WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC
Adviser information for WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 20 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 13 |
| Registered State Investment Advisers | 12 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 464 | $807.1M |
| Non-Discretionary | 16 | $101.5M |
| Total | 480 | $908.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 198 | $47.9M |
| HNW Individuals | 245 | $670.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $4.4M |
| Charitable organizations | 14 | $120.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 19 | $65.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 3 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 322.0M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| WSCM WRAP FEE PROGRAM | WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC |
Principal Office
140 BROADWAY44TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 212-320-3000, Fax: 212-320-3040
Chief Compliance Officer
STEPHEN PORTAS
CHIEF COMPLIANCE OFFICER
140 BROADWAY
44TH FLOOR
NEW YORK
NY
United States
Tel:
212-320-3514
Fax:
212-320-3040
S*************@********************M
(Full email address available in API data)
Regulatory Contact
ANTHONY DAPRATO
COMPLIANCE OFFICER
140 BROADWAY
44TH FLOOR
NEW YORK
NY
United States
Tel:
212-320-2025
Fax:
212-320-3040
A**************@********************M
(Full email address available in API data)
Industry Affiliates
| CAPITAL MANAGEMENT ASSOCIATES INC | Other investment adviser, including financial planners |
| WELLINGTON SHIELDS & CO., LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WELLINGTON SHIELDS HOLDINGS, LLC | Domestic Entity | – | MEMBER/OWNER | 10/2009 | > 75% |
| GULDEN, PAUL, IMMO | Individual | – | ELECTED MANAGER | 10/2009 | < 5% |
| H. G. WELLINGTON & CO. INC. CAPITAL MANAGEMENT DIVISION | Domestic Entity | WELLINGTON SHIELDS HOLDINGS, LLC | MEMBER/OWNER | 10/2009 | 25-50% |
| SHIELDS, DAVID, VINCENT | Individual | SHIELDS & CO. | ELECTED MANAGER | 10/2009 | 25-50% |
| MCFADDEN, WILLIAM, JAMESON | Individual | SHIELDS & CO. | ELECTED MANAGER | 10/2009 | 25-50% |
| GRANT, THOMAS, WATERS | Individual | WELLINGTON SHIELDS HOLDINGS, LLC | ELECTED MANAGER | 10/2009 | |
| GULDEN, PAUL, IMMO | Individual | WELLINGTON SHIELDS HOLDINGS, LLC | ELECTED MANAGER | 10/2009 | |
| SHADEK, LAURENCE, ARTHUR | Individual | H. G. WELLINGTON & CO. INC. CAPITAL MANAGEMENT DIVISION | ELECTED MANAGER | 10/2009 | 25-50% |
| SHIELDS, DAVID, VINCENT | Individual | SHIELDS & CO. | OWNER | 07/1982 | 25-50% |
| SHIELDS & CO. | Domestic Entity | WELLINGTON SHIELDS HOLDINGS, LLC | MEMBER/OWNER | 11/2008 | 50-75% |
| PORTAS, STEPHEN, JOHN | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2013 | < 5% |
| CURCURU, PHILIP, MICHAEL | Individual | – | VP AND CONTROLLER | 01/2014 | < 5% |
| SHIELDS, DAVID, VINCENT | Individual | – | CHAIRMAN | 01/2023 | < 5% |
| MCFADDEN, WILLIAM, JAMESON | Individual | – | CEO, SECRETARY | 01/2023 | < 5% |
| SHIELDS, DAVID, LARUS | Individual | SHIELDS & CO. | OWNER | 09/2022 | 25-50% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 5th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AMAZON COM INC COM | Stock | 18M | 94K | WSCM |
| PARAMOUNT GLOBAL CLASS B COM | Stock | 2K | 150 | WSCM |
| INVESCO QQQ TRUST SERIES I | ETF | 270K | 563 | WSCM |
| TECHNOLOGY SELECT SECTOR SPDR FUND | ETF | 84K | 373 | WSCM |
| CAMDEN NATL CORP COM | Stock | 248K | 8K | WSCM |
| STARBUCKS CORP COM | Stock | 253K | 3K | WSCM |
| PUBLIC SVC ENTERPRISE GRP INC COM | Stock | 66K | 900 | WSCM |
| WISDOMTREE U.S. SMALLCAP FUND | ETF | 856K | 18K | WSCM |
| BAR HBR BANKSHARES COM | Stock | 454K | 17K | WSCM |
| JOHNSON & JOHNSON COM | Stock | 4M | 25K | WSCM |
| WASTE MGMT INC DEL COM | Stock | 506K | 2K | WSCM |
| VANGUARD TOTAL STOCK MARKET ETF | ETF | 134K | 500 | WSCM |
| THOMSON REUTERS CORP. COM | Stock | 253K | 2K | WSCM |
| VANGUARD ENERGY ETF | ETF | 5M | 36K | WSCM |
| COSTCO WHSL CORP NEW COM | Stock | 2M | 2K | WSCM |
| SPDR NUVEEN BLOOMBERG SHORT TERM MUNICIPAL BOND ETF | ETF | 378K | 8K | WSCM |
| SCOTTS MIRACLE-GRO CO CL A | Stock | 112K | 2K | WSCM |
| TOYOTA MOTOR CORP ADS | ADR | 218K | 1K | WSCM |
| SHELL PLC SPON ADS | ADR | 2M | 28K | WSCM |
| YUM BRANDS INC COM | Stock | 2M | 12K | WSCM |
| BOSTON SCIENTIFIC CORP COM | Stock | 526K | 7K | WSCM |
| PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR | ADR | 290K | 20K | WSCM |
| PROCTER AND GAMBLE CO COM | Stock | 3M | 18K | WSCM |
| COCA COLA CO COM | Stock | 3M | 54K | WSCM |
| GENERAL MLS INC COM | Stock | 63K | 1K | WSCM |
| ENTERPRISE PRODS PARTNERS L P COM | Stock | 280K | 10K | WSCM |
| OCCIDENTAL PETE CORP COM | Stock | 448K | 7K | WSCM |
| TRUIST FINL CORP COM | Stock | 3M | 78K | WSCM |
| UNITED PARCEL SERVICE INC CL B | Stock | 214K | 2K | WSCM |
| MARRIOTT INTL INC NEW CL A | Stock | 109K | 450 | WSCM |
| BIOGEN INC COM | Stock | 383K | 2K | WSCM |
| INTEL CORP COM | Stock | 453K | 15K | WSCM |
| MEDTRONIC PLC SHS | Stock | 28K | 350 | WSCM |
| CLOROX CO DEL COM | Stock | 173K | 1K | WSCM |
| NETFLIX INC COM | Stock | 182K | 270 | WSCM |
| SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST | ETF | 35K | 90 | WSCM |
| ISHARES SILVER TRUST | ETF | 1M | 54K | WSCM |
| HESS CORP COM | Stock | 130K | 882 | WSCM |
| MERCK & CO INC COM | Stock | 1M | 12K | WSCM |
| SPDR S&P 500 ETF TRUST | ETF | 1M | 3K | WSCM |
| MCKESSON CORP COM | Stock | 4M | 8K | WSCM |
| MASTERCARD INCORPORATED CL A | Stock | 14M | 32K | WSCM |
| ILLINOIS TOOL WKS INC COM | Stock | 4M | 17K | WSCM |
| UNITED RENTALS INC COM | Stock | 194K | 300 | WSCM |
| STEEL DYNAMICS INC COM | Stock | 276K | 2K | WSCM |
| EMERSON ELEC CO COM | Stock | 792K | 7K | WSCM |
| ISHARES MSCI JAPAN ETF | ETF | 650K | 10K | WSCM |
| CORNING INC COM | Stock | 1M | 28K | WSCM |
| EDWARDS LIFESCIENCES CORP COM | Stock | 7M | 79K | WSCM |
| BANK NEW YORK MELLON CORP COM | Stock | 150K | 3K | WSCM |
| SUPER MICRO COMPUTER INC COM | Stock | 193K | 235 | WSCM |
| KAYNE ANDERSON ENERGY INFRSTR COM | CEF | 23K | 2K | WSCM |
| VERIZON COMMUNICATIONS INC COM | Stock | 2M | 42K | WSCM |
| FEDEX CORP COM | Stock | 457K | 2K | WSCM |
| SNAP ON INC COM | Stock | 2M | 9K | WSCM |
| SHERWIN WILLIAMS CO COM | Stock | 260K | 870 | WSCM |
| PEPSICO INC COM | Stock | 1M | 6K | WSCM |
| ISHARES 1-3 YEAR TREASURY BOND ETF | ETF | 390K | 5K | WSCM |
| GLOBAL X U.S. INFRASTRUCTURE DEVELOPMENT ETF | ETF | 736K | 20K | WSCM |
| HONEYWELL INTL INC COM | Stock | 2M | 10K | WSCM |
| FORD MTR CO DEL COM | Stock | 38K | 3K | WSCM |
| BP PLC SPONSORED ADR | ADR | 211K | 6K | WSCM |
| HOME DEPOT INC COM | Stock | 3M | 10K | WSCM |
| BAXTER INTL INC COM | Stock | 749K | 22K | WSCM |
| AUTOMATIC DATA PROCESSING INC COM | Stock | 472K | 2K | WSCM |
| DUPONT DE NEMOURS INC COM | Stock | 86K | 1K | WSCM |
| HEALTH CARE SELECT SECTOR SPDR FUND | ETF | 261K | 2K | WSCM |
| SPDR GOLD SHARES | ETF | 2M | 8K | WSCM |
| SOUTHERN CO COM | Stock | 8K | 104 | WSCM |
| BECTON DICKINSON & CO COM | Stock | 1M | 6K | WSCM |
| CASI PHARMACEUTICALS INC COM | Stock | 491K | 89K | WSCM |
| SENSIENT TECHNOLOGIES CORP COM | Stock | 779K | 11K | WSCM |
| STERIS PLC SHS USD | Stock | 231K | 1K | WSCM |
| LINCOLN ELEC HLDGS INC COM | Stock | 338K | 2K | WSCM |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | Stock | 1M | 2K | WSCM |
| ADOBE INC COM | Stock | 74K | 133 | WSCM |
| WEYERHAEUSER CO MTN BE COM NEW | REIT | 711K | 25K | WSCM |
| ALPHABET INC CAP STK CL A | Stock | 18M | 98K | WSCM |
| FISERV INC COM | Stock | 179K | 1K | WSCM |
| INTUIT COM | Stock | 584K | 889 | WSCM |
| CONSTELLATION BRANDS INC CL A | Stock | 976K | 4K | WSCM |
| NEWMONT CORP COM | Stock | 406K | 10K | WSCM |
| CSX CORP COM | Stock | 811K | 24K | WSCM |
| COMCAST CORP NEW CL A | Stock | 42K | 1K | WSCM |
| GENERAC HLDGS INC COM | Stock | 182K | 1K | WSCM |
| MICROSOFT CORP COM | Stock | 50M | 111K | WSCM |
| FIRST HORIZON CORPORATION COM | Stock | 421K | 27K | WSCM |
| VALERO ENERGY CORP COM | Stock | 470K | 3K | WSCM |
| WARNER BROS DISCOVERY INC COM SER A | Stock | 38K | 5K | WSCM |
| SCHLUMBERGER LTD COM STK | Stock | 242K | 5K | WSCM |
| CVS HEALTH CORP COM | Stock | 588K | 10K | WSCM |
| JEFFERIES FINL GROUP INC COM | Stock | 1M | 28K | WSCM |
| COMMUNICATION SERVICES SELECT SECTOR SPDR FUND | ETF | 2M | 21K | WSCM |
| SIMON PPTY GROUP INC NEW COM | REIT | 2M | 11K | WSCM |
| RPM INTL INC COM | Stock | 118K | 1K | WSCM |
| ISHARES MSCI BRAZIL ETF | ETF | 2M | 55K | WSCM |
| AMERIPRISE FINL INC COM | Stock | 521K | 1K | WSCM |
| BLOOM ENERGY CORP COM CL A | Stock | 367K | 30K | WSCM |
| ARES CAPITAL CORP COM | CEF | 3M | 159K | WSCM |
| BERKSHIRE HATHAWAY INC DEL CL A | Stock | 1M | 2 | WSCM |
| MASTERBRAND INC COMMON STOCK | Stock | 418K | 29K | WSCM |
| BOEING CO COM | Stock | 5M | 28K | WSCM |
| NEXTERA ENERGY INC COM | Stock | 2M | 31K | WSCM |
| TESLA INC COM | Stock | 921K | 5K | WSCM |
| LINDE PLC SHS | Stock | 6M | 13K | WSCM |
| FINANCIAL SELECT SECTOR SPDR FUND | ETF | 820K | 20K | WSCM |
| MODERNA INC COM | Stock | 190K | 2K | WSCM |
| BWX TECHNOLOGIES INC COM | Stock | 530K | 6K | WSCM |
| ALERIAN MLP ETF | ETF | 217K | 5K | WSCM |
| NORTH EUROPEAN OIL RTY TR SH BEN INT | Stock | 82K | 13K | WSCM |
| VANGUARD FTSE EUROPE ETF | ETF | 709K | 11K | WSCM |
| NEW FORTRESS ENERGY INC COM CL A | Stock | 217K | 10K | WSCM |
| WALGREENS BOOTS ALLIANCE INC COM | Stock | 104K | 9K | WSCM |
| STEPAN CO COM | Stock | 1M | 15K | WSCM |
| DOW INC COM | Stock | 143K | 3K | WSCM |
| KKR & CO INC COM | Stock | 210K | 2K | WSCM |
| PINTEREST INC CL A | Stock | 26K | 600 | WSCM |
| CONAGRA BRANDS INC COM | Stock | 67K | 2K | WSCM |
| VANGUARD S&P 500 ETF | ETF | 8M | 17K | WSCM |
| VANGUARD COMMUNICATION SERVICES ETF | ETF | 172K | 1K | WSCM |
| UBER TECHNOLOGIES INC COM | Stock | 192K | 3K | WSCM |
| ILLUMINA INC COM | Stock | 1M | 11K | WSCM |
| CORTEVA INC COM | Stock | 55K | 1K | WSCM |
| CONSOLIDATED EDISON INC COM | Stock | 8K | 93 | WSCM |
| GENERAL MTRS CO COM | Stock | 28K | 600 | WSCM |
| CROWDSTRIKE HLDGS INC CL A | Stock | 556K | 1K | WSCM |
| PERSONALIS INC COM | Stock | 511K | 437K | WSCM |
| INVESCO S&P 500 EQUAL WEIGHT ETF | ETF | 765K | 5K | WSCM |
| VANECK GOLD MINERS ETF | ETF | 319K | 9K | WSCM |
| ELI LILLY & CO COM | Stock | 5M | 6K | WSCM |
| HELEN OF TROY LTD COM | Stock | 1M | 12K | WSCM |
| ISHARES RUSSELL 2000 ETF | ETF | 753K | 4K | WSCM |
| APOLLO GLOBAL MGMT INC COM | Stock | 6M | 51K | WSCM |
| FIDELITY NATL INFORMATION SVCS COM | Stock | 68K | 900 | WSCM |
| DUKE ENERGY CORP NEW COM NEW | Stock | 65K | 649 | WSCM |
| CARRIER GLOBAL CORPORATION COM | Stock | 419K | 7K | WSCM |
| AFLAC INC COM | Stock | 152K | 2K | WSCM |
| FREEPORT-MCMORAN INC CL B | Stock | 528K | 11K | WSCM |
| SYSCO CORP COM | Stock | 243K | 3K | WSCM |
| CHIPOTLE MEXICAN GRILL INC COM | Stock | 135K | 2K | WSCM |
| JPMORGAN EQUITY PREMIUM INCOME ETF | ETF | 704K | 12K | WSCM |
| AVIENT CORPORATION COM | Stock | 297K | 7K | WSCM |
| QUANTA SVCS INC COM | Stock | 5M | 19K | WSCM |
| COHERENT CORP COM | Stock | 946K | 13K | WSCM |
| BCB BANCORP INC COM | Stock | 106K | 10K | WSCM |
| SNOWFLAKE INC CL A | Stock | 27K | 200 | WSCM |
| PALANTIR TECHNOLOGIES INC CL A | Stock | 66K | 3K | WSCM |
| F N B CORP COM | Stock | 375K | 27K | WSCM |
| PETROLEO BRASILEIRO SA PETROBR SP ADR NON VTG | ADR | 1M | 100K | WSCM |
| FIRST SOLAR INC COM | Stock | 2M | 10K | WSCM |
| FRANCO NEV CORP COM | Stock | 356K | 3K | WSCM |
| ENERGY TRANSFER L P COM UT LTD PTN | Stock | 2M | 100K | WSCM |
| FORTUNE BRANDS INNOVATIONS INC COM | Stock | 2M | 29K | WSCM |
| PATRIA INVESTMENTS LIMITED COM CL A | Stock | 476K | 40K | WSCM |
| ELECTRONIC ARTS INC COM | Stock | 153K | 1K | WSCM |
| VISA INC COM CL A | Stock | 3M | 12K | WSCM |
| HERSHEY CO COM | Stock | 18K | 100 | WSCM |
| GXO LOGISTICS INC | Stock | 1M | 21K | WSCM |
| ROCKET LAB USA INC COM | Stock | 40K | 8K | WSCM |
| JACKSON FINANCIAL INC COM CL A | Stock | 10K | 138 | WSCM |
| ON HLDG AG NAMEN AKT A | Stock | 1M | 35K | WSCM |
| CLEARWATER ANALYTICS HLDGS INC CL A | Stock | 296K | 16K | WSCM |
| FLUENCE ENERGY INC COM CL A | Stock | 850K | 49K | WSCM |
| BLACKSTONE SECD LENDING FD COMMON STOCK | CEF | 259K | 8K | WSCM |
| BANC OF CALIFORNIA INC COM | Stock | 128K | 10K | WSCM |
| NUVEEN MUN VALUE FD INC COM | CEF | 432K | 50K | WSCM |
| COSTAR GROUP INC COM | Stock | 352K | 5K | WSCM |
| L3HARRIS TECHNOLOGIES INC COM | Stock | 2M | 10K | WSCM |
| VANECK SEMICONDUCTOR ETF | ETF | 4M | 14K | WSCM |
| PHILLIPS 66 COM | Stock | 182K | 1K | WSCM |
| CHENIERE ENERGY INC COM NEW | Stock | 1M | 7K | WSCM |
| AMERICAN TOWER CORP NEW COM | REIT | 389K | 2K | WSCM |
| ZEBRA TECHNOLOGIES CORPORATION CL A | Stock | 167K | 540 | WSCM |
| CONSTELLATION ENERGY CORP COM | Stock | 2M | 9K | WSCM |
| META PLATFORMS INC CL A | Stock | 853K | 2K | WSCM |
| ASML HOLDING N V N Y REGISTRY SHS | ADR | 1M | 1K | WSCM |
| JPMORGAN NASDAQ EQUITY PREMIUM INCOME ETF | ETF | 239K | 4K | WSCM |
| PALO ALTO NETWORKS INC COM | Stock | 10M | 31K | WSCM |
| CARLYLE GROUP INC COM | Stock | 3M | 64K | WSCM |
| MONDELEZ INTL INC CL A | Stock | 432K | 7K | WSCM |
| WP CAREY INC COM | REIT | 3M | 46K | WSCM |
| BROADCOM INC COM | Stock | 4M | 2K | WSCM |
| DIAMONDBACK ENERGY INC COM | Stock | 846K | 4K | WSCM |
| MPLX LP COM UNIT REP LTD | Stock | 256K | 6K | WSCM |
| FLOWERS FOODS INC COM | Stock | 12M | 531K | WSCM |
| CF INDS HLDGS INC COM | Stock | 7K | 100 | WSCM |
| KINDER MORGAN INC DEL COM | Stock | 263K | 13K | WSCM |
| ACCENTURE PLC IRELAND SHS CLASS A | Stock | 6M | 18K | WSCM |
| EQUIFAX INC COM | Stock | 1M | 5K | WSCM |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | Stock | 259K | 3K | WSCM |
| ENBRIDGE INC COM | Stock | 939K | 26K | WSCM |
| AES CORP COM | Stock | 795K | 45K | WSCM |
| NVIDIA CORPORATION COM | Stock | 5M | 41K | WSCM |
| EOG RES INC COM | Stock | 1M | 8K | WSCM |
| OWENS CORNING NEW COM | Stock | 307K | 2K | WSCM |
| ABBVIE INC COM | Stock | 4M | 21K | WSCM |
| SPDR S&P BIOTECH ETF | ETF | 19K | 200 | WSCM |
| SPDR S&P METALS & MINING ETF | ETF | 4M | 63K | WSCM |
| RANGE RES CORP COM | Stock | 707K | 21K | WSCM |
| WEST PHARMACEUTICAL SVSC INC COM | Stock | 659K | 2K | WSCM |
| ZOETIS INC CL A | Stock | 1M | 8K | WSCM |
| VALE S A SPONSORED ADS | ADR | 447K | 40K | WSCM |
| BLACKSTONE INC COM | Stock | 17M | 140K | WSCM |
| FLUTTER ENTMT PLC SHS | Stock | 281K | 2K | WSCM |
| KODIAK GAS SVCS INC COM | Stock | 417K | 15K | WSCM |
| ROCKWELL AUTOMATION INC COM | Stock | 96K | 350 | WSCM |
| STRYKER CORPORATION COM | Stock | 493K | 1K | WSCM |
| QUALCOMM INC COM | Stock | 329K | 2K | WSCM |
| BLACKSTONE MTG TR INC COM CL A | REIT | 126K | 7K | WSCM |
| ARM HOLDINGS PLC SPONSORED ADS | ADR | 245K | 2K | WSCM |
| GENERAL DYNAMICS CORP COM | Stock | 290K | 1K | WSCM |
| INTUITIVE SURGICAL INC COM NEW | Stock | 3M | 7K | WSCM |
| MCDONALDS CORP COM | Stock | 915K | 4K | WSCM |
| RITHM CAPITAL CORP COM NEW | REIT | 285K | 26K | WSCM |
| GLOBAL X URANIUM ETF | ETF | 2M | 57K | WSCM |
| CISCO SYS INC COM | Stock | 292K | 6K | WSCM |
| CAPITAL ONE FINL CORP COM | Stock | 3M | 25K | WSCM |
| ADVANCED MICRO DEVICES INC COM | Stock | 8M | 52K | WSCM |
| VANECK JUNIOR GOLD MINERS ETF | ETF | 689K | 16K | WSCM |
| NEWS CORP NEW CL A | Stock | 860K | 31K | WSCM |
| AT&T INC COM | Stock | 776K | 41K | WSCM |
| ENERGY SELECT SECTOR SPDR FUND | ETF | 3M | 32K | WSCM |
| GE VERNOVA INC COM | Stock | 355K | 2K | WSCM |
| ISHARES BIOTECHNOLOGY ETF | ETF | 294K | 2K | WSCM |
| GE AEROSPACE COM NEW | Stock | 1M | 9K | WSCM |
| ISHARES MSCI USA MOMENTUM FACTOR ETF | ETF | 123K | 630 | WSCM |
| INDUSTRIAL SELECT SECTOR SPDR FUND | ETF | 144K | 1K | WSCM |
| ISHARES SEMICONDUCTOR ETF | ETF | 9M | 38K | WSCM |
| ISHARES EXPANDED TECH-SOFTWARE SECTOR ETF | ETF | 324K | 4K | WSCM |
| THE CIGNA GROUP COM | Stock | 685K | 2K | WSCM |
| ONEOK INC NEW COM | Stock | 133K | 2K | WSCM |
| ROSS STORES INC COM | Stock | 291K | 2K | WSCM |
| CHART INDUSTRIES | Stock | 2M | 17K | WSCM |
| UNION PAC CORP COM | Stock | 2M | 10K | WSCM |
| CINTAS CORP COM | Stock | 945K | 1K | WSCM |
| TRANSOCEAN LTD REGISTERED SHS | Stock | 642 | 120 | WSCM |
| ISHARES PREFERRED & INCOME SECURITIES ETF | ETF | 45K | 1K | WSCM |
| SALESFORCE INC COM | Stock | 3M | 12K | WSCM |
| NORTHROP GRUMMAN CORP COM | Stock | 74K | 170 | WSCM |
| THERMO FISHER SCIENTIFIC INC COM | Stock | 10M | 18K | WSCM |
| LOCKHEED MARTIN CORP COM | Stock | 2M | 4K | WSCM |
| JPMORGAN CHASE & CO. COM | Stock | 13M | 67K | WSCM |
| INTERNATIONAL PAPER CO COM | Stock | 140K | 3K | WSCM |
| CHEVRON CORP NEW COM | Stock | 2M | 10K | WSCM |
| ALBEMARLE CORP COM | Stock | 134K | 1K | WSCM |
| CONOCOPHILLIPS COM | Stock | 348K | 3K | WSCM |
| REVVITY INC COM | Stock | 346K | 3K | WSCM |
| BANK AMERICA CORP COM | Stock | 2M | 48K | WSCM |
| WALMART INC COM | Stock | 2M | 25K | WSCM |
| INTERNATIONAL BUSINESS MACHS COM | Stock | 3M | 18K | WSCM |
| ORACLE CORP COM | Stock | 345K | 2K | WSCM |
| RTX CORPORATION COM | Stock | 3M | 26K | WSCM |
| TEXAS INSTRS INC COM | Stock | 134K | 690 | WSCM |
| TARGET CORP COM | Stock | 659K | 4K | WSCM |
| PFIZER INC COM | Stock | 848K | 30K | WSCM |
| MORGAN STANLEY COM NEW | Stock | 351K | 4K | WSCM |
| 3M CO COM | Stock | 163K | 2K | WSCM |
| GILEAD SCIENCES INC COM | Stock | 348K | 5K | WSCM |
| CATERPILLAR INC COM | Stock | 433K | 1K | WSCM |
| ALPHABET INC CAP STK CL C | Stock | 25M | 138K | WSCM |
| AMERICAN EXPRESS CO COM | Stock | 7M | 31K | WSCM |
| AMGEN INC COM | Stock | 1M | 4K | WSCM |
| APPLIED MATLS INC COM | Stock | 1M | 4K | WSCM |
| OTIS WORLDWIDE CORP COM | Stock | 54K | 566 | WSCM |
| ANALOG DEVICES INC COM | Stock | 586K | 3K | WSCM |
| TPI COMPOSITES INC COM | Stock | 8K | 2K | WSCM |
| WILLIAMS COS INC COM | Stock | 85K | 2K | WSCM |
| MAIN STR CAP CORP COM | CEF | 270K | 5K | WSCM |
| SPDR S&P OIL & GAS EXPLORATION & PRODUCTION ETF | ETF | 2M | 16K | WSCM |
| FIDELITY NATIONAL FINANCIAL IN FNF GROUP COM | Stock | 47K | 950 | WSCM |
| ISHARES CORE U.S. AGGREGATE BOND ETF | ETF | 194K | 2K | WSCM |
| EATON CORP PLC SHS | Stock | 2M | 6K | WSCM |
| TRIMBLE INC COM | Stock | 761K | 14K | WSCM |
| CITIZENS FINL GROUP INC COM | Stock | 2M | 44K | WSCM |
| DELTA AIR LINES INC DEL COM NEW | Stock | 88K | 2K | WSCM |
| FLUOR CORP NEW COM | Stock | 1M | 25K | WSCM |
| GABELLI EQUITY TR INC COM | CEF | 72K | 14K | WSCM |
| GRANITE CONSTR INC COM | Stock | 579K | 9K | WSCM |
| IDACORP INC COM | Stock | 373K | 4K | WSCM |
| PHILIP MORRIS INTL INC COM | Stock | 2M | 16K | WSCM |
| ROPER TECHNOLOGIES INC COM | Stock | 2M | 3K | WSCM |
| BRISTOL-MYERS SQUIBB CO COM | Stock | 321K | 8K | WSCM |
| ALTRIA GROUP INC COM | Stock | 576K | 13K | WSCM |
| LOEWS CORP COM | Stock | 19K | 254 | WSCM |
| CITIGROUP INC COM NEW | Stock | 2M | 38K | WSCM |
| CADENCE DESIGN SYSTEM INC COM | Stock | 985K | 3K | WSCM |
| EXXON MOBIL CORP COM | Stock | 15M | 133K | WSCM |
| UNITEDHEALTH GROUP INC COM | Stock | 4M | 7K | WSCM |
| TRAVELERS COMPANIES INC COM | Stock | 31K | 150 | WSCM |
| LOWES COS INC COM | Stock | 450K | 2K | WSCM |
| DEERE & CO COM | Stock | 2M | 4K | WSCM |
| COLGATE PALMOLIVE CO COM | Stock | 228K | 2K | WSCM |
| SHOPIFY INC CL A | Stock | 1M | 16K | WSCM |
| DEVON ENERGY CORP NEW COM | Stock | 611K | 13K | WSCM |
| NOVO-NORDISK A S ADR | ADR | 450K | 3K | WSCM |
| KRAFT HEINZ CO COM | Stock | 306K | 9K | WSCM |
| PAYPAL HLDGS INC COM | Stock | 23K | 400 | WSCM |
| FIRST TRUST NASDAQ CYBERSECURITY ETF | ETF | 561K | 10K | WSCM |
| CAMECO CORP COM | Stock | 644K | 13K | WSCM |
| CROWN CASTLE INC COM | REIT | 88K | 900 | WSCM |
| BLACKROCK INC COM | Stock | 3M | 3K | WSCM |
| APPLE INC COM | Stock | 29M | 139K | WSCM |
| GSK PLC SPONSORED ADR | ADR | 119K | 3K | WSCM |
| ABBOTT LABS COM | Stock | 2M | 19K | WSCM |
| DISNEY WALT CO COM | Stock | 559K | 6K | WSCM |
| INVESCO PREFERRED ETF | ETF | 41K | 4K | WSCM |
| SPDR BLOOMBERG 1-3 MONTH T-BILL ETF | ETF | 604K | 7K | WSCM |