AETHER INVESTMENT PARTNERS, LLC
Adviser information for AETHER INVESTMENT PARTNERS, LLC last updated from Form ADV on September 21st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 8 | $1.3B |
| Non-Discretionary | 1 | $159.4M |
| Total | 9 | $1.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $1.5B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-70573 |
|---|---|
| SEC ERA File Number | 801-70573 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 149742 |
| Legal Entity Identifier | None |
Principal Office
1900 SIXTEENTH STREETSUITE 825
DENVER
CO
United States
Monday - Friday, 8 AM TO 5 PM
Tel: 720-961-4190, Fax: 720-920-1690
Chief Compliance Officer
KRISTEN LEIGH FEDERER
1900 SIXTEENTH STREET
SUITE 825
DENVER
CO
United States
Tel:
720-961-4190
Fax:
720-920-1690
K*******@***********M
(Full email address available in API data)
Regulatory Contact
DAVID REED RHOADES
CHIEF OPERATING OFFICER
1900 SIXTEENTH STREET
SUITE 825
DENVER
CO
United States
Tel:
720-961-4190
Fax:
720-920-1690
D*******@***********M
(Full email address available in API data)
Industry Affiliates
| AETHER REAL ASSETS CO-INVESTMENT GP I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| AETHER REAL ASSETS GP I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| AETHER REAL ASSETS GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| AETHER REAL ASSETS GP III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| AETHER REAL ASSETS GP IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| AETHER REAL ASSETS GP SONJ, LLC | Sponsor, GP, manager of pooled investment vehicles |
| AETHER REAL ASSETS GP V, LLC | Sponsor, GP, manager of pooled investment vehicles |
| AETHER REAL ASSETS III SURPLUS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| AETHER REAL ASSETS SEED PARTNERS GP I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PACIFIC CURRENT GROUP | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| PACIFIC CURRENT GROUP | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AETHER REAL ASSETS CO-INVESTMENT I, L.P. | Private Equity Fund | $38.2M | $1.0M | 41 |
| AETHER REAL ASSETS I, L.P. | Private Equity Fund | $6.8M | $1.0M | 113 |
| AETHER REAL ASSETS II, L.P. | Private Equity Fund | $147.1M | $1.0M | 197 |
| AETHER REAL ASSETS III SURPLUS, L.P. | Private Equity Fund | $143.6M | $1.0M | 5 |
| AETHER REAL ASSETS III, L.P. | Private Equity Fund | $226.8M | $1.0M | 158 |
| AETHER REAL ASSETS IV, L.P. | Private Equity Fund | $306.6M | $1.0M | 99 |
| AETHER REAL ASSETS SEED PARTNERS I, L.P. | Private Equity Fund | $87.4M | $1.0M | 9 |
| AETHER REAL ASSETS SONJ FUND, L.P. | Private Equity Fund | $159.4M | $1.0M | 2 |
| AETHER REAL ASSETS V, L.P. | Private Equity Fund | $350.6M | $1.0M | 108 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCHELL, TROY, RUSSELL | Individual | – | MANAGING DIRECTOR | 07/2014 | < 5% |
| GOODRICH, SEAN, ARTHUR | Individual | – | MANAGING DIRECTOR | 07/2014 | < 5% |
| RHOADES, DAVID, REED | Individual | – | CHIEF OPERATING OFFICER | 01/2012 | < 5% |
| NORTHERN LIGHTS MIDCO II, LLC | Domestic Entity | – | MEMBER | 12/2016 | > 75% |
| AURORA TRUST | Foreign Entity | NORTHERN LIGHTS MIDCO, LLC | MEMBER | 11/2014 | > 75% |
| AURORA INVESTMENT MANAGEMENT PTY LIMITED | Foreign Entity | AURORA TRUST | TRUSTEE OF AURORA TRUST | 11/2014 | |
| PACIFIC CURRENT GROUP LIMITED | Foreign Entity | AURORA TRUST | UNITHOLDER | 11/2014 | 50-75% |
| FEDERER, KRISTEN, LEIGH | Individual | – | CHIEF COMPLIANCE OFFICER & CHIEF FINANCIAL OFFICER | 09/2015 | < 5% |
| NORTHERN LIGHTS MIDCO, LLC | Domestic Entity | NORTHERN LIGHTS MIDCO II, LLC | MEMBER | 12/2016 | > 75% |