WILLOW
ADCM, LLC Legal Name
Adviser information for WILLOW last updated from Form ADV on December 7th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 457 | $132.4M |
| Non-Discretionary | 0 | $0 |
| Total | 457 | $132.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 162 | $37.4M |
| HNW Individuals | 93 | $92.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.8M |
| Charitable organizations | <5 | $462,580 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-70407 |
|---|---|
| SEC ERA File Number | 801-70407 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 150814 |
| Legal Entity Identifier | None |
Principal Office
101 HAWTHORNE AVENUEPITTSFIELD
MA
United States
Monday - Friday, 8:30 - 4:15
Tel: 413-236-2980, Fax: 413-236-2988
Chief Compliance Officer
LYDIA ALEXANDRA RENDERS
FOUNDER, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE
50 BEECHSTONE #4
PORTSMOUTH
MA
United States
Tel:
413.236.2980
Fax:
413.236.2988
A********@*******************M
(Full email address available in API data)
Regulatory Contact
ALLISON LORING
DIRECTOR OF OPERATIONS & COMPLIANCE
101 HAWTHORNE AVENUE
PITTSFIELD
MA
United States
Tel:
413.236.2980
A******@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RENDERS, LYDIA, ALEXANDRA | Individual | – | FOUNDER, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | 07/2009 | > 75% |
| Farella, Paul, Alexander | Individual | – | MANAGING DIRECTOR | 01/2022 | 5-10% |