RMR WEALTH ADVISORS LLC
Adviser information for RMR WEALTH ADVISORS LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wisconsin, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 487 | $369.3M |
| Non-Discretionary | 0 | $0 |
| Total | 487 | $369.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 120 | $33.8M |
| HNW Individuals | 45 | $329.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $223,970 |
| Charitable organizations | <5 | $6.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 369.3M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| RMR WEALTH WRAP FEE PROGRAM | RMR WEALTH ADVISORS, LLC |
Identifiers
| SEC RIA File Number | 801-70487 |
|---|---|
| SEC ERA File Number | 801-70487 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 151173 |
| Legal Entity Identifier | None |
Principal Office
400 INTERLAKE DRIVESUITE 200
MADISON
WI
United States
Monday - Friday, 8:30 A.M. - 4:00 P.M.
Tel: 608-663-7676, Fax: 608-663-7677
Chief Compliance Officer
DOUG K. GIAGEOS
400 INTERLAKE DRIVE
SUITE 200
MADISON
WI
United States
Tel:
608.663.7676
Fax:
608.663.7677
D***@**************M
(Full email address available in API data)
Regulatory Contact
ERIK J. MIKKELSON
OWNER
400 INTERLAKE DRIVE
SUITE 200
MADISON
WI
United States
Tel:
608.663.7676
Fax:
608.663.7677
E*******@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MIKKELSON, ERIK, JOHN | Individual | – | MANAGING MEMBER | 07/2009 | < 5% |
| GIAGEOS, DOUGLAS, KEITH | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2021 | < 5% |