FEDERATED SECURITIES CORP.
Adviser information for FEDERATED SECURITIES CORP. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 278 |
|---|---|
| Investment Advisory/Research | 202 |
| Registered Broker-Dealer Representatives | 201 |
| Registered State Investment Advisers | 195 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Educational seminars/workshopsSOLICITATION SERVICES & INVESTMENT ADVICE ON BEHALF OF AFFILIATED ADVISERS TO THEIR CLIENTS |
|---|---|
| Compensation | INTER-COMPANY CREDIT BASED ON AGREED UPON METRIC |
| Other Business Activities | Broker-dealerSOLICITATION FOR ADVISORY AFFILIATES TO THEIR CLIE |
Principal Office
1001 LIBERTY AVENUEPITTSBURGH
PA
United States
Monday - Friday, 8:30 AM TO 5:00 PM
Tel: (412) 288-1900, Fax: (412) 288-3939
Chief Compliance Officer
STEPHEN VAN METER
CHIEF COMPLIANCE OFFICER
1001 LIBERTY AVE
PITTSBURGH
PA
United States
Tel:
(412) 288-1046
Fax:
(412) 288-3939
S***************@******************M
(Full email address available in API data)
Regulatory Contact
MEGAN G DOLAN
SR IM COMPLIANCE OFFICER
1001 LIBERTY AVENUE
PITTSBURGH
PA
United States
Tel:
(412) 288-6518
Fax:
(412) 288-3939
M**********@******************M
(Full email address available in API data)
Industry Affiliates
| FEDERATED ADVISORY SERVICES COMPANY | Other investment adviser, including financial planners |
| FEDERATED EQUITY MANAGEMENT COMPANY OF PENNSYLVANIA | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FEDERATED HERMES (UK) LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FEDERATED HERMES JAPAN LTD. | Other investment adviser, including financial planners |
| FEDERATED INTERNATIONAL SECURITIES CORP. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| FEDERATED INVESTMENT COUNSELING | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FEDERATED INVESTMENT MANAGEMENT COMPANY | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FEDERATED INVESTORS AUSTRALIA SERVICES LTD | Other investment adviser, including financial planners |
| FEDERATED INVESTORS TRUST COMPANY | Commodity pool operator or commodity trading advisorTrust company |
| FEDERATED PRIVATE FUND OF ONE TRADE FINANCE PARTNERSHIP GENERAL PARTNER, LLC | Other investment adviser, including financial plannersSponsor or syndicator of limited partnerships |
| HERMES ALTERNATIVE INVESTMENT MANAGEMENT LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| HERMES FUND MANAGERS IRELAND LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| HERMES GPE (SINGAPORE) PTE LIMITED | Other investment adviser, including financial planners |
| HERMES GPE (USA) INC | Other investment adviser, including financial planners |
| HERMES GPE LLP | Other investment adviser, including financial plannersSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| HERMES INVESTMENT MANAGEMENT LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GERMAIN, PETER JOSEPH | Individual | – | DIRECTOR/VICE PRESIDENT | 07/2004 | < 5% |
| DONAHUE, THOMAS ROBERT | Individual | – | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 01/2000 | < 5% |
| FII HOLDINGS, INC. | Domestic Entity | – | OWNER | 03/1999 | > 75% |
| FEDERATED HERMES, INC. | Domestic Entity | FII HOLDINGS, INC. | OWNER | 03/1999 | > 75% |
| NOVAK, RICHARD ANTHONY | Individual | – | TREASURER | 04/2013 | < 5% |
| UHLMAN, PAUL ADAM | Individual | – | DIRECTOR AND PRESIDENT | 06/2016 | < 5% |
| MOORE, KARY ANNE | Individual | – | SECRETARY | 09/2011 | < 5% |
| EISENBRANDT, PETER WILLIAM | Individual | – | EXECUTIVE VICE PRESIDENT | 03/2015 | < 5% |
| VAN METER, STEPHEN PAUL | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2015 | < 5% |
| SENCHAK, FRANK CARL | Individual | – | DIRECTOR | 03/2016 | < 5% |
| RONAYNE, BRIAN SEAN | Individual | – | EXECUTIVE VICE PRESIDENT | 03/2021 | < 5% |
| ARONSOHN, JEFF DAVIS JR | Individual | – | COMPLIANCE OFFICER | 04/2021 | < 5% |
| FAVERO, AUTUMN LYNN | Individual | – | ASSISTANT TREASURER, FINANCIAL OPERATIONS OFFICER AND PRINCIPAL FINANCIAL OFFICER | 03/2024 | < 5% |
| BURKE, BRYAN MARKHAM | Individual | – | EXECUTIVE VICE PRESIDENT | 03/2024 | < 5% |