HODGE FINANCIAL SERVICES, LLC
Adviser information for HODGE FINANCIAL SERVICES, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Connecticut, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 46 | $164.7M |
| Non-Discretionary | 0 | $0 |
| Total | 46 | $164.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 39 | $7.2M |
| HNW Individuals | 4 | $87.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 1 | $58.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 2 | $11.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesMarket timing services |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Accountant or accounting firm |
Identifiers
| SEC RIA File Number | 801-70530 |
|---|---|
| SEC ERA File Number | 801-70530 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 127213 |
| Legal Entity Identifier | None |
Principal Office
573 CHESTERFIELD ROADHINSDALE
NH
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 800-552-2001, Fax: 603-336-5964
Websites
Chief Compliance Officer
ROBERT H. HODGE
MANAGING MEMBER
573 CHESTERFIELD ROAD
HINSDALE
NH
United States
Tel:
800-552-2001
Fax:
603-336-5964
B********@*************************M
(Full email address available in API data)
Regulatory Contact
ROBERT H. HODGE
MANAGING MEMBER
573 CHESTERFIELD ROAD
HINSDALE
NH
United States
Tel:
800-552-2001
Fax:
603-336-5964
B********@*************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HODGE, ROBERT, HUBBARD | Individual | – | MANAGING MEMBER | 06/1997 | > 75% |
| HODGE, ROBERT, HUBBARD | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2009 | < 5% |
| HODGE, BONNIE, ROSE | Individual | – | MEMBER | 12/2012 | 5-10% |
| HODGE, BETHANY, LYNN | Individual | – | MEMBER | 12/2012 | 5-10% |
| COURTNEY, HODGE, ALLISON | Individual | – | MEMBER | 12/2012 | 5-10% |