HUNT INVESTMENT MANAGEMENT, LLC
Adviser information for HUNT INVESTMENT MANAGEMENT, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 22 |
|---|---|
| Investment Advisory/Research | 21 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $12.9M |
| Non-Discretionary | 1 | $127.5M |
| Total | 6 | $140.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $139.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $1.3M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based feesACQUISITION, ORIGINATION AND/OR DISPOSITION FEES |
Identifiers
| SEC RIA File Number | 801-70653 |
|---|---|
| SEC ERA File Number | 801-70653 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 151744 |
| Legal Entity Identifier | None |
Principal Office
1330 AVENUE OF THE AMERICAS28TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 212-588-2073, Fax: None
Chief Compliance Officer
MARYANN S. HERMANN
1330 AVENUE OF THE AMERICAS
28TH FLOOR
NEW YORK
NY
United States
Tel:
212-588-2073
M**************@****************M
(Full email address available in API data)
Regulatory Contact
PAUL DONNELLY
GENERAL COUNSEL
1330 AVENUE OF THE AMERICAS
28TH FLOOR
NEW YORK
NY
United States
Tel:
212-588-2189
P************@****************M
(Full email address available in API data)
Industry Affiliates
| AMBER FUND MANAGEMENT | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| AMBER INFRASTRUCTURE INVESTMENT ADVISOR LLC | Other investment adviser, including financial planners |
| BREAN CAPITAL, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| HUNT CAPITAL MANAGEMENT, LLC | Other investment adviser, including financial planners |
| HUNT CAPITAL PARTNERS | Sponsor, GP, manager of pooled investment vehicles |
| HUNT CTC OFFICE OZ FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HUNT DREF MEMBER (SPV), LLC | Sponsor, GP, manager of pooled investment vehicles |
| INTERNATIONAL HOUSING SOLUTIONS | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| KCVG OFIIGP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| S2K FINANCIAL LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| UK INVESTORS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HUNT CTC OFFICE OZ FUND, LP | Real Estate Fund | $11.2M | $0.3M | 33 |
| HUNT DREF, LLC | Real Estate Fund | $127.5M | $0.0M | 2 |
| HUNT UK REALTY INCENTIVE VEHICLE, LLC | Real Estate Fund | $0.0M | $0.0M | 11 |
| HUNT UK REALTY PARTNERS, L.P. | Real Estate Fund | $0.4M | $25.0M | 7 |
| HUNT/ KCVG REAL ESTATE FUND, LP | Real Estate Fund | $0.0M | $0.1M | 51 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HUNT COMPANY, LLC | Domestic Entity | HUNT FS HOLDINGS, LLC | MEMBER | 02/2016 | > 75% |
| HUNT COMPANIES, INC. | Domestic Entity | HUNT COMPANY, LLC | MEMBER | 10/2005 | > 75% |
| WGH DYNASTY TRUST | Domestic Entity | HUNT COMPANIES, INC. | SHAREHOLDER | 03/2013 | 25-50% |
| ARNOLD, GUY, MILLS | Individual | – | EXECUTIVE VICE PRESIDENT / MEMBER OF BOARD OF MANAGERS | 05/2017 | < 5% |
| HERMANN, MARYANN, SCHURR | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2015 | < 5% |
| HUNT FS HOLDINGS, LLC | Domestic Entity | HUNT CAPITAL HOLDINGS, LLC | MEMBER | 01/2018 | > 75% |
| HUNT FS HOLDINGS II, LLC | Domestic Entity | HUNT REC HOLDINGS, LLC | MEMBER | 01/2018 | > 75% |
| HUNT CAPITAL HOLDINGS, LLC | Domestic Entity | HUNT FS HOLDINGS II, LLC | MEMBER | 02/2018 | > 75% |
| HUNT REC HOLDINGS, LLC | Domestic Entity | – | MEMBER | 01/2018 | > 75% |
| DONNELLY, PAUL, DAVID | Individual | – | GENERAL COUNSEL | 02/2018 | < 5% |
| HUNT, JOSHUA, WILLIAM | Individual | WGH DYNASTY TRUST | TRUSTEE | 11/2013 | |
| McCrory, Ryan, Burke | Individual | – | MEMBER OF BOARD OF MANAGERS | 12/2019 | < 5% |
| Parker, Clayton, Adkin | Individual | – | MEMBER OF BOARD OF MANAGERS | 12/2019 | < 5% |
| SINGER, DANIEL, CHARLES | Individual | – | EXECUTIVE VICE PRESIDENT / MEMBER OF BOARD OF MANAGERS | 12/2019 | < 5% |
| HUNT, JAMES, CHRISTOPHER | Individual | – | CHIEF EXECUTIVE OFFICER / MEMBER BOARD OF MANAGERS | 03/2020 | < 5% |
| DEFIFE, MARC, CHRISTOPHER | Individual | – | EXECUTIVE VICE PRESIDENT | 12/2019 | < 5% |
| HUNT, JASON, MICHAEL | Individual | WGH DYNASTY TRUST | TRUSTEE | 11/2013 | |
| Hunt, Matthew, Daniel | Individual | WGH DYNASTY TRUST | TRUSTEE | 11/2013 | |
| Everson, Sarah, Hunt | Individual | WGH DYNASTY TRUST | TRUSTEE | 11/2013 | |
| CONFORTI, LOUIS, B | Individual | – | PRESIDENT | 10/2023 | < 5% |