Hedge Fund Database

GREAT POINT WEALTH ADVISORS, LLC

Adviser information for GREAT POINT WEALTH ADVISORS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Massachusetts, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,084 $525.4M
Non-Discretionary 11 $20.5M
Total 1,095 $545.9M

Clients

Type Number RAUM
Individuals 116 $26.0M
HNW Individuals 201 $478.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 1 $118,538
Pension and profit sharing plans <5 $8.2M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 1 $12.3M
Other 2 $20.5M
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-70479
SEC ERA File Number 801-70479
SEC CIK Numbers 1760304
SEC CRD Numbers 147082
Legal Entity Identifier None

Principal Office

ONE INTERNATIONAL PLACE
SUITE 4520
BOSTON
MA
United States
Monday - Friday, 9:00 AM - 4:00 PM
Tel: (617) 585-0050, Fax: (617) 507-6036

Websites

www.greatpointwealth.com/ www.linkedin.com/company/great-point-wealth-advisors-llc twitter.com/greatpointwa podcasts.apple.com/us/podcast/great-points/id1585874332

Chief Compliance Officer

PETER V. DISCH, JR.
MANAGING MEMBER
ONE INTERNATIONAL PLACE
SUITE 4520
BOSTON
MA
United States
Tel: (617) 585-0050
Fax: (617) 507-6036
(Full email address available in API data)

Regulatory Contact

BRAD J. KENT
DIRECTOR OF OPERATIONS
ONE INTERNATIONAL PLACE
SUITE 4520
BOSTON
MA
United States
Tel: (617) 585-0050
Fax: (617) 507-6036
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
RACE ROCK MULTI-STRATEGY FUND LP Hedge Fund $0.1M $0.3M 1

Control Persons

Name Type Entity Title Since Ownership
DISCH, PETER, VINCENT Individual – MANAGING MEMBER & CHIEF COMPLIANCE OFFICER 04/2008 > 75%

No. Employees, Historic

10502020202120222023202420255 on 3/30/20205 on 6/29/20204 on 3/30/20215 on 3/4/20225 on 3/10/20226 on 3/30/20236 on 7/24/20235 on 3/29/2024

RAUM, Historic

600M300M0202020212022202320242025415866000 on 3/30/2020415866000 on 6/29/2020469160000 on 3/30/2021548897000 on 3/4/2022548897000 on 3/10/2022464409000 on 3/30/2023464409000 on 7/24/2023545893727 on 3/29/2024

No. Clients, Historic

4002000202020212022202320242025262 on 3/30/2020262 on 6/29/2020267 on 3/30/2021299 on 3/4/2022299 on 3/10/2022303 on 3/30/2023303 on 7/24/2023323 on 3/29/2024

Holdings

From latest 13F, filed July 29th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL C 3M 14K –
AMAZON COM INC COM 671K 3K –
AMERICAN CENTY ETF TR US EQT ETF 98M 1M –
AMERICAN CENTY ETF TR INTL EQT ETF 6M 92K –
AMERICAN CENTY ETF TR INTL SMCP VLU 13M 203K –
AMERICAN CENTY ETF TR AVANTIS EMGMKT 4M 73K –
AMERICAN CENTY ETF TR US SML CP VALU 16M 183K –
AMERICAN CENTY ETF TR AVANTIS CORE FI 378K 9K –
AMERICAN CENTY ETF TR AVANTIS MODERAT 5M 91K –
APPLE INC COM 4M 19K –
BRIGHT HORIZONS FAM SOL IN D COM 22M 202K –
COSTCO WHSL CORP NEW COM 207K 243 –
CVS HEALTH CORP COM 209K 4K –
DIMENSIONAL ETF TRUST US CORE EQT MKT 12M 324K –
DIMENSIONAL ETF TRUST INTL CORE EQT MK 36M 1M –
DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 27M 1M –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 2M 40K –
DIMENSIONAL ETF TRUST INTL SMALL CAP V 576K 21K –
FIDELITY MERRIMACK STR TR TOTAL BD ETF 289K 6K –
FIRST TR EXCHNG TRADED FD VI TCW UNCONSTRAI 13M 522K –
GOLDMAN SACHS ETF TR ACTIVEBETA INT 11M 341K –
HARTFORD FDS EXCHANGE TRADED TOTAL RTRN ETF 13M 384K –
HOME DEPOT INC COM 363K 1K –
ISHARES TR CORE S&P TTL STK 2M 21K –
ISHARES TR CORE MSCI EAFE 1M 19K –
ISHARES TR CORE S&P SCP ETF 2M 15K –
ISHARES TR AGGRES ALLOC ETF 519K 7K –
ISHARES TR MSCI EMG MKT ETF 227K 5K –
ISHARES TR S&P 500 GRWT ETF 3M 36K –
ISHARES TR S&P 500 VAL ETF 2M 12K –
ISHARES TR EAFE SML CP ETF 1M 22K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 29M 578K –
J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 8M 160K –
JANUS DETROIT STR TR HENDRSON AAA CL 16M 313K –
JOHNSON & JOHNSON COM 273K 2K –
JPMORGAN CHASE & CO. COM 1M 6K –
MICROSOFT CORP COM 6M 13K –
ON HLDG AG NAMEN AKT A 3M 70K –
PIMCO ETF TR MULTISECTOR BD 1M 55K –
REDFIN CORP COM 361K 60K –
SPDR INDEX SHS FDS PORTFOLIO EMG MK 4M 104K –
SPDR S&P 500 ETF TR TR UNIT 367K 675 –
SPDR SER TR MSCI USA STRTGIC 15M 103K –
SPDR SER TR PORTFOLIO SH TSR 16M 570K –
UNITED RENTALS INC COM 2M 3K –
VANGUARD INDEX FDS TOTAL STK MKT 11M 42K –
VANGUARD INDEX FDS SMALL CP ETF 3M 14K –
VANGUARD INDEX FDS LARGE CAP ETF 2M 8K –
VANGUARD INDEX FDS GROWTH ETF 211K 564 –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 2M 54K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 633K 13K –
WISDOMTREE TR US MIDCAP FUND 4M 68K –
WISDOMTREE TR EMG MKTS SMCAP 4M 85K –
WISDOMTREE TR INTL SMCAP DIV 5M 81K –