/2023542566766 on 4/5/2023542566766 on 4/11/2023542566766 on 4/14/2023542566766 on 4/24/2023542566766 on 4/25/2023542566766 on 5/15/2023542566766 on 7/14/2023542566766 on 8/1/2023542566766 on 8/15/2023542566766 on 8/18/2023542566766 on 10/6/2023542566766 on 10/18/2023542566766 on 10/18/2023542566766 on 11/8/2023542566766 on 11/9/2023542566766 on 11/14/2023542566766 on 12/14/2023542566766 on 12/15/2023542566766 on 2/27/2024957856476 on 3/29/2024

No. Clients, Historic

3,0001,50002019202020212022202320242025717 on 4/1/2019717 on 4/8/2019717 on 7/11/2019717 on 8/1/2019717 on 8/19/2019717 on 8/20/2019717 on 8/23/2019717 on 10/22/2019717 on 10/31/2019717 on 1/2/20201343 on 3/31/20201343 on 6/29/20201343 on 6/30/20201343 on 6/30/20201343 on 7/28/20201343 on 8/28/20201343 on 8/28/20201343 on 9/28/20201343 on 10/13/20201343 on 11/2/20201343 on 11/3/20201343 on 11/10/20201343 on 1/8/20211343 on 1/25/20211343 on 1/26/20211343 on 3/24/2021917 on 3/31/2021917 on 4/1/2021917 on 4/8/2021917 on 8/4/2021917 on 9/15/2021917 on 9/15/2021917 on 10/5/2021917 on 1/21/2022917 on 2/17/2022917 on 2/25/2022917 on 3/3/2022533 on 3/31/2022533 on 4/5/2022533 on 4/6/2022533 on 4/11/2022533 on 4/21/2022533 on 6/13/2022533 on 6/14/2022533 on 6/14/2022533 on 8/12/2022533 on 9/1/2022533 on 9/28/2022533 on 10/10/2022533 on 10/13/2022533 on 11/28/2022533 on 12/6/2022533 on 12/6/2022533 on 1/4/2023533 on 1/5/2023533 on 1/5/2023533 on 1/5/2023533 on 2/21/2023533 on 2/21/2023533 on 3/8/2023533 on 3/13/2023533 on 3/27/20231335 on 3/31/20231335 on 4/5/20231335 on 4/11/20231335 on 4/14/20231335 on 4/24/20231335 on 4/25/20231335 on 5/15/20231335 on 7/14/20231335 on 8/1/20231335 on 8/15/20231335 on 8/18/20231335 on 10/6/20231335 on 10/18/20231335 on 10/18/20231335 on 11/8/20231335 on 11/9/20231335 on 11/14/20231335 on 12/14/20231335 on 12/15/20231335 on 2/27/20242171 on 3/29/2024