WHARTON BUSINESS GROUP, LLC
Adviser information for WHARTON BUSINESS GROUP, LLC last updated from Form ADV on March 2nd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 333 | $3.1B |
| Non-Discretionary | 22 | $288.9M |
| Total | 355 | $3.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 32 | $11.9M |
| HNW Individuals | 79 | $2.8B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $81.0M |
| Charitable organizations | 18 | $504.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $36.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Principal Office
110 N. PHOENIXVILLE PIKESUITE 300
MALVERN
PA
United States
Monday - Friday, 9 AM - 5 PM
Tel: 484-328-3590, Fax: 484-328-3958
Websites
Chief Compliance Officer
B.J. WEBSTER
MANAGING MEMBER
110 N. PHOENIXVILLE PIKE
SUITE 300
MALVERN
PA
United States
Tel:
484-328-3590
Fax:
484-328-3958
B*@**************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WEBSTER, BILLY, JOE | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2009 | < 5% |
| ALERA GROUP INC | Domestic Entity | – | DIRECT OWNER | 06/2022 | > 75% |
| GENSTAR CAPITAL PARTNERS | Domestic Entity | GENSTAR X ALERA GROUP HOLDINGS | INDIRECT OWNER | 06/2022 | 25-50% |
| GENSTAR X ALERA GROUP HOLDINGS | Domestic Entity | ALERA GROUP ULTIMATE HOLIDNGS | INDIRECT OWNER | 06/2022 | 25-50% |
| ALERA GROUP ULTIMATE HOLIDNGS | Domestic Entity | ALERA GROUP HOLDINGS INC | INDIRECT OWNER | 06/2022 | > 75% |
| ALERA GROUP HOLDINGS INC | Domestic Entity | ALERA GROUP INTERMEDIATE HOLDINGS | INDIRECT OWNER | 06/2022 | > 75% |
| ALERA GROUP INTERMEDIATE HOLDINGS | Domestic Entity | ALERA GROUP INC | INDIRECT OWNER | 06/2022 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ACCENTURE PLC IRELAND | SHS CLASS A | 412 | 1K | – |
| ADOBE INC | COM | 1K | 2K | – |
| ALPHABET INC | CAP STK CL A | 7K | 39K | – |
| ALPHABET INC | CAP STK CL C | 621 | 3K | – |
| AMAZON COM INC | COM | 2K | 10K | – |
| AMGEN INC | COM | 367 | 1K | – |
| APPLE INC | COM | 93K | 441K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 2K | 2K | – |
| AUTODESK INC | COM | 367 | 1K | – |
| BANK AMERICA CORP | COM | 14K | 354K | – |
| BANK NEW YORK MELLON CORP | COM | 286 | 5K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 30K | 73K | – |
| BLACKROCK ENHANCED EQUITY DI | COM | 155 | 19K | – |
| BLACKROCK ETF TRUST II | FLEXIBLE INCOME | 48K | 912K | – |
| BLACKROCK INC | COM | 475 | 603 | – |
| CATERPILLAR INC | COM | 18K | 55K | – |
| CHEVRON CORP NEW | COM | 347 | 2K | – |
| CINCINNATI FINL CORP | COM | 270 | 2K | – |
| CISCO SYS INC | COM | 7K | 141K | – |
| CITIGROUP INC | COM NEW | 3K | 52K | – |
| COGNEX CORP | COM | 293 | 6K | – |
| CONOCOPHILLIPS | COM | 351 | 3K | – |
| CSX CORP | COM | 4K | 120K | – |
| CUMMINS INC | COM | 16K | 59K | – |
| DANAHER CORPORATION | COM | 540 | 2K | – |
| DISNEY WALT CO | COM | 289 | 3K | – |
| ELI LILLY & CO | COM | 548 | 605 | – |
| FEDEX CORP | COM | 5K | 18K | – |
| FIRST COMWLTH FINL CORP PA | COM | 161 | 12K | – |
| GENERAL MTRS CO | COM | 6K | 121K | – |
| GLOBAL X FDS | MSCI CHINA CNSMR | 2K | 108K | – |
| GOLDMAN SACHS GROUP INC | COM | 27K | 59K | – |
| HUNT J B TRANS SVCS INC | COM | 5K | 28K | – |
| INNOVATIVE SOLUTIONS & SUPPO | COM | 116 | 19K | – |
| INTEL CORP | COM | 500 | 16K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 479 | 3K | – |
| INTUIT | COM | 689 | 1K | – |
| INVESCO EXCH TRADED FD TR II | KBW BK ETF | 83K | 2M | – |
| INVESCO EXCH TRADED FD TR II | S&P SMLCP INFO | 244 | 5K | – |
| INVESCO EXCHANGE TRADED FD T | BIOTECHNOLOGY | 234 | 4K | – |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 19K | 493K | – |
| INVESCO EXCHANGE TRADED FD T | LARGE CAP GROWTH | 16K | 168K | – |
| INVESCO EXCHANGE TRADED FD T | LARGE CAP VALUE | 10K | 179K | – |
| INVESCO EXCHANGE TRADED FD T | S&P 500 GARP ETF | 291 | 3K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 31K | 191K | – |
| INVESCO QQQ TR | UNIT SER 1 | 204 | 426 | – |
| ISHARES INC | CORE MSCI EMKT | 80K | 1M | – |
| ISHARES INC | CUR HD MSCI EM | 1K | 41K | – |
| ISHARES INC | EM MKTS DIV ETF | 328 | 12K | – |
| ISHARES INC | ESG AWR MSCI EM | 536 | 16K | – |
| ISHARES INC | MSCI EM ASIA ETF | 12K | 168K | – |
| ISHARES INC | MSCI PAC JP ETF | 325 | 8K | – |
| ISHARES INC | MSCI EMERG MRKT | 114K | 2M | – |
| ISHARES TR | ROBOTICS ARTIF | 8K | 245K | – |
| ISHARES TR | 20 YR TR BD ETF | 219 | 2K | – |
| ISHARES TR | CHINA LG-CAP ETF | 1K | 39K | – |
| ISHARES TR | CORE HIGH DV ETF | 24K | 222K | – |
| ISHARES TR | CORE MSCI EAFE | 2K | 33K | – |
| ISHARES TR | CORE S&P500 ETF | 52K | 95K | – |
| ISHARES TR | CORE US AGGBD ET | 723 | 7K | – |
| ISHARES TR | CYBERSECURITY | 10K | 207K | – |
| ISHARES TR | ESG MSCI LEADR | 486 | 5K | – |
| ISHARES TR | ESG SCRND S&P500 | 4K | 86K | – |
| ISHARES TR | EXPONENTIAL TECH | 2K | 27K | – |
| ISHARES TR | GENOMICS IMMUN | 6K | 271K | – |
| ISHARES TR | GLOB HLTHCRE ETF | 222 | 2K | – |
| ISHARES TR | GLOB INDSTRL ETF | 11K | 85K | – |
| ISHARES TR | GL CLEAN ENE ETF | 194 | 15K | – |
| ISHARES TR | INTL SEL DIV ETF | 994 | 36K | – |
| ISHARES TR | JPMORGAN USD EMG | 4K | 42K | – |
| ISHARES TR | MORNINGSTAR GRWT | 650 | 8K | – |
| ISHARES TR | MSCI LW CRB TG | 357 | 2K | – |
| ISHARES TR | MSCI CHINA A | 1K | 44K | – |
| ISHARES TR | MSCI CHINA ETF | 13K | 312K | – |
| ISHARES TR | MSCI EAFE MIN VL | 113K | 2M | – |
| ISHARES TR | EAFE VALUE ETF | 316 | 6K | – |
| ISHARES TR | MSCI USA MIN VOL | 6K | 77K | – |
| ISHARES TR | MSCI USA QLT FCT | 216K | 1M | – |
| ISHARES TR | MSCI USA SZE FT | 2K | 13K | – |
| ISHARES TR | MSCI USA VALUE | 115K | 1M | – |
| ISHARES TR | PFD AND INCM SEC | 943 | 30K | – |
| ISHARES TR | RUS 1000 GRW ETF | 4K | 11K | – |
| ISHARES TR | RUS TP200 GR ETF | 43K | 200K | – |
| ISHARES TR | S&P 100 ETF | 8K | 29K | – |
| ISHARES TR | ISHS 1-5YR INVS | 6K | 114K | – |
| ISHARES TR | ESG AWRE USD ETF | 263 | 12K | – |
| ISHARES TR | US INFRASTRUC | 46K | 1M | – |
| ISHARES TR | US HLTHCR PR ETF | 18K | 336K | – |
| ISHARES TR | U.S. MED DVC ETF | 15K | 269K | – |
| ISHARES TR | MSCI INTL QUALTY | 15K | 391K | – |
| ISHARES TR | US SML CAP EQT | 2K | 30K | – |
| JACOBS SOLUTIONS INC | COM | 12K | 87K | – |
| JOHNSON & JOHNSON | COM | 411 | 3K | – |
| JPMORGAN CHASE & CO. | COM | 40K | 197K | – |
| LOCKHEED MARTIN CORP | COM | 698 | 1K | – |
| MASTERCARD INCORPORATED | CL A | 249 | 565 | – |
| MERCK & CO INC | COM | 203 | 2K | – |
| META PLATFORMS INC | CL A | 1K | 2K | – |
| MICROSOFT CORP | COM | 8K | 18K | – |
| MID PENN BANCORP INC | COM | 2K | 84K | – |
| MORGAN STANLEY | COM NEW | 563 | 6K | – |
| NANOVIRICIDES INC | COM | 27 | 16K | – |
| NVIDIA CORPORATION | COM | 2K | 16K | – |
| ORACLE CORP | COM | 631 | 4K | – |
| PAYCHEX INC | COM | 440 | 4K | – |
| PNC FINL SVCS GROUP INC | COM | 263 | 2K | – |
| QUANTA SVCS INC | COM | 14K | 56K | – |
| S & T BANCORP INC | COM | 865 | 26K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 34K | 236K | – |
| SELECT SECTOR SPDR TR | INDL | 15K | 123K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 18K | 431K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 65K | 286K | – |
| SPDR SER TR | S&P BK ETF | 20K | 427K | – |
| SPDR SER TR | S&P PHARMAC | 2K | 44K | – |
| TEXAS INSTRS INC | COM | 336 | 2K | – |
| TEXTRON INC | COM | 4K | 52K | – |
| THE CIGNA GROUP | COM | 496 | 2K | – |
| UNION PAC CORP | COM | 9K | 41K | – |
| UNITED PARCEL SERVICE INC | CL B | 389 | 3K | – |
| UNITEDHEALTH GROUP INC | COM | 257 | 504 | – |
| VANGUARD BD INDEX FDS | VANGUARD ULTRA | 72K | 1M | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 12K | 66K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 205 | 765 | – |
| VANGUARD INDEX FDS | VALUE ETF | 298 | 2K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 39K | 665K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 22K | 496K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | 437 | 5K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 21K | 114K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 89K | 747K | – |
| VANGUARD WORLD FD | HEALTH CAR ETF | 1K | 5K | – |
| VANGUARD WORLD FD | MEGA CAP INDEX | 673 | 3K | – |
| VANGUARD WORLD FD | MEGA CAP VAL ETF | 598 | 5K | – |
| VISA INC | COM CL A | 217 | 826 | – |
| WELLS FARGO CO NEW | COM | 1K | 18K | – |
| WELLTOWER INC | COM | 266 | 3K | – |
| WESTROCK CO | COM | 6K | 128K | – |
| WISDOMTREE TR | WISDOMTREE US VA | 357 | 5K | – |
| WISDOMTREE TR | US QTLY DIV GRT | 807 | 10K | – |