ESM MANAGEMENT LLC
Adviser information for ESM MANAGEMENT LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $836.1M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $836.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $778.6M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $159,979 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $48.0M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $9.3M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 8 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-70456 |
|---|---|
| SEC ERA File Number | 801-70456 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 150142 |
| Legal Entity Identifier | None |
Principal Office
100 WESTCHESTER ROADNEWTON
MA
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 646-927-6089, Fax: None
Websites
Chief Compliance Officer
CHRISTOPHER ZUECH
1250 WEST SOUTHWINDS BLVD
#216
VERO BEACH
FL
United States
Tel:
646-927-6089
C******@***************M
(Full email address available in API data)
Regulatory Contact
ERIC MEYER
PRESIDENT AND CO-CHIEF INVESTMENT OFFICER
100 WESTCHESTER RD
NEWTON
MA
United States
Tel:
617-430-7881
Fax:
617-231-0630
E******@***************M
(Full email address available in API data)
Industry Affiliates
| NEWTON'S LAW LLC | Lawyer or law firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| NEWTON OPPORTUNITY FUND, LP | Hedge Fund | $0.2M | $0.1M | 14 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MEYER, ERIC, STEFAN | Individual | – | PRESIDENT AND CO-CHIEF INVESTMENT OFFICER | 01/2009 | 25-50% |
| VAN DE WATER, WILLIAM, RAYMOND | Individual | – | MANAGING DIRECTOR/CO-CHIEF INVESTMENT OFFICER | 12/2009 | 25-50% |
| ZUECH, CHRISTOPHER, JUDE | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2017 | 10-25% |
| JELINEK, DAVID, WILLIAM | Individual | – | PRINCIPAL | 07/2020 | 10-25% |