NOCTUA INTERNATIONAL WMG, LLC
Adviser information for NOCTUA INTERNATIONAL WMG, LLC last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 79 | $280.9M |
| Non-Discretionary | 82 | $52.1M |
| Total | 161 | $333.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 33 | $329.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 2 | $3.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 83 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-70538 |
|---|---|
| SEC ERA File Number | 801-70538 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 151170 |
| Legal Entity Identifier | None |
Principal Office
2011 S MIAMI AVEMIAMI
FL
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: 786-220-0330, Fax: 786-513-2222
Websites
Chief Compliance Officer
CARLOS MORALES
2011 S MIAMI AVE
MIAMI
FL
United States
Tel:
786-220-0330
Fax:
786-513-2222
C*******@*****************M
(Full email address available in API data)
Regulatory Contact
MARTIN GUYOT
PRESIDENT
2011 S MIAMI AVE
MIAMI
FL
United States
Tel:
786-220-0330
Fax:
786-513-2222
M*****@*****************M
(Full email address available in API data)
Industry Affiliates
| NOCTUA STRATEGIC INVESMENTS, LLC. | Sponsor, GP, manager of pooled investment vehicles |
| ONE BRIC CAPITAL LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GUYOT, MARTIN | Individual | – | PRESIDENT | 05/2009 | < 5% |
| GUYOT, MARTIN | Individual | AFFINIS PARTNERS II, LLC | SHAREHOLDER | 01/2019 | > 75% |
| AFFINIS PARTNERS II, LLC | Domestic Entity | – | MEMBER | 01/2019 | > 75% |
| Morales, Carlos, Eduardo | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2020 | < 5% |
| MARINO, FRANCISCO, SEBASTIAN | Individual | – | CHIEF EXECUTIVE OFFICER | 01/2024 | < 5% |