RIVERPARK CAPITAL MANAGEMENT LLC

Adviser information for RIVERPARK CAPITAL MANAGEMENT LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 16
Investment Advisory/Research 7
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 10 $337.0M
Non-Discretionary 0 $0
Total 10 $337.0M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 9 $267.0M
Pension and profit sharing plans <5 $70.0M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 7

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUM

Identifiers

SEC RIA File Number 801-70410
SEC ERA File Number 801-70410
SEC CIK Numbers 1614704
SEC CRD Numbers 150798
Legal Entity Identifier None

Principal Office

156 WEST 56TH STREET
17TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:30-5:30
Tel: (212) 484-2100, Fax: (212) 484-2151

Chief Compliance Officer

KENNETH GILISON
CHIEF COMPLIANCE OFFICER
156 WEST 56TH ST.
17TH FLOOR
NEW YORK
NY
United States
Tel: 212-484-2100
Fax: 212-484-2151
(Full email address available in API data)

Industry Affiliates

RIVERPARK ADVISORS, LLC Other investment adviser, including financial planners
RP VENTURES INVESTMENTS II, LLC Sponsor, GP, manager of pooled investment vehicles
RP VENTURES INVESTMENTS III, LLC Sponsor, GP, manager of pooled investment vehicles
RP VENTURES INVESTMENTS IV, LLC Sponsor, GP, manager of pooled investment vehicles
RP VENTURES INVESTMENTS, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
RIVERPARK VENTURES II LP Venture Capital Fund $41.0M $0.3M 60
RIVERPARK VENTURES III LP Venture Capital Fund $83.0M $0.3M 90
RIVERPARK VENTURES IV LP Venture Capital Fund $86.0M $0.3M 125

Control Persons

Name Type Entity Title Since Ownership
SCHAJA, MORDECAI, ALAN Individual CHIEF EXECUTIVE OFFICER 06/2009 < 5%
GENOVA, PAUL, COLIN Individual CHIEF FINANCIAL OFFICER 06/2009 < 5%
RP HOLDING GROUP LLC Domestic Entity MEMBER 06/2009 > 75%
SCHAJA, MORDECAI, ALAN Individual RP HOLDING GROUP LLC MEMBER 05/2009 25-50%
KELLY, H, MATTHEW Individual CHIEF MARKETING OFFICER 09/2010 < 5%
GILISON, KENNETH, R Individual CHIEF COMPLIANCE OFFICER 10/2017 < 5%

No. Employees, Historic

3015020202021202220232024202522 on 3/24/202022 on 4/9/202022 on 6/24/202022 on 6/30/202019 on 3/26/202119 on 3/29/202217 on 3/27/202316 on 3/21/2024

RAUM, Historic

2B1B0202020212022202320242025669026000 on 3/24/2020669026000 on 4/9/2020669026000 on 6/24/2020669026000 on 6/30/20201302000000 on 3/26/20211513000000 on 3/29/2022509000000 on 3/27/2023337000000 on 3/21/2024

No. Clients, Historic

2010020202021202220232024202518 on 3/24/202018 on 4/9/202018 on 6/24/202018 on 6/30/202015 on 3/26/202116 on 3/29/202210 on 3/27/202310 on 3/21/2024

Holdings

From latest 13F, filed July 26th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADOBE INC COM 2M 3K
ALPHABET INC CAP STK CL A 2M 14K
ALPHABET INC CAP STK CL C 2M 13K
AMAZON.COM INC COM 4M 20K
APPLE INC COM 4M 17K
AUTODESK INC COM 1M 5K
BLACKSTONE INC COM 2M 18K
BOOKING HOLDINGS INC COM 2M 589
CHARLES SCHWAB CORP/THE COM 2M 27K
COSTCO WHOLESALE CORP COM 2M 2K
DATADOG INC CL A COM 1M 10K
ELI LILLY & CO COM 2M 2K
EQUINIX INC COM 434K 574
FIVE9 INC COM 932K 21K
GRAIL INC COM 15K 959
ILLUMINA INC COM 766K 7K
INTUIT INC COM 2M 3K
INTUITIVE SURGICAL INC COM NEW 2M 5K
KKR & CO INC COM 2M 19K
LOCKHEED MARTIN CORP COM 691K 1K
LULULEMON ATHLETICA INC COM 658K 2K
MASTERCARD INC CL A 2M 5K
MCDONALD'S CORP COM 761K 3K
META PLATFORMS INC CL A 4M 7K
MICROSOFT CORP COM 4M 10K
NETFLIX INC COM 3M 4K
NIKE INC CL B 1M 20K
NVIDIA CORP COM 5M 39K
PEPSICO INC COM 794K 5K
PINTEREST INC CL A 1M 33K
SERVICENOW INC COM 2M 2K
SHOPIFY INC CL A 2M 37K
SNAP INC CL A 1M 67K
STARBUCKS CORP COM 557K 7K
UBER TECHNOLOGIES INC COM 3M 39K
UNITEDHEALTH GROUP INC COM 2M 3K
VISA INC COM CL A 2M 6K
WALT DISNEY CO/THE COM 2M 23K
WORKDAY INC CL A 1M 6K
ZOETIS INC CL A 1M 6K