Hedge Fund Database

FFT WEALTH MANAGEMENT

FFT WEALTH MANAGEMENT LLC Legal Name

Adviser information for FFT WEALTH MANAGEMENT last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 30
Investment Advisory/Research 22
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 367 $1.9B
Non-Discretionary 281 $1.3B
Total 648 $3.1B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 55 $3.1B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-70638
SEC ERA File Number 801-70638
SEC CIK Numbers 1653199
SEC CRD Numbers 151225
Legal Entity Identifier None

Principal Office

2 LIBERTY PLACE
FLOOR 34
PHILADELPHIA
PA
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 610-545-6100, Fax: None

Websites

www.fftwealth.com/ www.linkedin.com/company/fft-wealth-management/mycompany/

Chief Compliance Officer

WILLIAM R. GEARHART
2 LIBERTY PLACE
FLOOR 34
PHILADELPHIA
PA
United States
Tel: 610-545-6100
(Full email address available in API data)

Regulatory Contact

PETER ORTIZ
CHIEF OPERATING OFFICER
10 EAST 53RD STREET
32ND FLOOR
NEW YORK
NY
United States
Tel: 212-488-1390
(Full email address available in API data)

Industry Affiliates

LGL PARTNERS, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
OPTIMA ASSET MANAGEMENT LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
OPTIMA MANAGERS GP MM LLC Sponsor, GP, manager of pooled investment vehicles
OPTIMA MANAGERS LLC Sponsor, GP, manager of pooled investment vehicles
PORTMAN SQUARE GENERAL PARTNER SARL Commodity pool operator or commodity trading advisor
SPV MANAGER GP LLC Sponsor, GP, manager of pooled investment vehicles
STANHOPE CAPITAL, LLP Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
FWM HOLDINGS, LLC Domestic Entity – MANAGING MEMBER 07/2011 > 75%
GREGORCHUK, PAUL, SCOTT Individual – VICE CHAIRMAN 01/2017 < 5%
BLOOMFIELD, KEITH, MITCHELL Individual – CHIEF EXECUTIVE OFFICER 01/2017 < 5%
MEHALKO, ANDREW, PATRICK Individual – CHIEF INVESTMENT OFFICER 01/2019 < 5%
STANHOPE CAPITAL (SWITZERLAND) SA Foreign Entity FWM HOLDINGS, LLC MEMBER 02/2021 > 75%
STANHOPE CAPITAL GROUP SA Foreign Entity STANHOPE CAPITAL (SWITZERLAND) SA SHAREHOLDER 02/2021 > 75%
PINTO, DANIEL, EMILE Individual STANHOPE CAPITAL GROUP SA CONTROLLER 04/2018 50-75%
GEARHART, WILLIAM, RAGNAR Individual – CHIEF COMPLIANCE OFFICER 03/2022 < 5%
ORTIZ, PETER, MARC Individual – CHIEF OPERATING OFFICER 07/2023 < 5%

No. Employees, Historic

3015020202021202220232024202525 on 3/29/202025 on 3/30/202025 on 3/31/202025 on 4/1/202025 on 5/6/202025 on 5/27/202025 on 7/21/202026 on 8/24/202026 on 3/30/202126 on 3/31/202124 on 3/31/202124 on 4/15/202124 on 4/15/202124 on 4/16/202124 on 1/5/202220 on 3/31/202220 on 4/11/202220 on 5/6/202220 on 11/30/202220 on 12/20/202220 on 1/24/202320 on 1/25/202320 on 1/30/202326 on 3/30/202326 on 3/30/202326 on 4/18/202326 on 6/6/202326 on 7/18/202326 on 11/8/202326 on 11/8/202326 on 11/17/202326 on 11/17/202330 on 3/29/2024

RAUM, Historic

4B2B02020202120222023202420251133936430 on 3/29/20201133936430 on 3/30/20201133936430 on 3/31/20201133936430 on 4/1/20201133936430 on 5/6/20201133936430 on 5/27/20201133936430 on 7/21/20201312898865 on 8/24/20201446653148 on 3/30/20211446653148 on 3/31/20211446653148 on 3/31/20211446653148 on 4/15/20211446653148 on 4/15/20211446653148 on 4/16/20211446653148 on 1/5/20223654702946 on 3/31/20223654702946 on 4/11/20223654702946 on 5/6/20223654702946 on 11/30/20223654702946 on 12/20/20223654702946 on 1/24/20233654702946 on 1/25/20233654702946 on 1/30/20232495479421 on 3/30/20232495479421 on 3/30/20232495479421 on 4/18/20232495479421 on 6/6/20232495479421 on 7/18/20232495479421 on 11/8/20232495479421 on 11/8/20232495479421 on 11/17/20232495479421 on 11/17/20233126000000 on 3/29/2024

No. Clients, Historic

6030020202021202220232024202517 on 3/29/202017 on 3/30/202017 on 3/31/202017 on 4/1/202017 on 5/6/202017 on 5/27/202017 on 7/21/202017 on 8/24/202017 on 3/30/202117 on 3/31/202117 on 3/31/202117 on 4/15/202117 on 4/15/202117 on 4/16/202117 on 1/5/202223 on 3/31/202223 on 4/11/202223 on 5/6/202223 on 11/30/202223 on 12/20/202223 on 1/24/202323 on 1/25/202323 on 1/30/202342 on 3/30/202342 on 3/30/202342 on 4/18/202342 on 6/6/202342 on 7/18/202342 on 11/8/202342 on 11/8/202342 on 11/17/202342 on 11/17/202355 on 3/29/2024

Holdings

From latest 13F, filed August 1st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
2023 ETF SERIES TRUST II GMO US QUALITY E 11M 369K –
ABBOTT LABS COM 311K 3K –
ABBVIE INC COM 449K 3K –
ACCENTURE PLC IRELAND SHS CLASS A 337K 1K –
ADOBE INC COM 546K 984 –
ADVANCED MICRO DEVICES INC COM 398K 2K –
AGILENT TECHNOLOGIES INC COM 261K 2K –
ALCON AG ORD SHS 298K 3K –
ALKERMES PLC SHS 205K 9K –
ALPHABET INC CAP STK CL A 3M 18K –
ALPHABET INC CAP STK CL C 4M 23K –
ALPS ETF TR ALERIAN MLP 298K 6K –
AMAZON COM INC COM 6M 31K –
AMERICAN INTL GROUP INC COM NEW 298K 4K –
AMERICAN WTR WKS CO INC NEW COM 282K 2K –
AMERIPRISE FINL INC COM 494K 1K –
AMGEN INC COM 370K 1K –
ANSYS INC COM 367K 1K –
APOLLO GLOBAL MGMT INC COM 349K 3K –
APPLE INC COM 2M 11K –
ARCH CAP GROUP LTD ORD 6M 62K –
ATMOS ENERGY CORP COM 293K 3K –
AUTODESK INC COM 334K 1K –
BANCO SANTANDER S.A. ADR 97K 21K –
BEACON ROOFING SUPPLY INC COM 4M 39K –
BLACKSTONE INC COM 688K 6K –
CAMECO CORP COM 4M 89K –
CAPITAL ONE FINL CORP COM 364K 3K –
CARLYLE GROUP INC COM 448K 11K –
CBRE GROUP INC CL A 2M 19K –
CENTRAL SECS CORP COM 951K 22K –
CHIPOTLE MEXICAN GRILL INC COM 576K 9K –
COCA COLA CO COM 364K 6K –
CONSTELLATION BRANDS INC CL A 236K 918 –
COPART INC COM 21M 389K –
CORTEVA INC COM 388K 7K –
COSTCO WHSL CORP NEW COM 533K 627 –
COTERRA ENERGY INC COM 278K 10K –
DANAHER CORPORATION COM 553K 2K –
ECOLAB INC COM 450K 2K –
ELI LILLY & CO COM 202K 223 –
EMERALD HOLDING INC COM 532K 93K –
EQUITY LIFESTYLE PPTYS INC COM 241K 4K –
EXXON MOBIL CORP COM 202K 2K –
FISERV INC COM 4M 26K –
FLEXSHARES TR IBOXX 3R TARGT 303K 13K –
FLEXSHARES TR STOXX GLOBR INF 226K 4K –
FLEXSHARES TR MORNSTAR UPSTR 487K 12K –
FOX CORP CL B COM 1M 33K –
FREYR BATTERY INC COM NEW 65K 38K –
GENERAL DYNAMICS CORP COM 286K 984 –
HONEYWELL INTL INC COM 320K 1K –
INTUIT COM 794K 1K –
INTUITIVE SURGICAL INC COM NEW 361K 811 –
INVESCO QQQ TR UNIT SER 1 7M 15K –
ISHARES GOLD TR ISHARES NEW 460K 10K –
ISHARES INC MSCI EMRG CHN 638K 11K –
ISHARES INC CORE MSCI EMKT 575K 11K –
ISHARES TR MSCI INTL VLU FT 514K 19K –
ISHARES TR GRWT ALLOCAT ETF 504K 9K –
ISHARES TR S&P 500 GRWT ETF 390K 4K –
ISHARES TR CORE S&P500 ETF 52M 95K –
ISHARES TR RUSSELL 2000 ETF 4M 19K –
ISHARES TR CORE S&P MCP ETF 14M 243K –
ISHARES TR NATIONAL MUN ETF 2M 18K –
ISHARES TR MSCI ACWI EX US 6M 112K –
ISHARES TR RUSSELL 3000 ETF 23M 75K –
ISHARES TR CORE DIV GRWTH 16M 276K –
ISHARES TR MSCI EMG MKT ETF 8M 194K –
ISHARES TR CORE S&P SCP ETF 14M 130K –
ISHARES TR MSCI USA MIN VOL 17M 207K –
ISHARES TR RUS MID CAP ETF 7M 88K –
ISHARES TR RUS 1000 ETF 290K 975 –
ISHARES TR CORE MSCI EAFE 10M 136K –
ISHARES TR 3 7 YR TREAS BD 2M 15K –
ISHARES TR CORE US AGGBD ET 8M 83K –
ISHARES TR MSCI EAFE ETF 6M 74K –
ISHARES TR RUS 1000 VAL ETF 244K 1K –
ISHARES TR RUS 1000 GRW ETF 527K 1K –
JOHNSON & JOHNSON COM 304K 2K –
JPMORGAN CHASE & CO. COM 268K 1K –
KKR & CO INC COM 256K 2K –
LAM RESEARCH CORP COM 421K 395 –
LENNAR CORP CL A 452K 3K –
LINDE PLC SHS 358K 816 –
LIVE NATION ENTERTAINMENT IN COM 221K 2K –
LIVEONE INC COM 59K 38K –
LOWES COS INC COM 283K 1K –
MARQETA INC CLASS A COM 150K 27K –
MARTIN MARIETTA MATLS INC COM 658K 1K –
MASTERCARD INCORPORATED CL A 1M 3K –
MERCK & CO INC COM 355K 3K –
META PLATFORMS INC CL A 7M 15K –
MICROCHIP TECHNOLOGY INC. COM 389K 4K –
MICROSOFT CORP COM 5M 11K –
MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 249K 23K –
MONOLITHIC PWR SYS INC COM 202K 246 –
MONSTER BEVERAGE CORP NEW COM 303K 6K –
NUTRIEN LTD COM 1M 29K –
NVIDIA CORPORATION COM 3M 25K –
ONEMAIN HLDGS INC COM 2M 34K –
ONEOK INC NEW COM 2M 30K –
OREILLY AUTOMOTIVE INC COM 317K 300 –
OSHKOSH CORP COM 207K 2K –
OVID THERAPEUTICS INC COM 377K 490K –
PALO ALTO NETWORKS INC COM 422K 1K –
PARKER-HANNIFIN CORP COM 554K 1K –
PAYPAL HLDGS INC COM 2M 36K –
PNC FINL SVCS GROUP INC COM 254K 2K –
PROCTER AND GAMBLE CO COM 323K 2K –
PROGRESSIVE CORP COM 241K 1K –
QORVO INC COM 1M 11K –
QUALCOMM INC COM 438K 2K –
RPM INTL INC COM 295K 3K –
SALESFORCE INC COM 418K 2K –
SCHWAB STRATEGIC TR INTL EQTY ETF 7M 180K –
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 703K 26K –
SCHWAB STRATEGIC TR US BRD MKT ETF 6M 90K –
SERVICENOW INC COM 711K 904 –
SHOPIFY INC CL A 244K 4K –
SONY GROUP CORP SPONSORED ADR 279K 3K –
SPDR S&P 500 ETF TR TR UNIT 102M 187K –
SPDR SER TR PRTFLO S&P500 GW 382K 5K –
SPDR SER TR S&P BIOTECH 2M 21K –
SYNOPSYS INC COM 6M 9K –
TELEDYNE TECHNOLOGIES INC COM 246K 633 –
TEMPUR SEALY INTL INC COM 7M 144K –
TESLA INC COM 231K 1K –
TEXAS INSTRS INC COM 382K 2K –
TJX COS INC NEW COM 29M 259K –
TOTALENERGIES SE SPONSORED ADS 282K 4K –
UBER TECHNOLOGIES INC COM 550K 8K –
UNITEDHEALTH GROUP INC COM 586K 1K –
US BANCORP DEL COM NEW 283K 7K –
VANECK ETF TRUST INTRMDT MUNI ETF 346K 8K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 105M 1M –
VANGUARD INDEX FDS TOTAL STK MKT 12M 43K –
VANGUARD INDEX FDS S&P 500 ETF SHS 503M 1M –
VANGUARD INDEX FDS VALUE ETF 1M 8K –
VANGUARD INDEX FDS GROWTH ETF 431K 1K –
VANGUARD INDEX FDS REAL ESTATE ETF 7M 85K –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 236K 2K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 2M 38K –
VANGUARD MUN BD FDS TAX EXEMPT BD 3M 50K –
VANGUARD SCOTTSDALE FDS TOTAL WLD BD ETF 799K 12K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 524K 9K –
VANGUARD SCOTTSDALE FDS LONG TERM TREAS 361K 6K –
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 935K 16K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 5M 95K –
VISA INC COM CL A 552K 2K –
VULCAN MATLS CO COM 622K 3K –
WILLIAMS COS INC COM 4M 103K –
XCEL ENERGY INC COM 236K 4K –
XYLEM INC COM 361K 3K –
ZOETIS INC CL A 275K 2K –