WATER ASSET MANAGEMENT, LLC
Adviser information for WATER ASSET MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 16 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 376 | $665.3M |
| Non-Discretionary | 0 | $0 |
| Total | 376 | $665.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 17 | $8.5M |
| HNW Individuals | 270 | $229.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 61 | $182.4M |
| Pension and profit sharing plans | <5 | $16.0M |
| Charitable organizations | <5 | $1.3M |
| State or municipal gov entities | <5 | $155.2M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $24.8M |
| Other | 17 | $47.6M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 2 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-70607 |
|---|---|
| SEC ERA File Number | 801-70607 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 151508 |
| Legal Entity Identifier | 549300FP878CIFOBIX67 |
Principal Office
400 MADISON AVESUITE 11B
NEW YORK
NY
United States
Monday - Friday, 8AM-6PM
Tel: 212-754-5132, Fax: 212-754-5101
Websites
Chief Compliance Officer
MARC ROBERT
COO
400 MADISON AVE
SUITE 11B
NEW YORK
NY
United States
Tel:
212-754-5132
Fax:
212-754-5101
M*******@***********M
(Full email address available in API data)
Regulatory Contact
JOSEPH KIRINCICH
CFO
400 MADISON AVE
SUITE 11B
NEW YORK
NY
United States
Tel:
212-754-5132
Fax:
212-754-5101
J**********@***********M
(Full email address available in API data)
Industry Affiliates
| JOHN ABLAMSKY CPA | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| TRF FEEDER FUND (CAYMAN), LP | Hedge Fund | $8.3M | $1.0M | 8 |
| TRF LLC | Hedge Fund | $13.4M | $1.0M | 32 |
| TRF MASTER FUND (CAYMAN) LP | Hedge Fund | $19.6M | $1.0M | 3 |
| U.S. WATER AND LAND INVESTMENT, L.P. | Private Equity Fund | $77.0M | $1.0M | 80 |
| WAM GLOBAL WATER EQUITY, LP | LONG ONLY FUND | $30.6M | $1.0M | 31 |
| WATER PROPERTY INVESTOR II LP | Private Equity Fund | $161.6M | $1.0M | 49 |
| WATER PROPERTY INVESTOR III LP | Private Equity Fund | $11.4M | $1.0M | 8 |
| WATER PROPERTY INVESTOR LP | Private Equity Fund | $225.8M | $1.0M | 70 |
| WATER PROPERTY INVESTORS, LLC | Private Equity Fund | $25.9M | $1.0M | 28 |
| WPI EMPORIA COINVESTMENT FUND LP | Private Equity Fund | $101.4M | $1.0M | 81 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROBERT, MARC, HENRI | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2006 | 10-25% |
| DISERIO, MATTHEW, JUDE | Individual | – | MANAGING MEMBER | 10/2005 | 25-50% |
| ABLAMSKY, JOHN, THOMAS | Individual | – | MEMBER | 10/2005 | < 5% |
| DEANE, DISQUE, DEE | Individual | – | MANAGING MEMBER | 10/2005 | 25-50% |
| KIRINCICH, JOSEPH | Individual | – | CFO | 01/2011 | < 5% |