ELEMENTUM ADVISORS, LLC
Adviser information for ELEMENTUM ADVISORS, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 41 |
|---|---|
| Investment Advisory/Research | 15 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 21 | $4.1B |
| Non-Discretionary | 0 | $0 |
| Total | 21 | $4.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 11 | $2.1B |
| Pension and profit sharing plans | <5 | $573.6M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $107.7M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $1.4B |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 89 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-70618 |
|---|---|
| SEC ERA File Number | 801-70618 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 151635 |
| Legal Entity Identifier | 54930007DVIQSBYDZQ70 |
Principal Office
155 NORTH WACKER DRIVESUITE 1750
CHICAGO
IL
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 312-281-4688, Fax: 312-281-4648
Chief Compliance Officer
LYNETTE PIRILLA WALTER
PARTNER / CHIEF LEGAL OFFICER
155 NORTH WACKER DRIVE
SUITE 1750
CHICAGO
IL
United States
Tel:
312-517-3318
Fax:
312-281-4648
L*******@********************M
(Full email address available in API data)
Regulatory Contact
MICHAEL FRANCE
MANAGING PARTNER/CHIEF FINANCIAL OFFICER
155 NORTH WACKER DRIVE
SUITE 1750
CHICAGO
IL
United States
Tel:
312-281-4615
Fax:
312-281-4648
M******@********************M
(Full email address available in API data)
Industry Affiliates
| ELEMENTUM DIRECTUS GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ELEMENTUM GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ELEMENTUM DIRECTUS FUND LTD. -- CLASS 1 SUB-FUND | Hedge Fund | $87.6M | $1.0M | 36 |
| ELEMENTUM DIRECTUS FUND LTD. -- MASTER FUND CLASS 2 SUB-FUND | Hedge Fund | $6.5M | $1.0M | 2 |
| ELEMENTUM DIRECTUS OFFSHORE FUND LTD. -- OFFSHORE CLASS 1 SUB-FUND | Hedge Fund | $89.0M | $1.0M | 31 |
| ELEMENTUM DIRECTUS OFFSHORE FUND LTD. -- OFFSHORE CLASS 2 SUB-FUND | Hedge Fund | $6.4M | $1.0M | 2 |
| ELEMENTUM DIRECTUS ONSHORE FUND LP | Hedge Fund | $7.0M | $1.0M | 5 |
| ELEMENTUM ERIDANUS FUND LTD. - MGA SUB-FUND | Hedge Fund | $25.4M | $1.0M | 3 |
| ELEMENTUM NATCAT MASTER FUND LTD. | Hedge Fund | $273.2M | $1.0M | 62 |
| ELEMENTUM NATCAT OFFSHORE FUND II LTD. - CHF SUB-FUND | Hedge Fund | $1.2M | $1.0M | 13 |
| ELEMENTUM NATCAT OFFSHORE FUND II LTD. CLASS 2 - SUB-FUND | Hedge Fund | $171.2M | $1.0M | 9 |
| ELEMENTUM NATCAT OFFSHORE FUND LTD. | Hedge Fund | $265.9M | $1.0M | 43 |
| ELEMENTUM NATCAT ONSHORE FUND LP | Hedge Fund | $8.9M | $1.0M | 6 |
| ELEMENTUM OPPORTUNITIES FUND LTD. - CLASS 1 SUB-FUND | Hedge Fund | $217.5M | $1.0M | 2 |
| ELEMENTUM OPPORTUNITIES FUND LTD. - CLASS 2 SUB-FUND | Hedge Fund | $38.6M | $1.0M | 1 |
| ELEMENTUM OPPORTUNITIES FUND LTD. - CLASS 3 SUB-FUND | Hedge Fund | $25.0M | $1.0M | 8 |
| ELEMENTUM ZEPHYRUS TOTAL RETURN CAT BOND FUND LTD. | Hedge Fund | $896.1M | $1.0M | 12 |
| FAVONIUS CAT BOND FUND LTD. | Hedge Fund | $76.8M | $0.1M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RETTINO, ANTHONY, AUGUSTINO | Individual | – | FOUNDING PARTNER / SENIOR PORTFOLIO MANAGER | 06/2009 | < 5% |
| DECARO, JOHN, CECIL | Individual | – | FOUNDING PARTNER / SENIOR PORTFOLIO MANAGER | 06/2009 | < 5% |
| FRANCE, MICHAEL, M. | Individual | – | MANAGING PARTNER / CHIEF FINANCIAL OFFICER | 09/2012 | < 5% |
| ELEMENTUM HOLDINGS, LP | Domestic Entity | – | MEMBER | 06/2009 | > 75% |
| RETTINO, ANTHONY, AUGUSTINO | Individual | ANTHONY A. RETTINO, JR. GIFT TRUST #1 | TRUSTEE | 11/2009 | |
| DECARO, JOHN, CECIL | Individual | JOHN C. DECARO II GIFT TRUST #1 | TRUSTEE | 11/2009 | |
| ANTHONY A. RETTINO, JR. GIFT TRUST #1 | Domestic Entity | ELEMENTUM HOLDINGS, LP | LP | 11/2009 | 25-50% |
| JOHN C. DECARO II GIFT TRUST #1 | Domestic Entity | ELEMENTUM HOLDINGS, LP | LP | 11/2009 | 25-50% |
| WM CAPITAL HOLDINGS LTD. | Foreign Entity | ELEMENTUM HOLDINGS, LP | LP | 05/2019 | 25-50% |
| ELEMENTUM HOLDINGS GP, LLC | Domestic Entity | ELEMENTUM HOLDINGS, LP | GENERAL PARTNER | 05/2019 | |
| WM BIRKDALE LTD | Foreign Entity | WM CAPITAL HOLDINGS LTD. | SHAREHOLDER | 05/2019 | > 75% |
| WHITE MOUNTAINS INSURANCE GROUP, LTD. | Foreign Entity | WM BIRKDALE LTD | SHAREHOLDER | 05/2019 | > 75% |
| WALTER, LYNETTE, PIRILLA | Individual | – | PARTNER / CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER | 01/2021 | < 5% |
| BARKER, PAUL, STEVEN | Individual | – | PARTNER AND PORTFOLIO MANAGER | 02/2016 | < 5% |