NEIMAN FUNDS MANAGEMENT LLC
Adviser information for NEIMAN FUNDS MANAGEMENT LLC last updated from Form ADV on February 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wyoming, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $33.7M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $33.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $33.7M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-70650 |
|---|---|
| SEC ERA File Number | 801-70650 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 151749 |
| Legal Entity Identifier | None |
Principal Office
305 SPINDRIFT DRIVEWILLIAMSVILLIE
NY
United States
Monday - Friday, 9AM-5PM EST
Tel: 716-568-8566, Fax: 716-633-1333
Websites
Chief Compliance Officer
GLENN WIGGLE
338 CARAVELLE DR.
JUPITER
FL
United States
Tel:
716-361-0002
Fax:
716-633-1333
G******@**************M
(Full email address available in API data)
Regulatory Contact
DANIEL NEIMAN
PRESIDENT
823 SAN LUIS REY PL
SAN DIEGO
CA
United States
Tel:
8583360832
D******@**************M
(Full email address available in API data)
Industry Affiliates
| INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NEIMAN, DANIEL, DAVID | Individual | – | PRESIDENT | 09/2009 | 50-75% |
| WIGGLE, GLENN, CHARLES | Individual | – | CHIEF COMPLIANCE OFFICER, MEMBER | 09/2009 | 10-25% |
| LOMAS, MICHAEL, STEVEN | Individual | – | MEMBER | 09/2009 | 10-25% |