COMMERCE ADVISORS, LLC
Adviser information for COMMERCE ADVISORS, LLC last updated from Form ADV on March 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 412 | $214.5M |
| Non-Discretionary | 6 | $12.9M |
| Total | 418 | $227.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 66 | $17.6M |
| HNW Individuals | 55 | $194.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $8.0M |
| Charitable organizations | <5 | $7.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $552,207 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-70577 |
|---|---|
| SEC ERA File Number | 801-70577 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 151439 |
| Legal Entity Identifier | None |
Principal Office
5050 POPLAR AVENUESUITE 2020
MEMPHIS
TN
United States
Monday - Friday, 8:00 A.M.-5:00 P.M.
Tel: 901-260-6050, Fax: 901-260-6051
Chief Compliance Officer
J. VINCENT ROBINSON
CHIEF EXECUTIVE OFFICER
5050 POPLAR AVENUE
SUITE 2020
MEMPHIS
TN
United States
Tel:
901-260-6050
Fax:
901-260-6051
J*****************@**********************M
(Full email address available in API data)
Regulatory Contact
WILLIAM WOODMANSEE
PRESIDENT
5050 POPLAR AVENUE
SUITE 2020
MEMPHIS
TN
United States
Tel:
901-260-6050
Fax:
901-260-6051
W*****************@**********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COMMERCE HOLDINGS LLC | Domestic Entity | – | MEMBER | 08/2009 | > 75% |
| ROBINSON, JOSEPH, VINCENT | Individual | – | CEO/CCO | 07/2012 | < 5% |
| WOODMANSEE, WILLIAM, DAVID | Individual | – | PRESIDENT | 11/2010 | < 5% |
| BF LEASING LLC | Domestic Entity | COMMERCE HOLDINGS LLC | MEMBER | 07/2012 | 25-50% |
| BYRCE, THOMAS, J | Individual | BF LEASING LLC | MANAGING MEMBER OF BF LEASING | 07/2012 | 50-75% |
| VOLDENG, KURT, AUSTIN | Individual | – | CIO | 07/2012 | < 5% |