Hedge Fund Database

VALUES FIRST ADVISORS, INC.

Adviser information for VALUES FIRST ADVISORS, INC. last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 12
Investment Advisory/Research 9
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 8
Licensed Agents of an Insurance Company 4
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,346 $186.5M
Non-Discretionary 142 $3.6M
Total 1,488 $190.1M

Clients

Type Number RAUM
Individuals 909 $139.3M
HNW Individuals 60 $48.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $2.3M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-70391
SEC ERA File Number 801-70391
SEC CIK Numbers 1913608
SEC CRD Numbers 148532
Legal Entity Identifier None

Principal Office

101 OLD GRAY STATION ROAD
GRAY
TN
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: 877-832-3847, Fax: 877-225-1670

Websites

www.valuesfirst.com www.linkedin.com/company/5058158 www.valuesfirstadvisors.com www.facebook.com/valuesfirstadvisors www.twitter.com/valuesfirst www.instagram.com/valuesfirst

Chief Compliance Officer

EDWIN WEST
OPERATIONS MANAGER
101 OLD GRAY STATION ROAD
GRAY
TN
United States
Tel: 877-832-3847
Fax: 877-225-1670
(Full email address available in API data)

Regulatory Contact

LARRY A ELLIS
CEO
101 MARKETSIDE AVE
STE 404-113
PONTE VEDRA
FL
United States
Tel: 877-382-3847
Fax: 877-225-1670
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
ELLIS, LARRY, ALEXANDER Individual – CEO / TREASURER / DIRECTOR 09/2023 50-75%
WEST (III), EDWIN GARLAND Individual – CHIEF COMPLIANCE OFFICER 06/2018 < 5%
NUNN, BENJAMIN, PATRICK Individual – PRESIDENT, DIRECTOR 09/2023 50-75%

No. Employees, Historic

20100201920202021202220232024202510 on 7/1/20199 on 3/30/20209 on 4/13/20209 on 6/19/20209 on 3/30/20219 on 7/13/20219 on 7/13/202110 on 3/8/202210 on 4/22/202210 on 7/27/202210 on 1/13/202311 on 3/31/202311 on 5/15/202311 on 9/18/202311 on 10/30/202311 on 11/1/202311 on 1/10/202412 on 3/12/2024

RAUM, Historic

200M100M02019202020212022202320242025100021250 on 7/1/2019123789229 on 3/30/2020123789229 on 4/13/2020123789229 on 6/19/2020151818033 on 3/30/2021151818033 on 7/13/2021151818033 on 7/13/2021196011765 on 3/8/2022196011765 on 4/22/2022196011765 on 7/27/2022196011765 on 1/13/2023174912901 on 3/31/2023174912901 on 5/15/2023174912901 on 9/18/2023174912901 on 10/30/2023174912901 on 11/1/2023174912901 on 1/10/2024190075740 on 3/12/2024

No. Clients, Historic

1,00050002019202020212022202320242025859 on 7/1/2019834 on 3/30/2020834 on 4/13/2020834 on 6/19/2020880 on 3/30/2021880 on 7/13/2021880 on 7/13/2021983 on 3/8/2022983 on 4/22/2022983 on 7/27/2022983 on 1/13/2023950 on 3/31/2023950 on 5/15/2023950 on 9/18/2023950 on 10/30/2023950 on 11/1/2023950 on 1/10/2024969 on 3/12/2024

Holdings

From latest 13F, filed July 19th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
THE AARONS COMPANY INC COM 582K 58K –
TALPHERA INC COM NEW 101K 113K –
AEROVATE THERAPEUTICS INC COM 26K 15K –
AGENUS INC COM NEW 279K 17K –
ALNYLAM PHARMACEUTICALS INC COM 2M 8K –
AMERICAN FINL GROUP INC OHIO COM 2M 15K –
AMERICAS CAR-MART INC COM 398K 7K –
AMERICOLD REALTY TRUST INC COM 481K 19K –
AMERISAFE INC COM 222K 5K –
AMPHENOL CORP NEW CL A 2M 30K –
ANNALY CAPITAL MANAGEMENT IN COM NEW 539K 28K –
ARDELYX INC COM 299K 40K –
ARGENX SE SPONSORED ADR 787K 2K –
AURA BIOSCIENCES INC COM 137K 18K –
AUTOLIV INC COM 260K 2K –
BADGER METER INC COM 2M 9K –
BIOLINERX LTD SPONSORED ADS 116K 204K –
BIO-TECHNE CORP COM 2M 29K –
CDW CORP COM 325K 1K –
CARETRUST REIT INC COM 314K 13K –
CARRIAGE SVCS INC COM 468K 17K –
CELLDEX THERAPEUTICS INC NEW COM NEW 789K 21K –
CENTRAL GARDEN & PET CO COM 394K 10K –
CENTRAL GARDEN & PET CO CL A NON-VTG 84K 3K –
CINCINNATI FINL CORP COM 2M 16K –
CINTAS CORP COM 2M 3K –
COGNEX CORP COM 2M 44K –
COLLEGIUM PHARMACEUTICAL INC COM 547K 17K –
COPART INC COM 384K 7K –
CROWDSTRIKE HLDGS INC CL A 930K 2K –
D R HORTON INC COM 1M 9K –
DATADOG INC CL A COM 1M 10K –
DONALDSON INC COM 2M 25K –
DOUBLEVERIFY HLDGS INC COM 229K 12K –
DYNAVAX TECHNOLOGIES CORP COM NEW 195K 17K –
EOG RES INC COM 2M 15K –
ELANCO ANIMAL HEALTH INC COM 513K 36K –
EMERGENT BIOSOLUTIONS INC COM 3M 466K –
ENSIGN GROUP INC COM 3M 27K –
ENTEGRIS INC COM 521K 4K –
EVOLENT HEALTH INC CL A 508K 27K –
EXACT SCIENCES CORP COM 325K 8K –
EXELIXIS INC COM 408K 18K –
EXPEDITORS INTL WASH INC COM 2M 17K –
EXSCIENTIA PLC ADS 315K 62K –
EXTRA SPACE STORAGE INC COM 563K 4K –
FLYWIRE CORPORATION COM VTG 458K 28K –
1ST SOURCE CORP COM 2M 37K –
FIVE9 INC COM 259K 6K –
GENTEX CORP COM 2M 54K –
GERON CORP COM 115K 27K –
GITLAB INC CLASS A COM 470K 9K –
GOLDMAN SACHS ETF TR ACCES TREASURY 791K 8K –
GRAND CANYON ED INC COM 2M 14K –
GREENBRIER COS INC COM 202K 4K –
GUARDANT HEALTH INC COM 816K 28K –
GULF IS FABRICATION INC COM 111K 18K –
HACKETT GROUP INC COM 2M 83K –
HAWKINS INC COM 1M 12K –
HOULIHAN LOKEY INC CL A 336K 2K –
HUBSPOT INC COM 715K 1K –
INOZYME PHARMA INC COM 76K 17K –
INTUITIVE SURGICAL INC COM NEW 360K 808 –
IRIDIUM COMMUNICATIONS INC COM 369K 14K –
ISHARES U S ETF TR BLACKROCK SH DUR 2M 46K –
KLA CORP COM NEW 409K 496 –
KIMCO RLTY CORP COM 510K 26K –
LAM RESEARCH CORP COM 1M 1K –
LATTICE SEMICONDUCTOR CORP COM 285K 5K –
LEMAITRE VASCULAR INC COM 2M 28K –
LIFETIME BRANDS INC COM 190K 22K –
LIQUIDITY SVCS INC COM 853K 43K –
LITHIA MTRS INC COM 637K 3K –
LL FLOORING HOLDINGS INC COM 353K 247K –
MARINUS PHARMACEUTICALS INC COM NEW 73K 63K –
MEDIFAST INC COM 1M 65K –
METTLER TOLEDO INTERNATIONAL COM 1M 778 –
MICROCHIP TECHNOLOGY INC. COM 2M 20K –
MID-AMER APT CMNTYS INC COM 3M 18K –
MIRUM PHARMACEUTICALS INC COM 675K 20K –
MISTRAS GROUP INC COM 362K 44K –
MONGODB INC CL A 304K 1K –
MONOLITHIC PWR SYS INC COM 3M 4K –
NATIONAL BEVERAGE CORP COM 2M 42K –
NNN REIT INC COM 2M 59K –
NEKTAR THERAPEUTICS COM 56K 45K –
NEOGEN CORP COM 258K 17K –
NETAPP INC COM 272K 2K –
NEXTRACKER INC CLASS A COM 266K 6K –
NUTANIX INC CL A 393K 7K –
NVIDIA CORPORATION COM 142K 1K –
OREILLY AUTOMOTIVE INC COM 594K 563 –
OLD DOMINION FREIGHT LINE IN COM 1M 8K –
OLIN CORP COM PAR $1 714K 15K –
OMEGA HEALTHCARE INVS INC COM 635K 19K –
PALO ALTO NETWORKS INC COM 344K 1K –
PATTERSON COS INC COM 286K 12K –
PERFICIENT INC COM 345K 5K –
PLURI INC COM NEW 83K 14K –
POOL CORP COM 855K 3K –
PUBLIC SVC ENTERPRISE GRP IN COM 222K 3K –
QUANTA SVCS INC COM 304K 1K –
RECURSION PHARMACEUTICALS IN CL A 463K 62K –
REMITLY GLOBAL INC COM 138K 11K –
ROLLINS INC COM 730K 15K –
ROPER TECHNOLOGIES INC COM 1M 2K –
S&P GLOBAL INC COM 292K 655 –
SAGE THERAPEUTICS INC COM 315K 29K –
SCHOLAR ROCK HLDG CORP COM 216K 26K –
SHERWIN WILLIAMS CO COM 363K 1K –
SIMULATIONS PLUS INC COM 2M 41K –
SOUTHERN CO COM 316K 4K –
STAG INDL INC COM 516K 14K –
SYNOPSYS INC COM 295K 496 –
SYNOVUS FINL CORP COM NEW 2M 52K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 256K 1K –
TANDY LEATHER FACTORY INC COM 179K 40K –
TANGER INC COM 1M 42K –
TARGA RES CORP COM 504K 4K –
THE TRADE DESK INC COM CL A 1M 14K –
TOAST INC CL A 808K 31K –
TORO CO COM 2M 21K –
TRANSMEDICS GROUP INC COM 1M 9K –
TREX CO INC COM 497K 7K –
UNDER ARMOUR INC CL C 706K 108K –
VAALCO ENERGY INC COM NEW 3M 457K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 4M 76K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 162 2 –
VISTRA CORP COM 322K 4K –
WASTE CONNECTIONS INC COM 1M 8K –
WASTE MGMT INC DEL COM 431K 2K –
WELLTOWER INC COM 628K 6K –
WEYERHAEUSER CO MTN BE COM NEW 455K 16K –
WILLIAMS COS INC COM 374K 9K –
WORKDAY INC CL A 276K 1K –
XOMETRY INC CLASS A COM 657K 57K –
ZENTALIS PHARMACEUTICALS INC COM 306K 75K –
FERGUSON PLC NEW SHS 414K 2K –
LINDE PLC SHS 306K 697 –
NVENT ELECTRIC PLC SHS 341K 4K –
ROYALTY PHARMA PLC SHS CLASS A 255K 10K –
TRANE TECHNOLOGIES PLC SHS 3M 8K –
GLOBAL E ONLINE LTD SHS 318K 9K –
ITURAN LOCATION AND CONTROL SHS 316K 13K –
MONDAY COM LTD SHS 729K 3K –
STRATASYS LTD SHS 278K 33K –
ASML HOLDING N V N Y REGISTRY SHS 621K 607 –
AMERICAN FINL GROUP INC OHIO COM 5K 42 –
AMERICAN FINL GROUP INC OHIO COM 36K 295 –
BIO-TECHNE CORP COM 3K 44 –
CINCINNATI FINL CORP COM 5K 44 –
CINTAS CORP COM 6K 9 –
COGNEX CORP COM 2K 43 –
DONALDSON INC COM 4K 61 –
EXPEDITORS INTL WASH INC COM 4K 35 –
1ST SOURCE CORP COM 5K 101 –
GENTEX CORP COM 4K 109 –
GOLDMAN SACHS ETF TR ACCES TREASURY 270K 3K –
GOLDMAN SACHS ETF TR ACCES TREASURY 18K 180 –
ISHARES U S ETF TR BLACKROCK SH DUR 9K 182 –
ISHARES U S ETF TR BLACKROCK SH DUR 4K 77 –
ISHARES U S ETF TR BLACKROCK SH DUR 329K 7K –
MICROCHIP TECHNOLOGY INC. COM 51K 560 –
MICROCHIP TECHNOLOGY INC. COM 5K 54 –
MID-AMER APT CMNTYS INC COM 40K 283 –
MID-AMER APT CMNTYS INC COM 4K 26 –
NATIONAL BEVERAGE CORP COM 4K 78 –
NNN REIT INC COM 4K 98 –
NNN REIT INC COM 20K 480 –
NVIDIA CORPORATION COM 201K 2K –
SYNOVUS FINL CORP COM NEW 5K 123 –
TORO CO COM 3K 36 –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 69K 1K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 0 0 –
VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 3K 70 –
GALLAGHER ARTHUR J & CO COM 421K 2K –
IDEXX LABS INC COM 1M 2K –
ISHARES TR 20 YR TR BD ETF 1M 12K –
ISHARES TR 7-10 YR TRSY BD 3M 32K –
ISHARES TR 1 3 YR TREAS BD 3M 38K –
ISHARES TR 10-20 YR TRS ETF 1M 11K –
ISHARES TR 3 7 YR TREAS BD 3M 26K –
ISHARES TR SHORT TREAS BD 7M 67K –
ISHARES TR 0-3 MNTH TREASRY 6M 59K –
LOWES COS INC COM 613K 3K –
PIMCO ETF TR ENHAN SHRT MA AC 10M 104K –
SPDR SER TR BBG CONV SEC ETF 1K 16 –
SPDR SER TR PORT MTG BK ETF 280 13 –
SPDR SER TR S&P BIOTECH 197K 2K –
SPDR SER TR BLOOMBERG INVT 171 6 –
SPDR SER TR BLOOMBERG 3-12 M 795K 8K –
SPDR SER TR BLOOMBERG 1-3 MO 1M 16K –
ISHARES TR 1 3 YR TREAS BD 15K 181 –
ISHARES TR SHORT TREAS BD 22K 195 –
ISHARES TR SHORT TREAS BD 11K 102 –
ISHARES TR SHORT TREAS BD 240K 2K –
ISHARES TR PFD AND INCM SEC 2K 50 –
LOWES COS INC COM 3K 15 –
NORTHERN LTS FD TR IV INSPIRE 100 ETF 170K 4K –
NORTHERN LTS FD TR IV INSPIRE 100 ETF 140K 4K –
NORTHERN LTS FD TR IV INSPIRE 100 ETF 40K 1K –
NORTHERN LTS FD TR IV INSPIRE 100 ETF 14K 361 –
NORTHERN LTS FD TR IV INSPIRE 100 ETF 119K 3K –
NORTHERN LTS FD TR IV INSPIRE 100 ETF 78K 2K –
NORTHERN LTS FD TR IV INSPIRE 100 ETF 11K 293 –
NORTHERN LTS FD TR IV INSPIRE 100 ETF 28K 735 –
NORTHERN LTS FD TR IV INSPIRE CORP BD 17K 710 –
NORTHERN LTS FD TR IV INSPIRE SML/ MID 31K 903 –
PIMCO ETF TR ENHAN SHRT MA AC 15K 152 –
PIMCO ETF TR ENHAN SHRT MA AC 215K 2K –
PIMCO ETF TR ENHAN SHRT MA AC 40K 401 –
PIMCO ETF TR ENHAN SHRT MA AC 8K 83 –
PIMCO ETF TR ENHAN SHRT MA AC 25K 245 –
SPDR SER TR BBG CONV SEC ETF 8K 115 –
SPDR SER TR BLOOMBERG 3-12 M 4K 39 –
SPDR SER TR BLOOMBERG 3-12 M 111K 1K –
SPDR SER TR BLOOMBERG 3-12 M 18K 180 –
SPDR SER TR BLOOMBERG 1-3 MO 11K 122 –
SPDR SER TR BLOOMBERG 1-3 MO 320K 3K –