SILVERBAY CAPITAL MANAGEMENT LLC
Adviser information for SILVERBAY CAPITAL MANAGEMENT LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 76 |
|---|---|
| Investment Advisory/Research | 28 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 42 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $11.2B |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $11.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $11.2B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
350 MADISON AVENUE20TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9 A.M. TO 5 P.M.
Tel: 212-716-6840, Fax: None
Chief Compliance Officer
JENNIFER SHUFRO
CHIEF COMPLIANCE OFFICER
350 MADISON AVENUE
20TH FLOOR
NEW YORK
NY
United States
Tel:
212-716-6575
J******@****************M
(Full email address available in API data)
Industry Affiliates
| ALKEON CAPITAL ADVISERS, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALKEON CAPITAL MANAGEMENT, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| ALKEON INNOVATION (GENERAL PARTNER) S.A R.L. | Sponsor, GP, manager of pooled investment vehicles |
| ALKEON INNOVATION ADVISERS II, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALKEON INNOVATION ADVISERS, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| BREAKWATER GROUP DISTRIBUTION SERVICES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ALKEON CAPITAL MANAGEMENT, LLC | Domestic Entity | – | SOLE MEMBER; MANAGING MEMBER | 08/2009 | > 75% |
| SPARAGGIS, PANAYOTIS, D | Individual | ALKEON CAPITAL MANAGEMENT, LLC | MANAGER; MEMBER | 11/2001 | 50-75% |
| SHUFRO, JENNIFER, WENDY | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2015 | < 5% |