GARDE CAPITAL, INC.
Adviser information for GARDE CAPITAL, INC. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 16 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 10 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 499 | $2.1B |
| Non-Discretionary | 34 | $11.2M |
| Total | 533 | $2.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 169 | $77.1M |
| HNW Individuals | 314 | $1.7B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 23 | $146.6M |
| Charitable organizations | 23 | $135.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 4 | $45.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 533 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
1301 FIFTH AVENUESUITE 3030
SEATTLE
WA
United States
Monday - Friday, 8AM-4PM
Tel: 206-552-7900, Fax: 206-552-7909
Websites
Chief Compliance Officer
SCOTT SEVERS, CFA, CFP
CHIEF COMPLIANCE OFFICER
1301 FIFTH AVENUE, #3030
SEATTLE
WA
United States
Tel:
206-552-7900
Fax:
206-552-7909
S***********@***************M
(Full email address available in API data)
Regulatory Contact
JEFF LIPPENS
PRESIDENT
1301 FIFTH AVENUE
SUITE 3030
SEATTLE
WA
United States
Tel:
(206) 552-7900
Fax:
(206) 552-7909
J***********@***************M
(Full email address available in API data)
Industry Affiliates
| TIMOTHY C. RICHARDS AND ASSOCIATES | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LIPPENS, JEFFERY, LEE | Individual | – | PRESIDENT & TREASURER | 09/2009 | 25-50% |
| OWENS, THOMAS, REESE | Individual | – | PRINCIPAL | 09/2009 | 10-25% |
| SEVERS, RICHARD, SCOTT | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2009 | 10-25% |
| MCREAL, MARSHAL, KERRY | Individual | – | VICE PRESIDENT | 07/2009 | 10-25% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 19th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| International Equity Index Pool | Equities | 171 | 8K | – |
| Berkshire Hat A 100th | Equities | 612 | 100 | – |
| Agilent Technologies Inc | Equities | 830 | 6K | – |
| Apple Inc | Equities | 24K | 113K | – |
| Abbvie Inc | Equities | 195 | 1K | – |
| Airbnb Inc | Equities | 1K | 7K | – |
| Abbott Laboratories | Equities | 161 | 2K | – |
| iShares MSCI ACWI | Equities | 376 | 3K | – |
| iShares MSCI Global Min Vol Factor ETF | Equities | 293 | 3K | – |
| Adobe Inc | Equities | 177 | 319 | – |
| Automatic Data Processing Inc | Equities | 214 | 896 | – |
| American Funds Europacific Growth F2 | Equities | 103 | 2K | – |
| Gallagher Arthur J & Co | Equities | 259 | 1K | – |
| Akamai Technologies Inc | Equities | 518 | 6K | – |
| Akre Focus Retail | Equities | 345 | 6K | – |
| Antero Midstream Corp | Equities | 149 | 10K | – |
| Applied Materials Inc | Equities | 218 | 923 | – |
| Advanced Micro Devices Inc | Equities | 118 | 729 | – |
| Amgen Inc | Equities | 699 | 2K | – |
| American Tower Corp | Real Estate | 137 | 706 | – |
| Amazon.com Inc | Equities | 22K | 115K | – |
| Antero Resources Corp | Equities | 899 | 28K | – |
| Broadcom Inc Com | Equities | 2K | 1K | – |
| American Express Co | Equities | 1K | 5K | – |
| Boeing Co | Equities | 1K | 7K | – |
| Bank Amer Corp | Equities | 366 | 9K | – |
| Bitwise Bitcoin ETF | Alternatives | 264 | 8K | – |
| Black Hills Corp | Equities | 109 | 2K | – |
| Bayerische Motoren Werke AG | Equities | 126 | 4K | – |
| Box Inc | Equities | 422 | 16K | – |
| BP PLC ADR | Equities | 483 | 13K | – |
| Berkshire Hathaway Inc B | Equities | 4K | 9K | – |
| Ishares Msci Eafe Intl Idx K | Equities | 187 | 12K | – |
| Caterpillar Inc | Equities | 2K | 5K | – |
| Cadence Design Systems Inc | Equities | 312 | 1K | – |
| Sprott Physical Gold and Silver Trust | Alternatives | 160 | 7K | – |
| Colgate-Palmolive Co | Equities | 126 | 1K | – |
| CME Group Inc Class A | Equities | 118 | 600 | – |
| Chipotle Mexican Grill Inc Class A | Equities | 3K | 44K | – |
| Cummins Inc | Equities | 104 | 377 | – |
| Global X Copper Miners ETF | Alternatives | 399 | 9K | – |
| Costco Wholesale Corp | Equities | 3K | 4K | – |
| Pacer US Cash Cows 100 ETF | Equities | 290 | 5K | – |
| Salesforce.com Inc | Equities | 5K | 18K | – |
| Cisco Systems Inc | Equities | 209 | 4K | – |
| Chevron Corporation | Equities | 130 | 831 | – |
| Xtrackers Msci Eafe Hedged Equity | Equities | 361 | 9K | – |
| DFA Em Mkts Sustnby Cor 1 Instl | Equities | 528 | 55K | – |
| DFA Emerging Markets Core Equity I | Equities | 600 | 25K | – |
| DFA US Core Equity 1 I | Equities | 3K | 83K | – |
| DFA International Core Equity I | Equities | 2K | 116K | – |
| DFA Real Estate Secs | Real Estate | 541 | 14K | – |
| Dimensional International Sstby Cr 1 ETF | Equities | 2K | 57K | – |
| DFA US Sustainability Core 2 | Equities | 3K | 75K | – |
| DFA Intl Sustainability Core 2 | Equities | 2K | 162K | – |
| DFA US Small Cap I | Equities | 179 | 4K | – |
| DFA Tax-Managed US Marketwide Value II | Equities | 1K | 27K | – |
| SPDR Dow Jones Industrial Average | Equities | 282 | 721 | – |
| Disney Walt Co New | Equities | 1K | 10K | – |
| WisdomTree US LargeCap Dividend ETF | Equities | 196 | 3K | – |
| Digital Realty Trust Inc | Real Estate | 197 | 1K | – |
| Docusign Inc | Equities | 449 | 8K | – |
| Dodge & Cox Stock | Equities | 146 | 568 | – |
| DFA US Large Cap Equity Institutional | Equities | 2K | 62K | – |
| Electronic Arts Inc | Equities | 140 | 1K | – |
| Ecolab Inc Com | Equities | 103 | 433 | – |
| iShares MSCI Emerging Markets | Equities | 149 | 4K | – |
| ProShares Ether Strategy ETF | Alternatives | 936 | 13K | – |
| iShares MSCI EAFE | Equities | 933 | 12K | – |
| Anthem Inc | Equities | 1K | 2K | – |
| iShares ESG MSCI Eafe ETF | Equities | 4K | 57K | – |
| iShares ESG MSCI EM ETF | Equities | 688 | 21K | – |
| iShares ESG Aware MSCI USa ETF | Equities | 2K | 16K | – |
| Vanguard ESG US Stock ETF | Equities | 19K | 199K | – |
| iShares ESG Aware MSCI USa Small-Cap ETF | Equities | 1K | 36K | – |
| Elastic NV | Equities | 201 | 2K | – |
| Grayscale Ethereum Trust (Eth) | Alternatives | 114 | 4K | – |
| SPDR S&P Emerging Markets Small Cap ETF | Equities | 406 | 7K | – |
| Expedia Inc | Equities | 828 | 7K | – |
| iShares MSCI Eurozone | Equities | 1K | 24K | – |
| Ford Motor Co | Equities | 301 | 24K | – |
| Franklin Growth Adv | Equities | 335 | 2K | – |
| Fidelity Contrafund | Equities | 206 | 10K | – |
| FedEx Corp | Equities | 492 | 2K | – |
| Fidelity Natl Information | Equities | 102 | 1K | – |
| Fannie Mae | Equities | 337 | 236K | – |
| Fidelity Large Cap Growth Idx | Equities | 115 | 3K | – |
| Fortinet Inc | Equities | 303 | 5K | – |
| Invesco Currencyshares Euro Currency | Alternatives | 112 | 1K | – |
| Grayscale Bitcoin Trust BTC | Alternatives | 320 | 6K | – |
| SPDR Gold Shares | Alternatives | 329 | 2K | – |
| Alphabet Inc Class C | Equities | 9K | 48K | – |
| Alphabet Inc Class A | Equities | 10K | 53K | – |
| GROVE COLLABORATIVE HOLDNGS CL A ORD | Equities | 213 | 120K | – |
| Goldman Sachs Group Inc | Equities | 142 | 313 | – |
| Home Depot Inc | Equities | 523 | 2K | – |
| Hagerty CL A Ord | Equities | 1K | 100K | – |
| HP Inc | Equities | 480 | 14K | – |
| Henry Schein Inc | Equities | 269 | 4K | – |
| iShares Gold Trust | Alternatives | 1K | 26K | – |
| iShares Bitcoin Trust ETF | Alternatives | 368 | 11K | – |
| iShares Cohen & Steers REIT ETF | Real Estate | 6K | 100K | – |
| IDEXX Laboratories Inc | Equities | 295 | 606 | – |
| iShares Core MSCI EAFE | Equities | 820 | 11K | – |
| iShares Core MSCI Emerging Markets ETF | Equities | 1K | 26K | – |
| iShares Core MSCI Europe ETF | Equities | 16K | 282K | – |
| iShares Expanded Tech Sector ETF | Equities | 133 | 1K | – |
| iShares Expanded Tech-Software Sect ETF | Equities | 237 | 3K | – |
| iShares Core S&P Mid-Cap | Equities | 240 | 4K | – |
| iShares S&P Mid-Cap 400 Value ETF | Equities | 211 | 2K | – |
| iShares Core S&P Small-Ca | Equities | 5K | 51K | – |
| iShares S&P Small-Cap 600 Value ETF | Equities | 176 | 2K | – |
| iShares S&P Small-Cap 600 Growth ETF | Equities | 199 | 2K | – |
| Intel Corp | Equities | 365 | 12K | – |
| iShares Core MSCI Pacific ETF | Equities | 9K | 151K | – |
| iShares Core S&P Total US Stock Mkt ETF | Equities | 281 | 2K | – |
| iShares Core US Growth ETF | Equities | 3K | 24K | – |
| iShares Core S&P U.S. Value ETF | Equities | 20K | 227K | – |
| iShares S&P 500 Value | Equities | 3K | 18K | – |
| iShares Core S&P 500 | Equities | 1K | 2K | – |
| iShares S&P 500 Growth | Equities | 861 | 9K | – |
| iShares Russell 1000 | Equities | 8K | 26K | – |
| iShares Russell 1000 Value | Equities | 1K | 7K | – |
| iShares Russell 1000 Growth | Equities | 7K | 19K | – |
| iShares Russell 2000 | Equities | 1K | 7K | – |
| iShares Russell 2000 Value | Equities | 817 | 5K | – |
| iShares Russell 2000 Growth | Equities | 788 | 3K | – |
| iShares Russell Mid-Cap Growth ETF | Equities | 229 | 2K | – |
| iShares U.S. Industrials ETF | Equities | 305 | 3K | – |
| iShares US Real Estate | Real Estate | 1K | 15K | – |
| iShares US Technology ETF | Equities | 766 | 5K | – |
| iShares Dow Jones US ETF | Equities | 123 | 930 | – |
| Johnson & Johnson | Equities | 305 | 2K | – |
| JP Morgan Chase & Co | Equities | 754 | 4K | – |
| Nordstrom Inc | Equities | 617 | 29K | – |
| Keurig Dr Pepper Inc | Equities | 102 | 3K | – |
| Keysight Technologies Inc | Equities | 459 | 3K | – |
| Eli Lilly And Co | Equities | 817 | 902 | – |
| Mastercard Inc A | Equities | 115 | 261 | – |
| Mercedes-Benz Group AG | Equities | 259 | 15K | – |
| Mcdonalds Corp | Equities | 644 | 3K | – |
| Mondelez International Inc Class A | Equities | 246 | 4K | – |
| SPDR S&P MidCap 400 ETF | Equities | 194 | 362 | – |
| Facebook Inc-A | Equities | 4K | 8K | – |
| Altria Group Inc | Equities | 199 | 4K | – |
| MARATHON PETROLEUM CORPOR | Equities | 193 | 1K | – |
| Merck & Co Inc | Equities | 737 | 6K | – |
| Microsoft Corporation | Equities | 52K | 116K | – |
| MainStay S&P 500 Index A | Equities | 356 | 6K | – |
| Mettler-Toledo International Inc | Equities | 210 | 150 | – |
| Nextera Energy Inc | Equities | 240 | 3K | – |
| Netflix Inc | Equities | 773 | 1K | – |
| Nike Inc B | Equities | 784 | 10K | – |
| Nvidia Corp | Equities | 7K | 58K | – |
| Novo Nordisk A/S | Equities | 129 | 907 | – |
| iShares S&P 100 | Equities | 237 | 896 | – |
| Oracle Corporation Com | Equities | 1K | 8K | – |
| Palo Alto Networks | Equities | 248 | 732 | – |
| Global X US Infrastructure Dev ETF | Equities | 141 | 4K | – |
| PepsiCo Inc | Equities | 508 | 3K | – |
| Pfizer Inc | Equities | 133 | 5K | – |
| Procter & Gamble Co | Equities | 770 | 5K | – |
| Impinj Inc Com | Equities | 694 | 4K | – |
| Palantir Technologies Inc Ordinary Shares - Class | Equities | 1K | 41K | – |
| Philip Morris Internation | Equities | 324 | 3K | – |
| Porsche Automobil Holding SE | Equities | 190 | 42K | – |
| Prudential Financial Inc | Equities | 237 | 2K | – |
| Phillips 66 | Equities | 121 | 856 | – |
| Peloton Interactive Inc | Equities | 793 | 235K | – |
| Qualcomm Inc | Equities | 2K | 9K | – |
| Invesco QQQ Trust | Equities | 20K | 42K | – |
| iShares MSCI USA Quality Factor ETF | Equities | 210 | 1K | – |
| Ferrari NV | Equities | 204 | 500 | – |
| Remitly Global Inc | Equities | 338 | 28K | – |
| Royal Bank Of Canada | Equities | 118 | 1K | – |
| Starbucks Corp | Equities | 2K | 28K | – |
| Total Market Equity Index Pool | Equities | 812 | 16K | – |
| Schwab US Small-Cap ETF | Equities | 6K | 128K | – |
| Schwab US Broad Market ETF | Equities | 427 | 7K | – |
| Schwab Emerging Markets Equity ETF | Equities | 10K | 373K | – |
| Schwab International Equity ETF | Equities | 16K | 421K | – |
| Schwab US Large-Cap Growth ETF | Equities | 25K | 246K | – |
| Schwab US REIT ETF | Real Estate | 470 | 24K | – |
| Schwab US Large-Cap Value ETF | Equities | 16K | 216K | – |
| Charles Schwab Corp | Equities | 132 | 2K | – |
| Schwab US Large-Cap ETF | Equities | 2K | 34K | – |
| SITEMINDER ORD | Equities | 526 | 155K | – |
| Sequoia Fund | Equities | 129 | 715 | – |
| Columbia Seligman Tech & Info A | Equities | 185 | 1K | – |
| Vaneck Semiconductor ETF | Equities | 103 | 394 | – |
| Snowflake CL A Ord | Equities | 746 | 6K | – |
| Schwab 1000 Index | Equities | 182 | 2K | – |
| Spotify Technology SA | Equities | 118 | 377 | – |
| SPDR S&P 500 ETF | Equities | 6K | 10K | – |
| iShares MSCI USA ESG Select ETF | Equities | 6K | 54K | – |
| Schwab S&P 500 Index | Equities | 594 | 7K | – |
| Schwab Total Stock Market Index | Equities | 1K | 15K | – |
| FlexShares Mstar US Mkt Factors Tilt ETF | Equities | 148 | 739 | – |
| Tilray Inc | Equities | 115 | 69K | – |
| Flexshares Mstar DevMks exUS FctTilt ETF | Equities | 185 | 3K | – |
| Thermo Fisher Scientific | Equities | 172 | 311 | – |
| T-Mobile US Inc | Equities | 3K | 19K | – |
| T-Mobile US Inc | Equities | 273 | 2K | – |
| Tesla Motors Inc | Equities | 2K | 10K | – |
| Taiwan Semiconductor Manufacturing Co Ltd | Equities | 448 | 3K | – |
| Trane Technologies PLC Class A | Equities | 284 | 863 | – |
| Texas Instruments | Equities | 962 | 5K | – |
| Uber Technologies Inc | Equities | 2K | 30K | – |
| Unitedhealth Group Inc Co | Equities | 437 | 857 | – |
| Union Pac Corp | Equities | 516 | 2K | – |
| iShares Edge MSCI Min Vol USA | Equities | 701 | 8K | – |
| iShares Core US REIT ETF | Real Estate | 454 | 8K | – |
| Visa Inc | Equities | 653 | 2K | – |
| Vanguard US Small Cap Index ETF | Equities | 39K | 179K | – |
| Vanguard Small-Cap Growth ETF | Equities | 11K | 46K | – |
| Vanguard Small-Cap Value ETF | Equities | 12K | 64K | – |
| Vanguard Energy ETF | Equities | 368 | 3K | – |
| Vanguard FTSE Developed Markets ETF | Equities | 26K | 531K | – |
| US Vegan Climate ETF | Equities | 122 | 3K | – |
| Vanguard Emerging Mkts Stock Idx Adm | Equities | 2K | 60K | – |
| Vanguard FTSE All-World Ex-US ETF | Equities | 926 | 16K | – |
| Vanguard 500 Index Admiral | Equities | 10K | 20K | – |
| Vanguard FTSE Social Index Admiral | Equities | 3K | 48K | – |
| Vanguard Health Care Adm | Equities | 174 | 2K | – |
| Vanguard FTSE Europe Index ETF | Equities | 73K | 1M | – |
| Vanguard Real Estate Index Admiral | Real Estate | 1K | 9K | – |
| Vanguard Information Technology ETF | Equities | 2K | 4K | – |
| Vanguard Health Care ETF | Equities | 400 | 2K | – |
| Vanguard Dividend Appreciation ETF | Equities | 14K | 75K | – |
| Vanguard Growth Index Admiral | Equities | 17K | 90K | – |
| Valero Energy Corp | Equities | 136 | 870 | – |
| Vanguard US Real Estate Index ETF | Real Estate | 30K | 357K | – |
| Vanguard Mid-Cap ETF | Equities | 780 | 3K | – |
| Vanguard Russell 1000 Growth ETF | Equities | 2K | 17K | – |
| Vanguard 500 ETF | Equities | 39K | 78K | – |
| Vanguard S&P 500 Growth ETF | Equities | 2K | 6K | – |
| Vanguard S&P 500 Value ETF | Equities | 5K | 28K | – |
| Vanguard Primecap Core Inv | Equities | 398 | 11K | – |
| Vanguard FTSE Pacific Index ETF | Equities | 51K | 682K | – |
| Vanguard Small Cap Growth Index Admiral | Equities | 407 | 5K | – |
| Vanguard ESG International Stock ETF | Equities | 7K | 126K | – |
| Vanguard Small Cap Index Adm | Equities | 5K | 47K | – |
| Vanguard Total World Stock ETF | Equities | 260 | 2K | – |
| Vanguard Total Stock Market ETF | Equities | 77K | 290K | – |
| Vanguard Total Intl Stock Index Admiral | Equities | 269 | 8K | – |
| Vanguard Developed Markets Index Admiral | Equities | 11K | 666K | – |
| Vanguard Total Stock Mkt Idx Adm | Equities | 17K | 131K | – |
| Vanguard US Value Index ETF | Equities | 171K | 1M | – |
| Vanguard US Growth Index ETF | Equities | 183K | 488K | – |
| Vanguard Large-Cap ETF | Equities | 108K | 434K | – |
| Vanguard Value Index Adm | Equities | 12K | 188K | – |
| Vanguard FTSE Emerging Markets Index ETF | Equities | 27K | 611K | – |
| Vanguard Extended Market ETF | Equities | 338 | 2K | – |
| Vanguard Total International Stock ETF | Equities | 246 | 4K | – |
| Vanguard Intl Hi Div Yld Idx ETF | Equities | 125 | 2K | – |
| Workday Inc | Equities | 434 | 2K | – |
| Waste Management Inc | Equities | 114 | 532 | – |
| Wal-Mart Stores Inc | Equities | 130 | 2K | – |
| Select Sector SPDR Trust Shs Ben Int Energy | Equities | 105 | 1K | – |
| Financial Select Sector S | Equities | 161 | 4K | – |
| Technology Select Sector SPDR ETF | Equities | 1K | 5K | – |
| Select Sector SPDR Trust The Utilities Select Sect | Equities | 136 | 2K | – |
| Select Sector SPDR Trust The Health Care Select Se | Equities | 273 | 2K | – |
| Exxon Mobil Corp | Equities | 470 | 4K | – |
| Zillow Group Inc | Equities | 14K | 310K | – |
| Zillow Group Inc | Equities | 6K | 140K | – |