TRINITY PORTFOLIO ADVISORS, LLC
Adviser information for TRINITY PORTFOLIO ADVISORS, LLC last updated from Form ADV on March 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 12 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 858 | $320.4M |
| Non-Discretionary | 87 | $132.2M |
| Total | 945 | $452.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 412 | $214.8M |
| HNW Individuals | 91 | $228.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 175 | $8.0M |
| Charitable organizations | <5 | $1.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Educational seminars/workshopsCONSULTING |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
121 COUNTRYSIDE COURTSUITE 140
SOUTHLAKE
TX
United States
Monday - Friday, 8:30 A.M. - 5:00 P.M.
Tel: 817-416-7227, Fax: 817-336-5736
Websites
Chief Compliance Officer
JOHN ALLEN CHALK, JR.
OWNER, FOUNDER
121 COUNTRYSIDE COURT
SUITE 140
SOUTHLAKE
TX
United States
Tel:
817-416-5970
Fax:
817-336-5736
J******@*******************M
(Full email address available in API data)
Regulatory Contact
JERI M. LIEDL
CHIEF OPERATING OFFICER
121 COUNRTYSIDE COURT
SUITE 140
SOUTHLAKE
TX
United States
Tel:
817-416-7227
Fax:
817-336-5736
J*****@*******************M
(Full email address available in API data)
Industry Affiliates
| ANNETTE HAMIL | Accountant or accounting firm |
| JOE WYLIE | Accountant or accounting firm |
| JOHN A. CHALK, JR. | Accountant or accounting firmLawyer or law firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CHALK, JOHN, ALLEN | Individual | – | MEMBER / CHIEF COMPLIANCE OFFICER | 09/2009 | > 75% |