Hedge Fund Database

LATITUDE ADVISORS, LLC

Adviser information for LATITUDE ADVISORS, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Florida, United States

Employees

Total Number of Employees 74
Investment Advisory/Research 73
Registered Broker-Dealer Representatives 62
Registered State Investment Advisers 74
Licensed Agents of an Insurance Company 35
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,590 $324.6M
Non-Discretionary 120 $15.8M
Total 1,710 $340.4M

Clients

Type Number RAUM
Individuals 1,402 $217.9M
HNW Individuals 48 $104.7M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 43 $14.4M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 9 $3.4M
Other 0 $0
Type Number
No. of Non-RAUM Clients 10
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed feesTHIRD PARTY REFERRAL FEES

Identifiers

SEC RIA File Number 801-70420
SEC ERA File Number 801-70420
SEC CIK Numbers 1843715
SEC CRD Numbers 151001
Legal Entity Identifier None

Principal Office

271 53RD CIRCLE
VERO BEACH
FL
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 772-770-1950, Fax: None

Websites

www.latitudefinancial.net/

Chief Compliance Officer

JOHN S BIVENS
VICE PRESIDENT
1089 STILLWATER COURT
YORKVILLE
IL
United States
Tel: 630-553-3740
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
LATITUDE FINANCIAL, LLC Domestic Entity – MANAGING MEMBER 11/2009 > 75%
PENROSE, KENNETH, RICHARD Individual – PRESIDENT 11/2009 < 5%
PENROSE, KENNETH, RICHARD Individual LATITUDE FINANCIAL, LLC PRESIDENT/CHIEF COMPLIANCE OFFICER 10/2009 25-50%
LASKY, JEFFREY, STEVEN Individual – VICE PRESIDENT 11/2009 < 5%
BIVENS, JOHN, STEPHEN Individual – VICE PRESIDENT/CHIEF COMPLIANCE OFFICER 01/2010 < 5%
LASKY, JEFFREY, STEVEN Individual LATITUDE FINANCIAL, LLC VICE PRESIDENT 11/2009 25-50%

No. Employees, Historic

8040020202021202220232024202577 on 3/14/202077 on 5/15/202077 on 5/28/202077 on 6/11/202077 on 6/30/202077 on 10/8/202077 on 12/14/202077 on 12/17/202077 on 12/18/202078 on 3/9/202178 on 4/20/202176 on 3/17/202276 on 4/12/202275 on 3/6/202374 on 3/25/2024

RAUM, Historic

400M200M0202020212022202320242025167250000 on 3/14/2020167250000 on 5/15/2020167250000 on 5/28/2020167250000 on 6/11/2020167250000 on 6/30/2020167250000 on 10/8/2020167250000 on 12/14/2020167250000 on 12/17/2020167250000 on 12/18/2020199945250 on 3/9/2021199945250 on 4/20/2021275000000 on 3/17/2022275000000 on 4/12/2022348576000 on 3/6/2023340392000 on 3/25/2024

No. Clients, Historic

2,0001,0000202020212022202320242025865 on 3/14/2020865 on 5/15/2020865 on 5/28/2020865 on 6/11/2020865 on 6/30/2020865 on 10/8/2020865 on 12/14/2020865 on 12/17/2020865 on 12/18/2020795 on 3/9/2021795 on 4/20/20211023 on 3/17/20221023 on 4/12/20221335 on 3/6/20231502 on 3/25/2024

Holdings

From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
LINDE PLC SHS 360K 820 –
LYONDELLBASELL INDUSTRIES N SHS - A - 246K 3K –
ROYAL CARIBBEAN GROUP COM 507K 3K –
AT&T INC COM 652K 34K –
ABBVIE INC COM 451K 3K –
ADOBE INC COM 296K 532 –
ADVISORS INNER CIRCLE FD II PMV ADAPTIVE RSK 15M 558K –
ALLIANT ENERGY CORP COM 204K 4K –
EA SERIES TRUST ASTORIA US EQUAL 2M 56K –
ALPHABET INC CAP STK CL C 261K 1K –
ALPHABET INC CAP STK CL A 993K 5K –
AMAZON COM INC COM 3M 16K –
AMERICAN ELEC PWR CO INC COM 220K 3K –
AMERICAN EXPRESS CO COM 209K 902 –
AMERICAN INTL GROUP INC COM NEW 210K 3K –
CENCORA INC COM 565K 3K –
AMGEN INC COM 252K 808 –
ELEVANCE HEALTH INC COM 515K 951 –
APPLE INC COM 4M 17K –
APPLIED MATLS INC COM 407K 2K –
ARISTA NETWORKS INC COM 312K 892 –
AUTOMATIC DATA PROCESSING IN COM 205K 861 –
BALL CORP COM 216K 4K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 576K 1K –
BLACKROCK ETF TRUST US EQT FACTOR 380K 8K –
BROADCOM INC COM 942K 586 –
CSX CORP COM 436K 13K –
CAPITAL GROUP GROWTH ETF SHS CREATION UNI 1M 39K –
CAPITAL GROUP CORE EQUITY ET SHS CREATION UNI 973K 30K –
CAPITAL GROUP DIVIDEND VALUE SHS CREATION UNI 1M 39K –
CAPITAL GROUP GBL GROWTH EQT SHS CREATION UNI 342K 12K –
CAPITAL GROUP CORE BALANCED SHS 244K 8K –
CARDINAL HEALTH INC COM 268K 3K –
CATERPILLAR INC COM 712K 2K –
CHEVRON CORP NEW COM 642K 4K –
CISCO SYS INC COM 289K 6K –
CINTAS CORP COM 419K 599 –
COCA COLA CO COM 407K 6K –
COMCAST CORP NEW CL A 353K 9K –
CONOCOPHILLIPS COM 242K 2K –
CONSTELLATION ENERGY CORP COM 209K 1K –
COSTCO WHSL CORP NEW COM 281K 331 –
DBX ETF TR XTRACK MSCI EAFE 253K 6K –
DANAHER CORPORATION COM 446K 2K –
DISNEY WALT CO COM 279K 3K –
DRAFTKINGS INC NEW COM CL A 219K 6K –
DUKE ENERGY CORP NEW COM NEW 417K 4K –
ENBRIDGE INC COM 217K 6K –
EXXON MOBIL CORP COM 2M 13K –
META PLATFORMS INC CL A 1M 2K –
FIDELITY NATL INFORMATION SV COM 293K 4K –
FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 1M 18K –
FISERV INC COM 248K 2K –
FORD MTR CO DEL COM 209K 17K –
HERCULES CAPITAL INC COM 217K 11K –
HOME DEPOT INC COM 1M 3K –
INTERNATIONAL BUSINESS MACHS COM 279K 2K –
INVESCO QQQ TR UNIT SER 1 10M 21K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 549K 3K –
INVESCO EXCHANGE TRADED FD T S&P 500 GARP ETF 1M 10K –
INVESCO EXCH TRD SLF IDX FD INVSCO 30 CORP 198K 12K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2026 MUNI 214K 9K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 306K 16K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 207K 10K –
INVESTMENT MANAGERS SER TR I AXS ASTORIA INFL 1M 89K –
ISHARES TR CORE S&P TTL STK 271K 2K –
ISHARES TR SELECT DIVID ETF 213K 2K –
ISHARES TR TIPS BD ETF 1M 11K –
ISHARES TR CORE S&P500 ETF 13M 24K –
ISHARES TR CORE US AGGBD ET 638K 7K –
ISHARES TR S&P 500 GRWT ETF 401K 4K –
ISHARES TR S&P 500 VAL ETF 211K 1K –
ISHARES TR 20 YR TR BD ETF 3M 28K –
ISHARES TR MSCI EAFE ETF 2M 23K –
ISHARES TR RUS MD CP GR ETF 236K 2K –
ISHARES TR CORE S&P MCP ETF 794K 14K –
ISHARES TR RUS 1000 GRW ETF 741K 2K –
ISHARES TR RUSSELL 2000 ETF 385K 2K –
ISHARES TR U.S. TECH ETF 396K 3K –
ISHARES TR CORE S&P SCP ETF 344K 3K –
ISHARES TR EAFE SML CP ETF 409K 7K –
ISHARES TR MBS ETF 536K 6K –
ISHARES TR EAFE VALUE ETF 896K 17K –
ISHARES TR EAFE GRWTH ETF 709K 7K –
ISHARES TR CORE HIGH DV ETF 281K 3K –
ISHARES TR MSCI USA MIN VOL 407K 5K –
ISHARES TR 0-5 YR TIPS ETF 938K 9K –
ISHARES TR MSCI USA QLT FCT 857K 5K –
ISHARES INC CORE MSCI EMKT 265K 5K –
ISHARES INC MSCI EMRG CHN 246K 4K –
ISHARES TR CORE TOTAL USD 903K 20K –
ISHARES TR CORE DIV GRWTH 355K 6K –
ISHARES TR 20+ YEAR TR BD 1M 51K –
JPMORGAN CHASE & CO. COM 1M 5K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 414K 7K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 2M 48K –
JOHNSON & JOHNSON COM 290K 2K –
KLA CORP COM NEW 249K 302 –
KEURIG DR PEPPER INC COM 226K 7K –
KIMBERLY-CLARK CORP COM 276K 2K –
ELI LILLY & CO COM 1M 1K –
LOCKHEED MARTIN CORP COM 633K 1K –
M & T BK CORP COM 208K 1K –
MARATHON PETE CORP COM 297K 2K –
MASTERCARD INCORPORATED CL A 609K 1K –
MCDONALDS CORP COM 656K 3K –
MERCK & CO INC COM 434K 4K –
MICROSOFT CORP COM 3M 7K –
MONDELEZ INTL INC CL A 234K 4K –
NETFLIX INC COM 473K 701 –
NOVARTIS AG SPONSORED ADR 373K 4K –
NVIDIA CORPORATION COM 3M 20K –
OMNICOM GROUP INC COM 201K 2K –
ORACLE CORP COM 348K 2K –
PALO ALTO NETWORKS INC COM 227K 669 –
PEPSICO INC COM 427K 3K –
PFIZER INC COM 415K 15K –
PHILIP MORRIS INTL INC COM 262K 3K –
PROCTER AND GAMBLE CO COM 684K 4K –
PROSHARES TR S&P 500 DV ARIST 365K 4K –
QUALCOMM INC COM 547K 3K –
REPUBLIC SVCS INC COM 278K 1K –
NEOS ETF TRUST NEOS ENH INC 1-3 3M 53K –
SPDR S&P 500 ETF TR TR UNIT 6M 12K –
SPDR GOLD TR GOLD SHS 3M 14K –
SPDR SER TR PORTFOLIO INTRMD 814K 25K –
SPDR SER TR PORT MTG BK ETF 316K 15K –
SPDR SER TR PRTFLO S&P500 GW 1M 18K –
SPDR SER TR PORTFLI INTRMDIT 1M 39K –
SPDR SER TR PORTFOLIO S&P500 2M 30K –
SPDR SER TR PORTFOLIO SH TSR 234K 8K –
SPDR SER TR BLOOMBERG 1-3 MO 214K 2K –
SPDR SER TR PORTFOLIO S&P600 502K 12K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 1M 18K –
SCHWAB STRATEGIC TR US AGGREGATE B 636K 14K –
SCHWAB STRATEGIC TR SHT TM US TRES 310K 6K –
SCHWAB STRATEGIC TR US TIPS ETF 500K 10K –
SELECT SECTOR SPDR TR ENERGY 420K 5K –
SELECT SECTOR SPDR TR TECHNOLOGY 2M 10K –
SHOPIFY INC CL A 398K 6K –
SOUTHERN CO COM 303K 4K –
SPROTT PHYSICAL GOLD TR UNIT 498K 28K –
SPROTT PHYSICAL SILVER TR TR UNIT 270K 27K –
SPROTT PHYSICAL GOLD & SILVE TR UNIT 239K 11K –
STARBUCKS CORP COM 318K 4K –
SYSCO CORP COM 246K 3K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 559K 3K –
TESLA INC COM 351K 2K –
TEXAS INSTRS INC COM 290K 1K –
THE TRADE DESK INC COM CL A 260K 3K –
TYLER TECHNOLOGIES INC COM 6M 11K –
UNITED PARCEL SERVICE INC CL B 236K 2K –
UNITEDHEALTH GROUP INC COM 785K 2K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 2M 11K –
VANGUARD WORLD FD MEGA GRWTH IND 437K 1K –
VANGUARD BD INDEX FDS INTERMED TERM 242K 3K –
VANGUARD BD INDEX FDS SHORT TRM BOND 230K 3K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 455K 6K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 612K 12K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 208K 2K –
VANGUARD BD INDEX FDS VANGUARD ULTRA 647K 13K –
VANGUARD WORLD FD INF TECH ETF 932K 2K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 220K 4K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 275K 6K –
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 254K 4K –
VANGUARD INDEX FDS S&P 500 ETF SHS 839K 2K –
VANGUARD INDEX FDS REAL ESTATE ETF 406K 5K –
VANGUARD INDEX FDS GROWTH ETF 410K 1K –
VANGUARD INDEX FDS VALUE ETF 739K 5K –
VANGUARD INDEX FDS TOTAL STK MKT 2M 8K –
VERIZON COMMUNICATIONS INC COM 660K 16K –
VISA INC COM CL A 816K 3K –
WALMART INC COM 281K 4K –
WASTE MGMT INC DEL COM 532K 2K –
WEBSTER FINL CORP COM 551K 13K –
WISDOMTREE TR ITL HDG QTLY DIV 208K 5K –
WISDOMTREE TR US QTLY DIV GRT 354K 5K –
WISDOMTREE TR FLOATNG RAT TREA 733K 15K –