MIDOCEAN CREDIT PARTNERS
MIDOCEAN CREDIT FUND MANAGEMENT, L.P. Legal Name
Adviser information for MIDOCEAN CREDIT PARTNERS last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 44 |
|---|---|
| Investment Advisory/Research | 22 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 31 | $7.9B |
| Non-Discretionary | 0 | $0 |
| Total | 31 | $7.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $169.8M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 26 | $7.4B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 4 | $307.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 86 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-70672 |
|---|---|
| SEC ERA File Number | 801-70672 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 151578 |
| Legal Entity Identifier | None |
Principal Office
245 PARK AVENUE38TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 212-497-1400, Fax: 212-497-1376
Websites
Chief Compliance Officer
DEBORAH HODGES
COO
245 PARK AVENUE
38TH FLOOR
NEW YORK
NY
United States
Tel:
212-497-1402
Fax:
212-497-1373
D******@*******************M
(Full email address available in API data)
Regulatory Contact
ANDREW SPRING
CFO
245 PARK AVENUE
38TH FLOOR
NEW YORK
NY
United States
Tel:
212-497-1393
Fax:
212-497-1373
A******@*******************M
(Full email address available in API data)
Industry Affiliates
| MIDOCEAN ABSOLUTE RETURN CREDIT FUND GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| MIDOCEAN ASSOCIATES IV LP | Sponsor, GP, manager of pooled investment vehicles |
| MIDOCEAN ASSOCIATES SPC, MIDOCEAN PARTNERS SEGREGATED PORTFOLIO II | Sponsor, GP, manager of pooled investment vehicles |
| MIDOCEAN ASSOCIATES SPC, MIDOCEAN PARTNERS SEGREGATED PORTFOLIO III | Sponsor, GP, manager of pooled investment vehicles |
| MIDOCEAN ASSOCIATES V, LP | Sponsor, GP, manager of pooled investment vehicles |
| MIDOCEAN ASSOCIATES VI, LP | Sponsor, GP, manager of pooled investment vehicles |
| MIDOCEAN CLO EQUITY FUND I ASSOCIATES, LP | Sponsor, GP, manager of pooled investment vehicles |
| MIDOCEAN CREDIT OPPORTUNITY FUND GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| MIDOCEAN CREDIT OPPORTUNITY IDF GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| MIDOCEAN MULTI ASSET CREDIT FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MIDOCEAN PARTNERS SPC | Sponsor, GP, manager of pooled investment vehicles |
| MIDOCEAN TACTICAL CREDIT FUND III GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| MIDOCEAN TACTICAL DISLOCATION FUND A GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| MIDOCEAN TACTICAL LOW VOLATILITY CREDIT FUND I GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| MIDOCEAN TACTICAL SOLUTIONS FUND GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| MIDOCEAN US ADVISOR HOLDINGS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MIDOCEAN US ADVISOR, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MIDOCEAN ABSOLUTE RETURN CREDIT FUND, LP | Hedge Fund | $0.0M | $1.0M | 30 |
| MIDOCEAN ABSOLUTE RETURN CREDIT MASTER FUND, LTD | Hedge Fund | $293.0M | $1.0M | 37 |
| MIDOCEAN ABSOLUTE RETURN CREDIT OFFSHORE FUND, LTD | Hedge Fund | $0.0M | $1.0M | 5 |
| MIDOCEAN ABSOLUTE RETURN OFFSHORE INTERMEDIATE FUND, LP | Hedge Fund | $0.0M | $1.0M | 2 |
| MIDOCEAN CLO EQUITY FUND I, LP | Private Equity Fund | $67.9M | $1.0M | 8 |
| MIDOCEAN CLO I LP | Securitized Asset Fund | $0.0M | $1.0M | 12 |
| MIDOCEAN CLO II LP | Securitized Asset Fund | $212.8M | $1.0M | 8 |
| MIDOCEAN CLO III LP | Securitized Asset Fund | $425.7M | $1.0M | 7 |
| MIDOCEAN CLO IV, LP | Securitized Asset Fund | $1.1M | $1.0M | 7 |
| MIDOCEAN CLO IX LP | Securitized Asset Fund | $371.9M | $1.0M | 3 |
| MIDOCEAN CLO V, LP | Securitized Asset Fund | $94.1M | $1.0M | 4 |
| MIDOCEAN CLO VI, LP | Securitized Asset Fund | $411.0M | $1.0M | 8 |
| MIDOCEAN CLO VII, LP | Securitized Asset Fund | $379.4M | $1.0M | 3 |
| MIDOCEAN CLO VIII, LP | Securitized Asset Fund | $467.4M | $1.0M | 3 |
| MIDOCEAN CLO X | Securitized Asset Fund | $411.8M | $1.0M | 3 |
| MIDOCEAN CLO XI, LP | Securitized Asset Fund | $357.5M | $1.0M | 6 |
| MIDOCEAN CLO XII, LP | Securitized Asset Fund | $364.0M | $1.0M | 3 |
| MIDOCEAN CLO XIII, LP | Securitized Asset Fund | $491.8M | $1.0M | 3 |
| MIDOCEAN CREDIT FOCUS FUND I, LP | Hedge Fund | $21.0M | $1.0M | 2 |
| MIDOCEAN CREDIT IDF I, LP | Hedge Fund | $57.4M | $1.0M | 2 |
| MIDOCEAN CREDIT OPPORTUNITY FUND, LP | Hedge Fund | $0.0M | $1.0M | 52 |
| MIDOCEAN CREDIT OPPORTUNITY INTERMEDIATE OFFSHORE FUND, LP | Hedge Fund | $0.0M | $1.0M | 2 |
| MIDOCEAN CREDIT OPPORTUNITY MASTER FUND, LP | Hedge Fund | $18.7M | $1.0M | 65 |
| MIDOCEAN CREDIT OPPORTUNITY OFFSHORE FUND, LTD | Hedge Fund | $0.0M | $1.0M | 11 |
| MIDOCEAN MULTI ASSET CREDIT FUND LP | Hedge Fund | $81.1M | $1.0M | 10 |
| MIDOCEAN TACTICAL CREDIT FUND III, LP | Hedge Fund | $267.9M | $1.0M | 82 |
| MIDOCEAN TACTICAL DISLOCATION FUND A, LP | Hedge Fund | $60.0M | $1.0M | 1 |
| MIDOCEAN TACTICAL LOW VOLATILITY CREDIT FUND I A, LP | Hedge Fund | $81.4M | $1.0M | 1 |
| MIDOCEAN TACTICAL SOLUTIONS FUND, LP | Hedge Fund | $63.2M | $1.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ULTRAMAR CREDIT HOLDINGS, LTD | Foreign Entity | – | GENERAL PARTNER | 03/2009 | < 5% |
| VIRTUE, JAMES, EDWARD | Individual | – | CEO | 03/2009 | < 5% |
| SHENFELD, STEVEN, ALAN | Individual | – | PRESIDENT | 03/2009 | < 5% |
| SPRING, ANDREW, LAWRENCE | Individual | – | CHIEF FINANCIAL OFFICER | 04/2009 | < 5% |
| HODGES, DEBORAH | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2009 | < 5% |
| ULTRAMAR CAPITAL, LTD. | Foreign Entity | ULTRAMAR CREDIT HOLDINGS, LTD | SHAREHOLDER | 03/2009 | |
| VIRTUE, JAMES, EDWARD | Individual | ULTRAMAR CAPITAL, LTD. | SHAREHOLDER | 01/2003 | |
| CAREY, DANA, M W | Individual | – | CHIEF INVESTMENT OFFICER | 06/2019 | < 5% |
| MIDOCEAN MANAGER FEEDER, LP | Domestic Entity | MIDOCEAN MANAGER HOLDINGS, LP | LIMITED PARTNER | 10/2021 | > 75% |
| VIRTUE, JAMES, EDWARD | Individual | MIDOCEAN MANAGER FEEDER, LP | LIMITED PARTNER | 10/2021 | 50-75% |
| MIDOCEAN HOLDINGS LLC | Domestic Entity | MIDOCEAN MANAGER FEEDER, LP | GENERAL PARTNER | 10/2021 | |
| MIDOCEAN HOLDINGS LLC | Domestic Entity | MIDOCEAN MANAGER HOLDINGS, LP | GENERAL PARTNER | 10/2021 | |
| MIDOCEAN MANAGER HOLDINGS, LP | Domestic Entity | MIDOCEAN MANAGER HOLDINGS, LP | LIMITED PARTNER | 10/2021 | > 75% |
| MIDOCEAN MANAGER HOLDINGS, LP | Domestic Entity | – | LIMITED PARTNER | 10/2021 | > 75% |