Hedge Fund Database

HBK CAPITAL MANAGEMENT

HBK INVESTMENTS L.P. Legal Name

Adviser information for HBK CAPITAL MANAGEMENT last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Partnership
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 193
Investment Advisory/Research 59
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 9 $20.3B
Non-Discretionary 0 $0
Total 9 $20.3B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 8 $20.2B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers <5 $58.4M
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 56

Services

Advisory Services Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-70632
SEC ERA File Number 801-70632
SEC CIK Numbers 1011443
SEC CRD Numbers 115079
Legal Entity Identifier HELATY3NJ3Y3YM0BQS70

Principal Office

2300 NORTH FIELD STREET
SUITE 2200
DALLAS
TX
United States
Monday - Friday, 8:00 AM TO 5:30 PM
Tel: 214-758-6100, Fax: 214-758-1207

Websites

www.linkedin.com/company/hbk-capital-management/ www.hbk.com

Chief Compliance Officer

ROYA DOUD
CHIEF COMPLIANCE OFFICER
2300 NORTH FIELD STREET
SUITE 2200
DALLAS
TX
United States
Tel: 214-758-6283
(Full email address available in API data)

Industry Affiliates

HBK CAPITAL L.P. Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
HBK CAPITAL LTD. Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
HBK MASTER FUND L.P. Hedge Fund $17,382.3M $3.0M 319
HBK MERGER STRATEGIES MASTER FUND L.P. Hedge Fund $2,393.2M $3.0M 85
HBK OPPORTUNITIES PLATFORM L.P. - CONVERTIBLE ARBITRAGE SERIES Hedge Fund $305.6M $3.0M 21
HBK OPPORTUNITIES PLATFORM L.P. - CREDIT SERIES Hedge Fund $100.9M $3.0M 25

Control Persons

Name Type Entity Title Since Ownership
HBK PARTNERS II L.P. Domestic Entity – LIMITED PARTNER 11/1995 > 75%
AKHTAR, JAMIEL, ANDREW Individual – CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR 11/1995 < 5%
HBK MANAGEMENT LLC Domestic Entity HBK PARTNERS II L.P. GENERAL PARTNER 11/1995
MOSLE, JON, LUDWIG Individual – PRESIDENT, MANAGING DIRECTOR 01/2007 < 5%
AKHTAR, JAMIEL, ANDREW Individual HBK MANAGEMENT LLC MEMBER 01/2010 25-50%
HARRIS, HEATHER, LYNNE Individual – CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR 03/2015 < 5%
HBK MANAGEMENT LLC Domestic Entity – GENERAL PARTNER 05/2020 < 5%
MOSLE, JON, LUDWIG Individual HBK MANAGEMENT LLC MEMBER 01/2021 25-50%
LUTH, MATTHEW, FREDERICK Individual – CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR 01/2021 < 5%
LUTH, MATTHEW, FREDERICK Individual HBK MANAGEMENT LLC MEMBER 01/2021 25-50%
HAAS, ISAAC, SEBASTIAN Individual – GENERAL COUNSEL 01/2022 < 5%
DOUD, ROYA, SALEH Individual – CHIEF COMPLIANCE OFFICER 01/2023 < 5%

No. Employees, Historic

3001500202020212022202320242025230 on 3/27/2020230 on 5/21/2020230 on 7/23/2020230 on 11/18/2020170 on 3/31/2021170 on 5/17/2021170 on 8/26/2021170 on 1/28/2022168 on 3/31/2022168 on 4/1/2022168 on 11/2/2022168 on 11/2/2022168 on 1/18/2023174 on 3/31/2023174 on 5/5/2023174 on 6/21/2023174 on 10/20/2023174 on 11/22/2023193 on 3/28/2024

RAUM, Historic

40B20B020202021202220232024202523027669000 on 3/27/202023027669000 on 5/21/202023027669000 on 7/23/202023027669000 on 11/18/202019773609000 on 3/31/202119773609000 on 5/17/202119773609000 on 8/26/202119773609000 on 1/28/202233663966000 on 3/31/202233663966000 on 4/1/202233663966000 on 11/2/202233663966000 on 11/2/202233663966000 on 1/18/202328457389000 on 3/31/202328457389000 on 5/5/202328457389000 on 6/21/202328457389000 on 10/20/202328457389000 on 11/22/202320308069000 on 3/28/2024

No. Clients, Historic

201002020202120222023202420254 on 3/27/20204 on 5/21/20204 on 7/23/20204 on 11/18/20207 on 3/31/20217 on 5/17/20217 on 8/26/20217 on 1/28/202210 on 3/31/202210 on 4/1/202210 on 11/2/202210 on 11/2/202210 on 1/18/202311 on 3/31/202311 on 5/5/202311 on 6/21/202311 on 10/20/202311 on 11/22/20238 on 3/28/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2023
Name Class Value $USD # Shares Private Fund
ACTIVISION BLIZZARD INC COM 113M 1M –
FOCUS FINL PARTNERS INC COM CL A 127M 2M –
HORIZON THERAPEUTICS PUB L SHS 5M 50K –
HORIZON THERAPEUTICS PUB L SHS 622M 6M –
IVERIC BIO INC COM 79M 2M –
LIFE STORAGE INC COM 146M 1M –
NATIONAL INSTRS CORP COM 372M 6M –
PNM RES INC COM 137M 3M –
SEAGEN INC COM 16M 82K –
SEAGEN INC COM 77M 400K –
SILICON MOTION TECHNOLOGY CO SPONSORED ADR 22M 300K –
SILICON MOTION TECHNOLOGY CO SPONSORED ADR 57M 800K –
SYNEOS HEALTH INC CL A 137M 3M –
TOWER SEMICONDUCTOR LTD SHS NEW 35M 930K –
TOWER SEMICONDUCTOR LTD SHS NEW 6M 147K –
UNIVAR SOLUTIONS INC COM 276M 8M –
VMWARE INC CL A COM 221M 2M –