Hedge Fund Database

IRONWOOD FINANCIAL, LLC

Adviser information for IRONWOOD FINANCIAL, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Arizona, United States

Employees

Total Number of Employees 7
Investment Advisory/Research 7
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 7
Licensed Agents of an Insurance Company 4
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,369 $453.7M
Non-Discretionary 4 $2.8M
Total 1,373 $456.5M

Clients

Type Number RAUM
Individuals 481 $195.1M
HNW Individuals 55 $247.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 19 $8.2M
Charitable organizations <5 $1.9M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 7 $4.2M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting services
Compensation % of AUM

Identifiers

SEC RIA File Number 801-70463
SEC ERA File Number 801-70463
SEC CIK Numbers 1630360
SEC CRD Numbers 151004
Legal Entity Identifier None

Principal Office

1926 E. FT. LOWELL ROAD
SUITE 100
TUCSON
AZ
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 520-318-4600, Fax: 520-318-4604

Websites

www.ironwoodfinancial.com www.facebook.com/ironwoodfinancial/

Chief Compliance Officer

ROBIN DOLEZAL
1926 E FT. LOWELL ROAD
SUITE 100
TUCSON
AZ
United States
Tel: 520-318-4600
Fax: 520-318-4604
(Full email address available in API data)

Regulatory Contact

ALEX PARRS
PARTNER
1926 E. FT. LOWELL ROAD
SUITE 100
TUCSON
AZ
United States
Tel: 520-318-4600
Fax: 520-318-4604
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
PARRS, ALEXANDER, DEVEREAUX Individual – MANAGING MEMBER 07/2009 < 5%
NENTL, DANIEL, SHAY Individual – MANAGING MEMBER 07/2009 < 5%
DOLEZAL, ROBIN, RODGERS Individual – CHIEF COMPLIANCE OFFICER 09/2014 < 5%
ALEX PARRS, PLLC Domestic Entity – OWNER 07/2009 25-50%
DAN NENTL, PLLC Domestic Entity – OWNER 07/2009 25-50%
DOLEZAL WEALTH MANAGEMENT, LLC Domestic Entity – OWNER 09/2014 10-25%
PARRS, ALEXANDER, DEVEREAUX Individual ALEX PARRS, PLLC SOLE MEMBER 07/2009 > 75%
NENTL, DANIEL, SHAY Individual DAN NENTL, PLLC SOLE MEMBER 07/2009 > 75%
DOLEZAL, ROBIN, RODGERS Individual DOLEZAL WEALTH MANAGEMENT, LLC SOLE MEMBER 09/2014 > 75%

No. Employees, Historic

10502020202120222023202420254 on 3/25/20204 on 6/17/20206 on 2/2/20216 on 2/3/20215 on 3/9/20225 on 3/11/20226 on 3/22/20236 on 3/23/20236 on 6/19/20237 on 3/4/20247 on 3/5/20247 on 3/25/20247 on 3/26/2024

RAUM, Historic

500M250M0202020212022202320242025229736419 on 3/25/2020229736419 on 6/17/2020314508083 on 2/2/2021314508083 on 2/3/2021436759504 on 3/9/2022436759504 on 3/11/2022364247959 on 3/22/2023364247959 on 3/23/2023364247959 on 6/19/2023456479160 on 3/4/2024456479160 on 3/5/2024456479160 on 3/25/2024456479160 on 3/26/2024

No. Clients, Historic

6003000202020212022202320242025376 on 3/25/2020376 on 6/17/2020573 on 2/2/2021573 on 2/3/2021490 on 3/9/2022490 on 3/11/2022516 on 3/22/2023516 on 3/23/2023516 on 6/19/2023562 on 3/4/2024562 on 3/5/2024562 on 3/25/2024562 on 3/26/2024

Holdings

From latest 13F, filed July 19th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 298K 3K –
ABBVIE INC COM 467K 3K –
ACCELERATE DIAGNOSTICS INC COM NEW 26K 22K –
ALPHABET INC CAP STK CL A 4M 22K –
ALPHABET INC CAP STK CL C 4M 19K –
AMAZON COM INC COM 6M 32K –
AMERICAN CENTY ETF TR US SML CP VALU 220K 2K –
AMERICAN HOMES 4 RENT CL A 355K 10K –
AMGEN INC COM 2M 6K –
APPLE INC COM 42M 198K –
BIOGEN INC COM 838K 4K –
BOEING CO COM 443K 2K –
BRISTOL-MYERS SQUIBB CO COM 400K 10K –
CENCORA INC COM 3M 12K –
COMCAST CORP NEW CL A 616K 16K –
COSTCO WHSL CORP NEW COM 3M 4K –
DIMENSIONAL ETF TRUST INTERNATNAL VAL 544K 15K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 334K 10K –
DIMENSIONAL ETF TRUST US EQUITY ETF 550K 9K –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 364K 9K –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 2M 36K –
DIMENSIONAL ETF TRUST US TARGETED VLU 249K 5K –
DIMENSIONAL ETF TRUST WORLD EX US CORE 282K 11K –
DISNEY WALT CO COM 343K 3K –
ELI LILLY & CO COM 5M 5K –
FIDELITY COMWLTH TR NASDAQ COMPSIT 499K 7K –
GSK PLC SPONSORED ADR 221K 6K –
HOME DEPOT INC COM 1M 4K –
HONEYWELL INTL INC COM 798K 4K –
INTEL CORP COM 201K 7K –
INTERNATIONAL BUSINESS MACHS COM 2M 10K –
INTUIT COM 3M 4K –
INVESCO EXCH TRD SLF IDX FD BULETSHS 2027 5M 230K –
INVESCO EXCH TRD SLF IDX FD BULETSHS 2029 2M 111K –
INVESCO EXCH TRD SLF IDX FD BULETSHS 2031 CP 234K 15K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 5M 239K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2024 HY 6M 259K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 9M 432K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2025 HY 10M 417K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 8M 432K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2027 CB 9M 458K –
INVESCO EXCH TRD SLF IDX FD INVSCO 28 HYCORP 1M 63K –
INVESCO EXCH TRD SLF IDX FD INVSCO 30 CORP 1M 64K –
INVESCO EXCH TRD SLF IDX FD INVSCO BLSH 26 9M 409K –
INVESCO EXCH TRD SLF IDX FD INVSCO BLSH 28 9M 427K –
INVESCO EXCHANGE TRADED FD T LEISURE AND ENTE 721K 16K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 4M 24K –
INVESCO QQQ TR UNIT SER 1 5M 10K –
ISHARES INC MSCI EQUAL WEITE 12M 131K –
ISHARES SILVER TR ISHARES 202K 8K –
ISHARES TR CORE HIGH DV ETF 2M 15K –
ISHARES TR CORE MSCI EAFE 494K 7K –
ISHARES TR CORE S&P MCP ETF 17M 284K –
ISHARES TR CORE S&P SCP ETF 11M 102K –
ISHARES TR CORE S&P TTL STK 6M 50K –
ISHARES TR CORE S&P500 ETF 56M 103K –
ISHARES TR CORE US AGGBD ET 5M 53K –
ISHARES TR EUROPE ETF 245K 4K –
ISHARES TR EXPANDED TECH 296K 3K –
ISHARES TR GLOBAL TECH ETF 901K 11K –
ISHARES TR IBDS DEC28 ETF 1M 53K –
ISHARES TR IBONDS 2026 TERM 906K 40K –
ISHARES TR IBONDS 2027 TERM 587K 27K –
ISHARES TR IBONDS 24 TRM HG 838K 36K –
ISHARES TR IBONDS 25 TRM HG 1M 47K –
ISHARES TR IBONDS 27 ETF 1M 61K –
ISHARES TR IBONDS DEC 2030 6M 283K –
ISHARES TR IBONDS DEC 2031 2M 84K –
ISHARES TR IBONDS DEC 29 6M 273K –
ISHARES TR IBONDS DEC2026 2M 91K –
ISHARES TR IBONDS DEC24 ETF 1M 53K –
ISHARES TR IBONDS DEC25 ETF 3M 109K –
ISHARES TR IBOXX HI YD ETF 4M 54K –
ISHARES TR IBOXX INV CP ETF 3M 29K –
ISHARES TR INTL SEL DIV ETF 851K 31K –
ISHARES TR ISHARES SEMICDTR 873K 4K –
ISHARES TR MSCI EAFE ETF 7M 95K –
ISHARES TR MSCI EMG MKT ETF 341K 8K –
ISHARES TR PFD AND INCM SEC 428K 14K –
ISHARES TR RUS 1000 GRW ETF 2M 5K –
ISHARES TR RUS 2000 GRW ETF 2M 6K –
ISHARES TR RUS MID CAP ETF 805K 10K –
ISHARES TR RUSSELL 2000 ETF 843K 4K –
ISHARES TR S&P 500 GRWT ETF 16M 171K –
ISHARES TR S&P 500 VAL ETF 19M 103K –
ISHARES TR S&P MC 400GR ETF 3M 30K –
ISHARES TR S&P MC 400VL ETF 5M 46K –
ISHARES TR S&P SML 600 GWT 2M 13K –
ISHARES TR SELECT DIVID ETF 5M 39K –
ISHARES TR SP SMCP600VL ETF 6M 61K –
ISHARES TR U.S. ENERGY ETF 748K 16K –
ISHARES TR U.S. FINLS ETF 561K 6K –
ISHARES U S ETF TR U.S. TECH INDEPD 833K 11K –
ISHARES U S ETF TR US CONSUMER FOC 344K 7K –
JOHNSON & JOHNSON COM 1M 10K –
JPMORGAN CHASE & CO. COM 3M 16K –
LOCKHEED MARTIN CORP COM 648K 1K –
LOWES COS INC COM 2M 8K –
MAPLEBEAR INC COM 290K 9K –
MCDONALDS CORP COM 1M 4K –
MERCK & CO INC COM 703K 6K –
META PLATFORMS INC CL A 247K 489 –
MICROSOFT CORP COM 6M 13K –
NVIDIA CORPORATION COM 782K 6K –
OCCIDENTAL PETE CORP COM 371K 6K –
ORACLE CORP COM 634K 4K –
PEPSICO INC COM 309K 2K –
PFIZER INC COM 961K 34K –
PROSHARES TR ULTRAPRO QQQ 236K 3K –
RTX CORPORATION COM 1M 11K –
SCHWAB CHARLES CORP COM 754K 10K –
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 327K 12K –
SCHWAB STRATEGIC TR INTL EQTY ETF 791K 21K –
SCHWAB STRATEGIC TR US BRD MKT ETF 586K 9K –
SCHWAB STRATEGIC TR US LCAP GR ETF 431K 4K –
SCHWAB STRATEGIC TR US LCAP VA ETF 718K 10K –
SCHWAB STRATEGIC TR US LRG CAP ETF 1M 21K –
SCHWAB STRATEGIC TR US MID-CAP ETF 2M 20K –
SCHWAB STRATEGIC TR US SML CAP ETF 1M 21K –
SELECT SECTOR SPDR TR COMMUNICATION 212K 2K –
SELECT SECTOR SPDR TR FINANCIAL 1M 25K –
SELECT SECTOR SPDR TR SBI CONS DISCR 247K 1K –
SNAP ON INC COM 517K 2K –
SPDR S&P 500 ETF TR TR UNIT 3M 5K –
SPDR SER TR PRTFLO S&P500 VL 460K 9K –
SPDR SER TR SPDR S&P 500 ETF 424K 9K –
STRYKER CORPORATION COM 319K 939 –
SUMMIT HOTEL PPTYS NOTE 1.500% 2/1 18K – –
THE CIGNA GROUP COM 377K 1K –
VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 429K 4K –
VANGUARD INDEX FDS GROWTH ETF 425K 1K –
VANGUARD INDEX FDS LARGE CAP ETF 5M 20K –
VANGUARD INDEX FDS MID CAP ETF 2M 7K –
VANGUARD INDEX FDS REAL ESTATE ETF 308K 4K –
VANGUARD INDEX FDS S&P 500 ETF SHS 734K 1K –
VANGUARD INDEX FDS SMALL CP ETF 1M 7K –
VANGUARD INDEX FDS SML CP GRW ETF 216K 862 –
VANGUARD INDEX FDS TOTAL STK MKT 7M 27K –
VANGUARD INDEX FDS VALUE ETF 689K 4K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 2M 26K –
VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 229K 2K –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 2M 22K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 4M 75K –
VANGUARD WORLD FD INF TECH ETF 311K 540 –
VISHAY INTERTECHNOLOGY INC NOTE 2.250% 6/1 15K – –
WALMART INC COM 644K 10K –
YUM BRANDS INC COM 657K 5K –
ZIONS BANCORPORATION N A COM 931K 21K –