EMERGINGWEALTH INVESTMENT MANAGEMENT, INC.
Adviser information for EMERGINGWEALTH INVESTMENT MANAGEMENT, INC. last updated from Form ADV on September 1st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 138 | $22.2M |
| Non-Discretionary | 0 | $0 |
| Total | 138 | $22.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 37 | $17.2M |
| HNW Individuals | 4 | $5.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-70731 |
|---|---|
| SEC ERA File Number | 801-70731 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 151471 |
| Legal Entity Identifier | None |
Principal Office
5700 CORPORATE DRIVESUITE 350
PITTSBURGH
PA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: (412)-635-9210, Fax: (412)-635-9213
Chief Compliance Officer
JAMES J. HOLTZMAN
PRESIDENT/CEO/WEALTH ADVISOR
5700 CORPORATE DRIVE
SUITE 350
PITTSBURGH
PA
United States
Tel:
412-635-9210
Fax:
412-635-9213
J********@*******************M
(Full email address available in API data)
Industry Affiliates
| LEGEND FINANCIAL ADVISORS INC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HOLTZMAN, JAMES, JUDE | Individual | – | PRESIDENT/CEO/CCO | 02/2022 | 50-75% |
| Kail, Christopher, J | Individual | – | OWNER AND DIRECTOR OF MARKETING | 05/2001 | 50-75% |