PNC CAPITAL ADVISORS LLC
Adviser information for PNC CAPITAL ADVISORS LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 254 |
|---|---|
| Investment Advisory/Research | 23 |
| Registered Broker-Dealer Representatives | 31 |
| Registered State Investment Advisers | 31 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 516 | $37.7B |
| Non-Discretionary | 0 | $0 |
| Total | 516 | $37.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | <5 | $6.4B |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $1.2B |
| Pension and profit sharing plans | 17 | $1.2B |
| Charitable organizations | 32 | $1.0B |
| State or municipal gov entities | 27 | $13.6B |
| Other investment advisers | 0 | $0 |
| Insurance companies | 15 | $5.4B |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 119 | $8.9B |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPROPRIETARY INVESTMENT ANALYSIS SERVICES |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-70684 |
|---|---|
| SEC ERA File Number | 801-70684 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 151829 |
| Legal Entity Identifier | 549300WVB7V48QCY3U49 |
Principal Office
ONE EAST PRATT STREETFIFTH FLOOR - EAST
BALTIMORE
MD
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: (216) 222-3921, Fax: None
Websites
Chief Compliance Officer
THOMAS R RUS
CHIEF COMPLIANCE OFFICER
1 EAST PRATT STREET
BALTIMORE
MD
United States
Tel:
(410) 237-5232
T*********@******M
(Full email address available in API data)
Regulatory Contact
ALISHIA SZOJKA
BUSINESS ANALYSIS ADVISOR
1900 E. NINTH STREET
CLEVELAND
OH
United States
Tel:
216-222-3921
A*************@******M
(Full email address available in API data)
Industry Affiliates
| PNC BANCORP, INC | Banking or thrift institution |
| PNC BANK, NATIONAL ASSOCIATION | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorBanking or thrift institutionTrust companySponsor, GP, manager of pooled investment vehicles |
| PNC CAPITAL MARKETS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| PNC FINANCIAL SERVICES GROUP, INC | Banking or thrift institution |
| PNC INVESTMENTS | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersInsurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | Domestic Entity | – | SOLE MEMBER | 09/2009 | > 75% |
| THE PNC FINANCIAL SERVICES GROUP, INC. | Domestic Entity | 100% OWNERSHIP OF PNC BANK, NATIONAL ASSOCIATION | SHAREHOLDER | 03/2007 | > 75% |
| YURKO, MARC, DAVID | Individual | – | CHIEF FINANCIAL OFFICER | 03/2013 | < 5% |
| SPRATLEY, JENNIFER, ELIZABETH | Individual | – | MANAGER, BOARD OF MANAGERS AND MANAGING DIRECTOR-BUSINESS ADMINISTRATION | 03/2020 | < 5% |
| RHODERICK, SEAN, TERRENCE | Individual | – | MANAGER, BOARD OF MANAGERS AND CHIEF INVESTMENT OFFICER | 12/2019 | < 5% |
| WOSKOBNICK, JENNIFER, JACQUELINE | Individual | – | MANAGER, BOARD OF MANAGERS | 03/2020 | < 5% |
| WILSON, MICHAEL, PAUL | Individual | – | CHAIRMAN & PRESIDENT. | 03/2024 | < 5% |
| RUS, THOMAS, REINHARD | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2021 | < 5% |
| HARRINGTON, THOMAS, JOSEPH | Individual | – | CHIEF RISK OFFICER | 01/2022 | < 5% |
| AGATI, AMANDA, E | Individual | – | MANAGER, BOARD OF MANAGERS | 03/2024 | < 5% |