GIA PARTNERS, LLC.
Adviser information for GIA PARTNERS, LLC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 19 | $1.6B |
| Non-Discretionary | 0 | $0 |
| Total | 19 | $1.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 3 | $673.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 8 | $670.9M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $9.6M |
| Other | 7 | $282.1M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-70518 |
|---|---|
| SEC ERA File Number | 801-70518 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 151207 |
| Legal Entity Identifier | 254900FN9DOA0QHJ0946 |
Principal Office
12 EAST 49TH STREET33RD FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 A.M. TO 5:00 P.M.
Tel: 212-893-7810, Fax: 212-893-7830
Websites
Chief Compliance Officer
VICTORIA L. VALLANCOURT
CHIEF OPERATING OFFICER
12 EAST 49TH STREET
33RD FLOOR
NEW YORK
NY
United States
Tel:
212-893-7826
Fax:
212-893-7830
V***********@*********M
(Full email address available in API data)
Regulatory Contact
ANNE SELKOVITS
COMPLIANCE CONSULTANT
12 EAST 49TH STREET
33RD FLOOR
NEW YORK
NY
United States
Tel:
212-893-7826
Fax:
212-893-7830
C*********@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VALLANCOURT- O'NEILL, VICTORIA, LYNN | Individual | – | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | 07/2009 | < 5% |
| CORTES, EDUARDO, LUIS | Individual | – | CHIEF INVESTMENT OFFICER | 07/2009 | 50-75% |
| TANG, HAMBURG | Individual | – | MANAGING DIRECTOR | 07/2009 | 10-25% |
| TSENG, ALBERT, K. | Individual | – | MANAGING DIRECTOR & DEPUTY CIO | 07/2009 | 10-25% |
| ELLIS, DAVID, T | Individual | – | MANAGING DIRECTOR | 07/2009 | 10-25% |
| WEST, ARNOLD, BERNARD | Individual | – | DIRECTOR, INSTITUTIONAL RELATIONSHIPS | 09/2014 | < 5% |
| Krishnan, Aswini | Individual | – | DIRECTOR, ANALYST/MANAGER | 02/2019 | < 5% |
| Escobar, Miguel | Individual | – | DIRECTOR, ANAYLST/MANAGER | 01/2020 | < 5% |