Hedge Fund Database

BUTTONWOOD FINANCIAL GROUP, LLC

Adviser information for BUTTONWOOD FINANCIAL GROUP, LLC last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Missouri, United States

Employees

Total Number of Employees 15
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 8
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,794 $488.8M
Non-Discretionary 211 $136.7M
Total 2,005 $625.5M

Clients

Type Number RAUM
Individuals 252 $108.0M
HNW Individuals 151 $505.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $9.4M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $2.5M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 514.7M
Portfolio Manager to Program Sponsor
BUTTONWOOD FINANCIAL GROUP, LLC WRAP FEE PROGRAM BUTTONWOOD FINANCIAL GROUP, LLC

Identifiers

SEC RIA File Number 801-70536
SEC ERA File Number 801-70536
SEC CIK Numbers 1847661
SEC CRD Numbers 151164
Legal Entity Identifier None

Principal Office

3013 MAIN STREET
KANSAS CITY
MO
United States
Monday - Friday, 8AM - 5PM, EVENINGS/WEEKENDS BY APPT
Tel: 816-285-9000, Fax: 816-285-9001

Websites

www.facebook.com/buttonwoodfinancialgroup/ buttonwoodfg.com twitter.com/buttonwoodfg/ www.linkedin.com/company/buttonwood-financial-group-llc/

Chief Compliance Officer

JON MCGRAW
PRESIDENT
3013 MAIN STREET
KANSAS CITY
MO
United States
Tel: 816-285-9000
Fax: 816-285-9001
(Full email address available in API data)

Regulatory Contact

MARK J. DONALDSON, CFA
COMPLIANCE CONSULTANT
PO BOX 7269
KANSAS CITY
MO
United States
Tel: 9137077366
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MCGRAW JT REVOCABLE TRUST Domestic Entity – LLC MEMBER 11/2004 > 75%
MCGRAW, JON, MICHAEL Individual MCGRAW JT REVOCABLE TRUST TRUSTEE 11/2004 > 75%
MCGRAW, JON, MICHAEL Individual – PRESIDENT, CCO, LLC CHAIRMAN 01/2002 < 5%
PASTORINO, VINCENT, IAN Individual – LEAD ADVISOR, LLC MEMBER, LLC VICE CHAIRMAN 01/2016 10-25%
BASTIAN, BRENT, ALLEN Individual – LLC MEMBER, LLC SECRETARY 01/2019 < 5%
HOGAN, KYLE, EDWIN Individual – LLC MEMBER 07/2021 5-10%
SMITH, MITCHELL, LANE Individual – LLC MEMBER 07/2020 5-10%
Layne, Macy, Marie Individual – LLC MEMBER 07/2022 < 5%
Morgan, Jacqueline, Ann Individual – COO 12/2023 < 5%

No. Employees, Historic

20100201920202021202220232024202511 on 7/9/201911 on 8/18/201911 on 8/21/201911 on 10/27/201911 on 5/14/202011 on 6/30/202011 on 9/30/202010 on 3/31/202110 on 4/23/202110 on 8/18/202110 on 10/12/202111 on 3/31/202211 on 4/29/202211 on 11/19/202211 on 3/31/202311 on 6/24/202311 on 12/2/202311 on 1/31/202415 on 3/30/2024

RAUM, Historic

700M350M02019202020212022202320242025388725827 on 7/9/2019388725827 on 8/18/2019388725827 on 8/21/2019388725827 on 10/27/2019459565491 on 5/14/2020459565491 on 6/30/2020459565491 on 9/30/2020510715273 on 3/31/2021510715273 on 4/23/2021510715273 on 8/18/2021510715273 on 10/12/2021583747824 on 3/31/2022583747824 on 4/29/2022583747824 on 11/19/2022532353343 on 3/31/2023532353343 on 6/24/2023532353343 on 12/2/2023532353343 on 1/31/2024625489432 on 3/30/2024

No. Clients, Historic

50025002019202020212022202320242025353 on 7/9/2019353 on 8/18/2019353 on 8/21/2019353 on 10/27/2019341 on 5/14/2020341 on 6/30/2020341 on 9/30/2020368 on 3/31/2021368 on 4/23/2021368 on 8/18/2021368 on 10/12/2021387 on 3/31/2022387 on 4/29/2022387 on 11/19/2022404 on 3/31/2023404 on 6/24/2023404 on 12/2/2023404 on 1/31/2024403 on 3/30/2024

Holdings

From latest 13F, filed July 10th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AMERICAN CENTY ETF TR US EQT ETF 16M 179K –
BLACKROCK ETF TRUST US CARBON TRANS 746K 13K –
BLACKROCK ETF TRUST US EQT FACTOR 22M 472K –
BLACKROCK ETF TRUST II FLEXIBLE INCOME 3M 49K –
COLUMBIA ETF TR II EM CORE EX ETF 6M 173K –
ISHARES TR AGGRES ALLOC ETF 2M 22K –
ISHARES TR CORE TOTAL USD 2M 35K –
ISHARES TR EAFE VALUE ETF 7M 126K –
ISHARES TR ESG AWR MSCI USA 299K 2K –
ISHARES TR ESG AWR US AGRGT 312K 7K –
ISHARES TR ESG AWRE USD ETF 484K 22K –
ISHARES TR ESG EAFE ETF 251K 4K –
ISHARES TR ESG MSCI USA ETF 450K 10K –
ISHARES TR GLOBAL ENERG ETF 2M 37K –
ISHARES TR GRWT ALLOCAT ETF 708K 13K –
ISHARES TR INVESTMENT GRADE 221K 5K –
ISHARES TR MBS ETF 5M 51K –
ISHARES TR MSCI KLD400 SOC 538K 5K –
ISHARES TR MSCI USA QLT FCT 21M 123K –
ISHARES TR TIPS BD ETF 2M 17K –
ISHARES TR U.S. TECH ETF 11M 74K –
ISHARES TR US INFRASTRUC 2M 55K –
SPDR SER TR PORTFOLIO AGRGTE 429K 17K –
SPDR SER TR PORTFOLIO LN TSR 8M 284K –
SPDR SER TR PORTFOLIO S&P500 24M 382K –
SPDR SER TR PRTFLO S&P500 GW 26M 321K –
SPDR SER TR PRTFLO S&P500 VL 9M 184K –
VANGUARD WHITEHALL FDS EM MK GOV BD ETF 1M 22K –
VANGUARD WORLD FD MEGA CAP INDEX 4M 19K –