ADVISORSHARES
ADVISORSHARES INVESTMENTS, LLC Legal Name
Adviser information for ADVISORSHARES last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 17 | $1.2B |
| Non-Discretionary | 0 | $0 |
| Total | 17 | $1.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 17 | $1.2B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
4800 MONTGOMERY LANESUITE 150
BETHESDA
MD
United States
Monday - Friday, 9AM-5PM
Tel: 888-843-3831, Fax: 484-993-9936
Chief Compliance Officer
STEFANIE JANE LITTLE
11 GINA MARIE LANE
ELKTON
MD
United States
Tel:
443.207.2492
S*@****************M
(Full email address available in API data)
Regulatory Contact
DAN AHRENS
MANAGING DIRECTOR, COO, CIO
4800 MONTGOMERY LANE
SUITE 150
BETHESDA
MD
United States
Tel:
214-272-0383
D*@****************M
(Full email address available in API data)
Industry Affiliates
| LITTLE CONSULTING GROUP, INC. | Lawyer or law firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HAMMAN, NOAH | Individual | – | CHIEF EXECUTIVE OFFICER | 10/2006 | < 5% |
| AHRENS, DANIEL, STUART | Individual | – | MANAGING DIRECTOR, COO, CIO | 11/2008 | < 5% |
| WILSON LANE GROUP, LLC | Domestic Entity | – | MEMBER | 10/2008 | > 75% |
| HAMMAN, NOAH | Individual | WILSON LANE GROUP, LLC | MANAGING MEMBER | 09/2008 | > 75% |
| CARL, JAMES, EUGENE | Individual | – | MANAGING DIRECTOR | 06/2013 | < 5% |
| LITTLE, STEFANIE, JANE | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2013 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 7th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 360 DIGITECH INC-ADR | ADR | 548K | 28K | – |
| ABB LTD-SPON ADR | ADR | 1M | 18K | – |
| ABBOTT LABORATORIES | Common Stock | 6M | 53K | – |
| ACCEL ENTERTAINMENT INC | Common Stock | 311K | 31K | – |
| ACCENTURE PLC-CL A | ADR | 499K | 2K | – |
| ACUITY BRANDS INC | ADR | 441K | 2K | – |
| ADVISORSHARES PURE US CAN | ADR | 16M | 2M | – |
| AEGON LTD-NY REG SHR | ADR | 540K | 86K | – |
| AFC GAMMA INC | Common Stock | 2M | 125K | – |
| AFFILIATED MANAGERS GROUP | ADR | 445K | 3K | – |
| AFLAC INC | ADR | 6M | 72K | – |
| AIRBNB INC-CLASS A | Common Stock | 59K | 390 | – |
| ALKERMES PLC | Common Stock | 278K | 11K | – |
| ALLISON TRANSMISSION HOLD | ADR | 437K | 6K | – |
| ALPHABET INC-CL A | Common Stock | 512K | 3K | – |
| ALTRIA GROUP INC | Common Stock | 482K | 10K | – |
| AMDOCS LTD | Common Stock | 422K | 5K | – |
| AMERICAN EXPRESS CO | ADR | 461K | 2K | – |
| AMERICAN INTERNATIONAL GR | ADR | 447K | 6K | – |
| AMERICAN WATER WORKS CO I | ADR | 6M | 45K | – |
| AMKOR TECHNOLOGY INC | ADR | 546K | 14K | – |
| AMPHENOL CORP-CL A | ADR | 8M | 117K | – |
| APPLE HOSPITALITY REIT IN | Common Stock | 149K | 10K | – |
| APPLE INC | ADR | 496K | 2K | – |
| APPLIED MATERIALS INC | ADR | 475K | 2K | – |
| ARAMARK | Common Stock | 145K | 4K | – |
| ARCH RESOURCES INC | Common Stock | 511K | 3K | – |
| ARCOS DORADOS HOLDINGS IN | ADR | 62K | 7K | – |
| ARMSTRONG WORLD INDUSTRIE | ADR | 446K | 4K | – |
| ASE TECHNOLOGY HOLDING -A | ADR | 745K | 66K | – |
| ATAI LIFE SCIENCES NV | Common Stock | 271K | 201K | – |
| AVADEL PHARMACEUTICALS | Common Stock | 438K | 31K | – |
| BAE SYSTEMS PLC -SPON ADR | ADR | 772K | 12K | – |
| BALL CORP | ADR | 406K | 7K | – |
| BANCO BILBAO VIZCAYA-SP A | ADR | 775K | 76K | – |
| BANCO MACRO SA-ADR | ADR | 841K | 16K | – |
| BATH & BODY WORKS INC | Common Stock | 420K | 11K | – |
| BELDEN INC | ADR | 503K | 5K | – |
| BENTLEY SYSTEMS INC-CLASS | Common Stock | 462K | 9K | – |
| BGC GROUP INC-A | Common Stock | 505K | 60K | – |
| BJ'S RESTAURANTS INC | ADR | 46K | 1K | – |
| BOOKING HOLDINGS INC | Common Stock | 649K | 167 | – |
| BOSTON BEER COMPANY INC-A | Common Stock | 272K | 900 | – |
| BOYD GAMING CORP | ADR | 396K | 7K | – |
| BRIGHT MINDS BIOSCIENCES | Common Stock | 190K | 181K | – |
| BRINKER INTERNATIONAL INC | ADR | 227K | 3K | – |
| BRITISH AMERICAN TOB-SP A | ADR | 141K | 5K | – |
| BROADRIDGE FINANCIAL SOLU | ADR | 6M | 29K | – |
| BUNGE GLOBAL SA | Common Stock | 455K | 4K | – |
| BWX TECHNOLOGIES INC | Common Stock | 467K | 5K | – |
| CANOPY GROWTH CORP | Common Stock | 440K | 69K | – |
| CARDIOL THERAPEUTICS INC- | Common Stock | 3M | 1M | – |
| CARLISLE COS INC | ADR | 490K | 1K | – |
| CASEY'S GENERAL STORES IN | ADR | 109K | 290 | – |
| CATERPILLAR INC | ADR | 421K | 1K | – |
| CAVA GROUP INC | Common Stock | 224K | 2K | – |
| CELANESE CORP | ADR | 5M | 38K | – |
| CEMEX SAB-SPONS ADR PART | ADR | 582K | 93K | – |
| CENCORA INC | Common Stock | 6M | 29K | – |
| CF INDUSTRIES HOLDINGS IN | ADR | 472K | 6K | – |
| CHARLOTTES WEB HOLDINGS I | Common Stock | 415K | 2M | – |
| CHENIERE ENERGY INC | ADR | 503K | 3K | – |
| CHEVRON CORP | ADR | 485K | 3K | – |
| CHICAGO ATLANTIC REAL EST | Common Stock | 2M | 101K | – |
| CHIPOTLE MEXICAN GRILL IN | ADR | 164K | 3K | – |
| CHURCH & DWIGHT CO INC | Common Stock | 748K | 7K | – |
| CHUY'S HOLDINGS INC | ADR | 338K | 14K | – |
| CIA DE MINAS BUENAVENTUR- | ADR | 608K | 36K | – |
| CLEARMIND MEDICINE INC | Common Stock | 214K | 129K | – |
| CLEVER LEAVES HOLDINGS IN | Common Stock | 90K | 35K | – |
| COCA-COLA FEMSA SAB-SP AD | ADR | 565K | 7K | – |
| COLGATE-PALMOLIVE CO | Common Stock | 500K | 5K | – |
| COLUMBIA SPORTSWEAR CO | ADR | 435K | 6K | – |
| COMM SERV SELECT SECTOR S | ADR | 2M | 28K | – |
| COMPASS GROUP PLC-SPON AD | ADR | 494K | 18K | – |
| COMPASS PATHWAYS PLC | ADR | 362K | 61K | – |
| CONOCOPHILLIPS | ADR | 410K | 4K | – |
| CONSUMER DISCRETIONARY SE | ADR | 5M | 26K | – |
| CORTEVA INC | Common Stock | 445K | 8K | – |
| CRONOS GROUP INC | Common Stock | 2M | 871K | – |
| CTS CORP | ADR | 513K | 10K | – |
| CURALEAF HOLDINGS INC | Common Stock | 41M | 10M | – |
| CYBIN INC | Common Stock | 494K | 2M | – |
| DARDEN RESTAURANTS INC | ADR | 104K | 699 | – |
| DAVE & BUSTER'S ENTERTAIN | Common Stock | 56K | 1K | – |
| DINE BRANDS GLOBAL INC | ADR | 77K | 2K | – |
| DOMINO'S PIZZA INC | ADR | 624K | 1K | – |
| DUCKHORN PORTFOLIO INC/TH | Common Stock | 251K | 36K | – |
| DUTCH BROS INC-CLASS A | Common Stock | 176K | 4K | – |
| EAGLE MATERIALS INC | ADR | 398K | 2K | – |
| EBAY INC | ADR | 479K | 9K | – |
| EL POLLO LOCO HOLDINGS IN | Common Stock | 471K | 43K | – |
| ELECTRONIC ARTS INC | ADR | 819K | 6K | – |
| EMBRAER SA-SPON ADR | ADR | 810K | 31K | – |
| ENVERIC BIOSCIENCES INC | Common Stock | 190K | 317K | – |
| EOG RESOURCES INC | ADR | 438K | 3K | – |
| EXPEDIA GROUP INC | ADR | 186K | 2K | – |
| FACTSET RESEARCH SYSTEMS | ADR | 5M | 12K | – |
| FAIR ISAAC CORP | ADR | 7M | 5K | – |
| FEDERAL AGRIC MTG CORP-CL | ADR | 5M | 30K | – |
| FERRARI NV | Common Stock | 315K | 768 | – |
| FIDELITY NATIONAL INFO SE | ADR | 460K | 6K | – |
| FIELD TRIP HEALTH & WELLN | Common Stock | 0 | 1M | – |
| FISERV INC | ADR | 6M | 44K | – |
| FSD PHARMA INC | Common Stock | 0 | 263K | – |
| FSD PHARMA INC-CLASS B | Common Stock | 76K | 555K | – |
| GAMING AND LEISURE PROPER | ADR | 353K | 8K | – |
| GEN DIGITAL INC | Common Stock | 481K | 19K | – |
| GENERAL MOTORS CO | ADR | 480K | 10K | – |
| GENTEX CORP | ADR | 451K | 13K | – |
| GH RESEARCH PLC | Common Stock | 266K | 23K | – |
| GREENBROOK TMS INC | Common Stock | 99K | 1M | – |
| GREENTREE HOSPITALITY GR- | ADR | 9K | 4K | – |
| GRIFFON CORP | ADR | 435K | 7K | – |
| GROWGENERATION CORP | Common Stock | 546K | 247K | – |
| GRUPO FINANCIERO GALICIA- | ADR | 740K | 27K | – |
| HARMONY GOLD MNG-SPON ADR | ADR | 714K | 78K | – |
| HARTFORD FINANCIAL SVCS G | ADR | 463K | 5K | – |
| HEALTH CARE SELECT SECTOR | ADR | 4M | 28K | – |
| HEICO CORP | ADR | 7M | 33K | – |
| HEMPFUSION WELLNESS INC | Common Stock | 10 | 10M | – |
| HERMES INTL-UNSPONSORED A | ADR | 416K | 2K | – |
| HERSHEY CO/THE | Common Stock | 6M | 32K | – |
| HIGH TIDE INC | Common Stock | 4M | 2M | – |
| HILTON WORLDWIDE HOLDINGS | Common Stock | 645K | 3K | – |
| HOME DEPOT INC | ADR | 461K | 1K | – |
| HOST HOTELS & RESORTS INC | ADR | 145K | 8K | – |
| HUYA INC-ADR | ADR | 346K | 84K | – |
| HYATT HOTELS CORP - CL A | ADR | 83K | 559 | – |
| IM CANNABIS CORP | Common Stock | 278K | 621K | – |
| INCANNEX HEALTHCARE INC | Common Stock | 238K | 80K | – |
| INDUSTRIAL SELECT SECT SP | ADR | 1M | 12K | – |
| ING GROEP N.V.-SPONSORED | ADR | 642K | 37K | – |
| INTERCONTINENTAL EXCHANGE | ADR | 6M | 46K | – |
| INTERCONTINENTAL HOTELS-A | ADR | 164K | 2K | – |
| INTERCURE LTD | Common Stock | 218K | 107K | – |
| INTERDIGITAL INC | ADR | 545K | 5K | – |
| INTRA-CELLULAR THERAPIES | Common Stock | 252K | 4K | – |
| INTUIT INC | ADR | 7M | 10K | – |
| INVESCO QQQ TRUST SERIES | ADR | 57M | 118K | – |
| ISHARES MORNINGSTAR GROWT | ADR | 41M | 495K | – |
| ISHARES MSCI USA MOMENTUM | ADR | 95M | 487K | – |
| ISHARES USTECHNOLOGY ETF | ADR | 5M | 36K | – |
| ISPIRE TECHNOLOGY INC | Common Stock | 1M | 176K | – |
| JACK IN THE BOX INC | ADR | 55K | 1K | – |
| JANUS HENDERSON GROUP PLC | Common Stock | 485K | 14K | – |
| JAZZ PHARMACEUTICALS PLC | Common Stock | 1M | 10K | – |
| KB HOME | ADR | 479K | 7K | – |
| KIMBERLY-CLARK CORP | Common Stock | 466K | 3K | – |
| KLA CORP | ADR | 493K | 595 | – |
| LAM RESEARCH CORP | ADR | 559K | 527 | – |
| LAS VEGAS SANDS CORP | ADR | 466K | 11K | – |
| LEIDOS HOLDINGS INC | Common Stock | 533K | 4K | – |
| LENNAR CORP-A | ADR | 442K | 3K | – |
| LIGHT & WONDER INC | ADR | 299K | 3K | – |
| LOCKHEED MARTIN CORP | ADR | 480K | 1K | – |
| LOGITECH INTERNATIONAL-RE | Common Stock | 638K | 7K | – |
| LUCY SCIENTIFIC DISCOVERY | Common Stock | 26K | 128K | – |
| MARATHON PETROLEUM CORP | ADR | 410K | 2K | – |
| MARRIOTT INTERNATIONAL -C | ADR | 140K | 586 | – |
| MASTERCARD INC - A | Common Stock | 441K | 1K | – |
| MCDONALD'S CORP | ADR | 99K | 396 | – |
| MCGRATH RENTCORP | Common Stock | 5M | 49K | – |
| MERCADOLIBRE INC | Common Stock | 641K | 401 | – |
| META PLATFORMS INC-CLASS | ADR | 478K | 948 | – |
| METLIFE INC | ADR | 457K | 7K | – |
| MGIC INVESTMENT CORP | ADR | 496K | 23K | – |
| MGM RESORTS INTERNATIONAL | ADR | 459K | 11K | – |
| MGP INGREDIENTS INC | Common Stock | 253K | 3K | – |
| MICROCHIP TECHNOLOGY INC | ADR | 472K | 5K | – |
| MICROSOFT CORP | ADR | 489K | 1K | – |
| MILLER INDUSTRIES INC/TEN | ADR | 7M | 137K | – |
| MIND MEDICINE MINDMED INC | Common Stock | 878K | 124K | – |
| MITSUBISHI UFJ FINL-SPON | ADR | 931K | 85K | – |
| MOLSON COORS BEVERAGE CO | Common Stock | 258K | 5K | – |
| MOODY'S CORP | Common Stock | 6M | 15K | – |
| MURPHY USA INC | ADR | 517K | 1K | – |
| NATIONAL STORAGE AFFILIAT | Common Stock | 467K | 12K | – |
| NATL HEALTH INVESTORS INC | ADR | 485K | 7K | – |
| NETAPP INC | ADR | 488K | 4K | – |
| NEW ORIENTAL EDUCATIO-SP | ADR | 934K | 12K | – |
| NEW YORK TIMES CO-A | ADR | 513K | 10K | – |
| NEWMARK GROUP INC-CLASS A | Common Stock | 462K | 47K | – |
| NOMURA HOLDINGS INC-SPON | ADR | 611K | 105K | – |
| NORWEGIAN CRUISE LINE HOL | ADR | 159K | 9K | – |
| NOVO-NORDISK A/S-SPONS AD | ADR | 2M | 12K | – |
| NRG ENERGY INC | ADR | 509K | 7K | – |
| NRX PHARMACEUTICALS INC | Common Stock | 279K | 108K | – |
| NUCOR CORP | ADR | 410K | 3K | – |
| NUMINUS WELLNESS INC | Common Stock | 91K | 3M | – |
| NVIDIA CORP | ADR | 1M | 8K | – |
| NXP SEMICONDUCTORS NV | ADR | 634K | 2K | – |
| OLD DOMINION FREIGHT LINE | ADR | 384K | 2K | – |
| OLIN CORP | ADR | 401K | 9K | – |
| OMNICOM GROUP | ADR | 435K | 5K | – |
| ORGANIGRAM HOLDINGS INC | Common Stock | 2M | 1M | – |
| OTIS WORLDWIDE CORP | Common Stock | 6M | 65K | – |
| OWENS CORNING | ADR | 475K | 3K | – |
| PAMPA ENERGIA SA-SPON ADR | ADR | 636K | 15K | – |
| PARK HOTELS & RESORTS INC | Common Stock | 90K | 6K | – |
| PATTERSON-UTI ENERGY INC | ADR | 441K | 44K | – |
| PBF ENERGY INC-CLASS A | ADR | 385K | 8K | – |
| PETROLEO BRASILEIRO-SPON | ADR | 549K | 38K | – |
| PHARMACIELO LTD | Common Stock | 48K | 338K | – |
| PJT PARTNERS INC - A | Common Stock | 535K | 5K | – |
| PLAYA HOTELS & RESORTS NV | Common Stock | 105K | 13K | – |
| POLARIS INC | ADR | 5M | 62K | – |
| PORTILLO'S INC-CL A | Common Stock | 52K | 6K | – |
| PROGRESS SOFTWARE CORP | ADR | 510K | 10K | – |
| PSYBIO THERAPEUTICS CORP | Common Stock | 299 | 3M | – |
| PSYENCE BIOMEDICAL LTD | Common Stock | 148K | 463K | – |
| PULTEGROUP INC | ADR | 440K | 4K | – |
| PVH CORP | ADR | 433K | 4K | – |
| QUALCOMM INC | ADR | 438K | 2K | – |
| RELMADA THERAPEUTICS INC | Common Stock | 276K | 90K | – |
| RELX PLC - SPON ADR | ADR | 776K | 17K | – |
| RESMED INC | Common Stock | 436K | 2K | – |
| RESTAURANT BRANDS INTERN | Common Stock | 119K | 2K | – |
| RIV CAPITAL INC | Common Stock | 878K | 9M | – |
| ROLLINS INC | Common Stock | 6M | 134K | – |
| ROSS STORES INC | ADR | 504K | 3K | – |
| ROYAL CARIBBEAN CRUISES L | Common Stock | 172K | 1K | – |
| RTX CORP | Common Stock | 455K | 5K | – |
| RUBICON ORGANICS INC | Common Stock | 359K | 1M | – |
| RYMAN HOSPITALITY PROPERT | ADR | 137K | 1K | – |
| SAGE THERAPEUTICS INC | Common Stock | 177K | 16K | – |
| SAP SE-SPONSORED ADR | ADR | 738K | 4K | – |
| SCIENCE APPLICATIONS INTE | Common Stock | 5M | 47K | – |
| SEELOS THERAPEUTICS INC | Common Stock | 56K | 90K | – |
| SHAKE SHACK INC - CLASS A | Common Stock | 83K | 958 | – |
| SIEMENS AG-SPONS ADR | ADR | 603K | 6K | – |
| SILGAN HOLDINGS INC | ADR | 5M | 127K | – |
| SKYE BIOSCIENCE INC | Common Stock | 210K | 26K | – |
| SM ENERGY CO | ADR | 409K | 9K | – |
| SNDL INC | Common Stock | 3M | 1M | – |
| STEEL DYNAMICS INC | ADR | 444K | 3K | – |
| STRYKER CORP | Common Stock | 7M | 19K | – |
| SUMITOMO MITSUI-SPONS ADR | ADR | 663K | 49K | – |
| TARGET HOSPITALITY CORP | Common Stock | 192K | 23K | – |
| TECHNOLOGY SELECT SECT SP | ADR | 6M | 26K | – |
| TENCENT MUSIC ENTERTAINM- | ADR | 681K | 47K | – |
| TERRASCEND CORP | Common Stock | 32M | 24M | – |
| TEXAS ROADHOUSE INC | ADR | 467K | 3K | – |
| THE CIGNA GROUP | Common Stock | 428K | 1K | – |
| THERMO FISHER SCIENTIFIC | ADR | 6M | 12K | – |
| TILRAY BRANDS INC | Common Stock | 1M | 675K | – |
| TJX COMPANIES INC | ADR | 481K | 4K | – |
| TOKYO ELECTRON LTD-UNSP A | ADR | 619K | 6K | – |
| TRIP.COM GROUP LTD-ADR | ADR | 185K | 4K | – |
| TRIPADVISOR INC | ADR | 108K | 6K | – |
| TSAKOS ENERGY NAVIGATION | Common Stock | 743K | 25K | – |
| TURNING POINT BRANDS INC | Common Stock | 479K | 15K | – |
| TURTLE BEACH CORP | Common Stock | 262K | 18K | – |
| UBS GROUP AG-REG | Common Stock | 892K | 30K | – |
| US FOODS HOLDING CORP | Common Stock | 83K | 2K | – |
| UTILITIES SELECT SECTOR S | ADR | 1M | 22K | – |
| VAIL RESORTS INC | ADR | 470K | 3K | – |
| VALERO ENERGY CORP | ADR | 443K | 3K | – |
| VICI PROPERTIES INC | ADR | 327K | 12K | – |
| VILLAGE FARMS INTERNATION | Common Stock | 3M | 3M | – |
| VISA INC-CLASS A SHARES | ADR | 446K | 2K | – |
| VISTAGEN THERAPEUTICS INC | Common Stock | 185K | 52K | – |
| VISTRA CORP | Common Stock | 513K | 6K | – |
| WABTEC CORP | ADR | 489K | 3K | – |
| WESTERN UNION CO | Common Stock | 419K | 34K | – |
| WINGSTOP INC | Common Stock | 591K | 1K | – |
| WM TECHNOLOGY INC | Common Stock | 224K | 200K | – |
| WW GRAINGER INC | ADR | 433K | 483 | – |
| WYNDHAM HOTELS & RESORTS | Common Stock | 120K | 2K | – |
| WYNN RESORTS LTD | ADR | 411K | 5K | – |
| XENIA HOTELS & RESORTS IN | Common Stock | 164K | 12K | – |
| YPF S.A.-SPONSORED ADR | ADR | 1M | 56K | – |
| YUM! BRANDS INC | ADR | 128K | 986 | – |