TOPTURN CAPITAL, LLC
Adviser information for TOPTURN CAPITAL, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 291 | $141.1M |
| Non-Discretionary | 47 | $18.9M |
| Total | 338 | $160.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 14 | $1.4M |
| HNW Individuals | 45 | $117.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $300,000 |
| Pension and profit sharing plans | 8 | $23.5M |
| Charitable organizations | 7 | $16.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 2 | $648,000 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-70572 |
|---|---|
| SEC ERA File Number | 801-70572 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 151464 |
| Legal Entity Identifier | None |
Principal Office
40 RAGSDALE DRIVESUITE 120
MONTEREY
CA
United States
Monday - Friday, 9:00 A.M. - 4:00 P.M.
Tel: (831) 324-0481, Fax: (831) 324-0505
Chief Compliance Officer
DAN DARCHUCK
MANAGING MEMBER
30 RAGSDALE DRIVE
SUITE 100
MONTEREY
CA
United States
Tel:
(831) 324-0481
Fax:
(831) 324-0505
D***@*****************M
(Full email address available in API data)
Regulatory Contact
JOHN WILLIAMS
DIRECTOR OF COMPLIANCE SERVICES, JOOT
2865 GREEN COVE WAY
SMYRNA
GA
United States
Tel:
404-402-3193
J************@******O
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| OMNISTRAT FUND, LP | Hedge Fund | $0.3M | $0.3M | 17 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STEWART, DANIEL, GREGORY | Individual | – | MANAGING MEMBER/CHIEF INVESTMENT OFFICER | 11/2009 | 50-75% |
| DARCHUCK, DANNY, NMN | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 11/2009 | 50-75% |