Hedge Fund Database

FORT SHERIDAN ADVISORS LLC

Adviser information for FORT SHERIDAN ADVISORS LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Illinois, United States

Employees

Total Number of Employees 8
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 4
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 230 $647.9M
Non-Discretionary 0 $0
Total 230 $647.9M

Clients

Type Number RAUM
Individuals 332 $36.4M
HNW Individuals 346 $572.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 1 $160,000
Pension and profit sharing plans 1 $38.7M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 3 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles
Compensation % of AUMFixed feesCommissions
Other Business Activities Registered representative of a broker-dealer

Identifiers

SEC RIA File Number 801-70517
SEC ERA File Number 801-70517
SEC CIK Numbers 1606666
SEC CRD Numbers 151139
Legal Entity Identifier NCBTL5PBX1R0UDC7EZ84

Principal Office

600 CENTRAL AVENUE
SUITE 365
HIGHLAND PARK
IL
United States
Monday - Friday, 8:00 A.M. TO 6:00 P.M.
Tel: 847-559-9700, Fax: 847-926-3160

Websites

www.karmincapital.com facebook.com/fortsheridanadvisorsllc.com www.fortllc.com www.twitter - @stuloren facebook.com/stuartloren

Chief Compliance Officer

PETER KARMIN
CHIEF COMPLIANCE OFFICER
600 CENTRAL AVENUE
SUITE 365
HIGHLAND PARK
IL
United States
Tel: 847-559-9703
Fax: 866-559-9700
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
XXXXXXXXXX PLACEHOLDER FUND Hedge Fund $0.0M $0.0M 0

Control Persons

Name Type Entity Title Since Ownership
KARMIN, PETER, MARTIN Individual – MANAGING MEMBER / CHIEF COMPLIANCE OFFICER 07/2009 > 75%
KARMIN, LINDA Individual – MEMBER 01/2014 5-10%

No. Employees, Historic

105020192020202120222023202420258 on 5/14/20198 on 4/29/20208 on 6/29/20208 on 3/26/20218 on 7/26/20218 on 9/20/20218 on 11/22/20217 on 3/10/20227 on 3/28/20227 on 10/13/20227 on 3/22/20237 on 3/28/20237 on 6/14/20237 on 11/16/20237 on 1/4/20248 on 3/25/2024

RAUM, Historic

700M350M02019202020212022202320242025197179430 on 5/14/2019244317789 on 4/29/2020244317789 on 6/29/2020302039153 on 3/26/2021302039153 on 7/26/2021302039153 on 9/20/2021302039153 on 11/22/2021443673866 on 3/10/2022443673866 on 3/28/2022443673866 on 10/13/2022409777937 on 3/22/2023409777937 on 3/28/2023409777937 on 6/14/2023409777937 on 11/16/2023409777937 on 1/4/2024647937167 on 3/25/2024

No. Clients, Historic

7003500201920202021202220232024202579 on 5/14/2019251 on 4/29/2020251 on 6/29/2020144 on 3/26/2021144 on 7/26/2021144 on 9/20/2021144 on 11/22/2021197 on 3/10/2022197 on 3/28/2022197 on 10/13/2022369 on 3/22/2023369 on 3/28/2023369 on 6/14/2023369 on 11/16/2023369 on 1/4/2024683 on 3/25/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 295K 3K –
ABBOTT LABS COM 1M 14K –
ABBVIE INC COM 11M 64K –
ADOBE INC COM 734K 1K –
ADVANCED MICRO DEVICES INC COM 652K 4K –
ALLSTATE CORP COM 4M 22K –
ALNYLAM PHARMACEUTICALS INC COM 421K 2K –
ALPHABET INC CAP STK CL C 18M 100K –
ALPHABET INC CAP STK CL A 3M 17K –
AMAZON COM INC COM 17M 90K –
AMERICAN EXPRESS CO COM 5M 21K –
AMERIPRISE FINL INC COM 427K 1K –
AMGEN INC COM 2M 6K –
APOLLO GLOBAL MGMT INC COM 534K 5K –
APPLE INC COM 61M 288K –
APPLIED MATLS INC COM 7M 31K –
ASML HOLDING N V N Y REGISTRY SHS 2M 2K –
AT&T INC COM 3M 168K –
ATLANTICA SUSTAINABLE INFR P SHS 407K 19K –
BANK AMERICA CORP COM 2M 40K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 6M 16K –
BERKSHIRE HATHAWAY INC DEL CL A 2M 3 –
BIOGEN INC COM 225K 970 –
BLACK STONE MINERALS L P COM UNIT 901K 57K –
BLACKROCK INC COM 254K 323 –
BLACKSTONE INC COM 14M 109K –
BOEING CO COM 9M 48K –
BOOKING HOLDINGS INC COM 289K 73 –
BOSTON SCIENTIFIC CORP COM 1M 17K –
BRISTOL-MYERS SQUIBB CO COM 249K 6K –
BROADCOM INC COM 1M 644 –
BROOKFIELD INFRAST PARTNERS LP INT UNIT 2M 62K –
BROOKFIELD RENEWABLE CORP CL A SUB VTG 468K 16K –
BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT 2M 76K –
CARLYLE GROUP INC COM 424K 11K –
CATERPILLAR INC COM 1M 4K –
CBOE GLOBAL MKTS INC COM 3M 19K –
CHEVRON CORP NEW COM 7M 46K –
CISCO SYS INC COM 2M 42K –
CITIGROUP INC COM NEW 854K 13K –
CLEARWAY ENERGY INC CL C 688K 28K –
CME GROUP INC COM 21M 108K –
CNH INDL N V SHS 122K 12K –
COCA COLA CO COM 256K 4K –
COHERENT CORP COM 794K 11K –
COMCAST CORP NEW CL A 924K 24K –
CONNECTONE BANCORP INC COM 223K 12K –
CONOCOPHILLIPS COM 760K 7K –
COSTCO WHSL CORP NEW COM 2M 3K –
CROWDSTRIKE HLDGS INC CL A 4M 10K –
CSX CORP COM 248K 7K –
CVS HEALTH CORP COM 583K 10K –
DEERE &CO COM 4M 10K –
DIGITAL RLTY TR INC COM 860K 6K –
DILLARDS INC CL A 1M 3K –
DISNEY WALT CO COM 2M 15K –
DORCHESTER MINERALS LP COM UNIT 466K 15K –
DOUBLELINE INCOME SOLUTIONS COM 2M 148K –
DOUBLELINE OPPORTUNISTIC CR COM 379K 25K –
DOW INC COM 302K 6K –
DUPONT DE NEMOURS INC COM 318K 4K –
ELI LILLY &CO COM 4M 5K –
ENBRIDGE INC COM 2M 55K –
ENERGY TRANSFER L P COM UT LTD PTN 6M 355K –
ENOVIX CORPORATION COM 222K 14K –
ENTERPRISE PRODS PARTNERS L COM 29M 1M –
EXCHANGE TRADED CONCEPTS TRU ROBO GLB ETF 288K 5K –
EXXON MOBIL CORP COM 3M 26K –
FEDEX CORP COM 434K 1K –
FIRST HORIZON CORPORATION COM 492K 31K –
FIRST SOLAR INC COM 2M 7K –
FORD MTR CO DEL COM 1M 80K –
FREEPORT-MCMORAN INC CL B 638K 13K –
FUELCELL ENERGY INC COM 22K 35K –
GALLAGHER ARTHUR J &CO COM 207K 800 –
GE AEROSPACE COM NEW 756K 5K –
GE HEALTHCARE TECHNOLOGIES I COMMON STOCK 416K 5K –
GE VERNOVA INC COM 421K 2K –
GENERAL DYNAMICS CORP COM 207K 713 –
GENERAL MTRS CO COM 1M 27K –
GILEAD SCIENCES INC COM 582K 8K –
GLOBALSTAR INC COM 104K 93K –
GOLDMAN SACHS ETF TR ACCES TREASURY 243K 2K –
GOLDMAN SACHS GROUP INC COM 249K 551 –
HANNON ARMSTRONG SUST INFR C COM 3M 88K –
HOME DEPOT INC COM 2M 6K –
HONEYWELL INTL INC COM 2M 12K –
HUNTINGTON BANCSHARES INC COM 811K 62K –
HUNTINGTON INGALLS INDS INC COM 209K 850 –
INTEL CORP COM 4M 131K –
INTERCONTINENTAL EXCHANGE IN COM 8M 56K –
INTERNATIONAL BUSINESS MACHS COM 2M 9K –
INTUIT COM 465K 707 –
INVESCO EXCH TRADED FD TR II SR LN ETF 632K 30K –
INVESCO EXCH TRADED FD TR II VAR RATE PFD 520K 22K –
INVESCO EXCHANGE TRADED FD T FINL PFD ETF 324K 22K –
INVESCO QQQ TR UNIT SER 1 3M 5K –
ISHARES INC MSCI EURZONE ETF 497K 10K –
ISHARES INC MSCI JPN ETF NEW 468K 7K –
ISHARES INC MSCI GBL ETF NEW 338K 8K –
ISHARES TR EXPND TEC SC ETF 2M 22K –
ISHARES TR MSCI USA QLT FCT 2M 10K –
ISHARES TR CORE S&P500 ETF 1M 2K –
ISHARES TR MSCI INTL QUALTY 1M 27K –
ISHARES TR RUSSELL 3000 ETF 1M 3K –
ISHARES TR RUSSELL 2000 ETF 712K 4K –
ISHARES TR RUS 1000 VAL ETF 642K 4K –
ISHARES TR CORE DIV GRWTH 638K 11K –
ISHARES TR GLOBAL ENERG ETF 602K 14K –
ISHARES TR ISHARES BIOTECH 539K 4K –
ISHARES TR PFD AND INCM SEC 517K 16K –
ISHARES TR INTL SEL DIV ETF 511K 18K –
ISHARES TR CORE S&P MCP ETF 477K 8K –
ISHARES TR CORE HIGH DV ETF 433K 4K –
ISHARES TR ISHARES SEMICDTR 419K 2K –
ISHARES TR RUS 1000 GRW ETF 413K 1K –
ISHARES TR MSCI INDIA ETF 316K 6K –
ISHARES TR US HLTHCARE ETF 295K 5K –
ISHARES TR SP SMCP600VL ETF 271K 3K –
ISHARES TR CORE US AGGBD ET 230K 2K –
ISHARES TR U.S. TECH ETF 224K 1K –
ITRON INC COM 1M 10K –
JOHNSON &JOHNSON COM 8M 52K –
JPMORGAN CHASE &CO. COM 19M 94K –
KENVUE INC COM 2M 130K –
KEYCORP COM 526K 37K –
KINDER MORGAN INC DEL COM 2M 90K –
KKR &CO INC COM 424K 4K –
KLA CORP COM NEW 952K 1K –
L3HARRIS TECHNOLOGIES INC COM 662K 3K –
LAM RESEARCH CORP COM 6M 6K –
LEAR CORP COM NEW 381K 3K –
LIBERTY ENERGY INC COM CL A 730K 35K –
LINEAGE CELL THERAPEUTICS IN COM 32K 32K –
LOCKHEED MARTIN CORP COM 3M 5K –
LUCID GROUP INC COM 42K 16K –
LYONDELLBASELL INDUSTRIES N SHS - A - 2M 16K –
MARVELL TECHNOLOGY INC COM 390K 6K –
MASTERCARD INCORPORATED CL A 6M 15K –
MATTERPORT INC COM CL A 156K 35K –
MEIRAGTX HLDGS PLC COM 292K 69K –
MERCK &CO INC COM 12M 99K –
META PLATFORMS INC CL A 7M 13K –
MICROSOFT CORP COM 69M 155K –
MORGAN STANLEY COM NEW 261K 3K –
NETFLIX INC COM 366K 542 –
NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 4M 137K –
NORTHROP GRUMMAN CORP COM 674K 2K –
NOVARTIS AG SPONSORED ADR 869K 8K –
NUTANIX INC CL A 1M 21K –
NVIDIA CORPORATION COM 16M 131K –
ONEOK INC NEW COM 20M 248K –
ORACLE CORP COM 3M 22K –
ORGANON &CO COMMON STOCK 205K 10K –
PACER FDS TR US CASH COWS 100 310K 6K –
PALO ALTO NETWORKS INC COM 4M 10K –
PEPSICO INC COM 1M 7K –
PFIZER INC COM 2M 70K –
PHILLIPS 66 COM 405K 3K –
PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 2M 125K –
PNC FINL SVCS GROUP INC COM 653K 4K –
PROCTER AND GAMBLE CO COM 9M 53K –
PURE STORAGE INC CL A 564K 9K –
QUALCOMM INC COM 4M 21K –
QUANTA SVCS INC COM 890K 4K –
REGENERON PHARMACEUTICALS COM 310K 295 –
RITHM CAPITAL CORP COM NEW 2M 226K –
ROYAL GOLD INC COM 287K 2K –
RTX CORPORATION COM 2M 19K –
SALESFORCE INC COM 393K 2K –
SANGAMO THERAPEUTICS INC COM 8K 22K –
SCHWAB STRATEGIC TR US LCAP GR ETF 591K 6K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 373K 5K –
SELECT SECTOR SPDR TR SBI INT-UTILS 486K 7K –
SELECT SECTOR SPDR TR ENERGY 462K 5K –
SHELL PLC SPON ADS 4M 60K –
SHOPIFY INC CL A 212K 3K –
SIMON PPTY GROUP INC NEW COM 218K 1K –
SPDR GOLD TR GOLD SHS 278K 1K –
SPDR INDEX SHS FDS GLB NAT RESRCE 442K 8K –
SPDR S&P 500 ETF TR TR UNIT 913K 2K –
STAAR SURGICAL CO COM PAR $0.01 271K 6K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 416K 2K –
TARGET CORP COM 539K 4K –
TESLA INC COM 795K 4K –
TEXAS INSTRS INC COM 436K 2K –
TEXAS PACIFIC LAND CORPORATI COM 1M 2K –
THE CIGNA GROUP COM 830K 3K –
THERMO FISHER SCIENTIFIC INC COM 2M 4K –
TOYOTA MOTOR CORP ADS 449K 2K –
TRUIST FINL CORP COM 808K 21K –
ULTRA CLEAN HLDGS INC COM 271K 6K –
UNILEVER PLC SPON ADR NEW 239K 4K –
UNION PAC CORP COM 1M 5K –
UNITED PARCEL SERVICE INC CL B 207K 2K –
URANIUM ENERGY CORP COM 111K 18K –
VANECK ETF TRUST GOLD MINERS ETF 622K 18K –
VANECK ETF TRUST SEMICONDUCTR ETF 252K 968 –
VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 676K 7K –
VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 586K 6K –
VANGUARD INDEX FDS S&P 500 ETF SHS 9M 18K –
VANGUARD INDEX FDS TOTAL STK MKT 2M 6K –
VANGUARD INDEX FDS GROWTH ETF 1M 4K –
VANGUARD INDEX FDS MID CAP ETF 885K 4K –
VANGUARD INDEX FDS VALUE ETF 822K 5K –
VANGUARD INDEX FDS REAL ESTATE ETF 578K 7K –
VANGUARD INDEX FDS SMALL CP ETF 524K 2K –
VANGUARD INDEX FDS MCAP GR IDXVIP 340K 1K –
VANGUARD INDEX FDS SML CP GRW ETF 269K 1K –
VANGUARD INDEX FDS EXTEND MKT ETF 228K 1K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 2M 52K –
VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 659K 7K –
VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 463K 6K –
VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 200K 813 –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 4M 23K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 5M 92K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 895K 8K –
VANGUARD WHITEHALL FDS INTL DVD ETF 412K 5K –
VANGUARD WORLD FD MEGA CAP INDEX 802K 4K –
VANGUARD WORLD FD HEALTH CAR ETF 576K 2K –
VANGUARD WORLD FD MEGA GRWTH IND 403K 1K –
VENTAS INC COM 535K 10K –
VERIZON COMMUNICATIONS INC COM 4M 99K –
VERTEX PHARMACEUTICALS INC COM 950K 2K –
VERTIV HOLDINGS CO COM CL A 305K 4K –
VISA INC COM CL A 7M 26K –
VISTRA CORP COM 973K 11K –
VITESSE ENERGY INC COMMON STOCK 502K 21K –
VODAFONE GROUP PLC NEW SPONSORED ADR 122K 14K –
WALMART INC COM 932K 14K –
WARNER BROS DISCOVERY INC COM SER A 199K 27K –
WELLS FARGO CO NEW COM 2M 26K –
WESTERN ASSET MUN HIGH INCOM COM 85K 13K –
WILLIAMS COS INC COM 220K 5K –
YPF SOCIEDAD ANONIMA SPON ADR CL D 482K 24K –