PARTNERS IN FINANCIAL PLANNING, LLC
Adviser information for PARTNERS IN FINANCIAL PLANNING, LLC last updated from Form ADV on February 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,163 | $708.5M |
| Non-Discretionary | 0 | $0 |
| Total | 2,163 | $708.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 354 | $519.5M |
| HNW Individuals | 23 | $180.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 5 | $8.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-70754 |
|---|---|
| SEC ERA File Number | 801-70754 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 151980 |
| Legal Entity Identifier | None |
Principal Office
421 SOUTH COLLEGE AVENUESALEM
VA
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 540-444-2930, Fax: 540-266-3620
Chief Compliance Officer
STEPHEN BAIN
MEMBER AND CHIEF COMPLIANCE OFFICER
421 SOUTH COLLEGE AVENUE
SALEM
VA
United States
Tel:
540-444-2930
Fax:
540-266-3620
S******@******************************M
(Full email address available in API data)
Regulatory Contact
PAMELA POLDIAK
MEMBER
421 SOUTH COLLEGE AVENUE
SALEM
VA
United States
Tel:
540-444-2930
Fax:
540-266-3620
P**@******************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| POLDIAK, PAMELA, DOLVIN | Individual | – | MEMBER | 10/2009 | 25-50% |
| PEARMAN, JAMES, ELWOOD | Individual | – | MANAGING MEMBER | 10/2009 | 25-50% |
| BRYAN, RICHARD, KEITH | Individual | – | MEMBER AND CHIEF INVESTMENT OFFICER | 01/2015 | 25-50% |
| BAIN, STEPHEN, CHRISTOPHER | Individual | – | MEMBER AND CHIEF COMPLIANCE OFFICER | 01/2021 | 10-25% |
| Bishop, Christopher, William | Individual | – | MEMBER AND CHIEF OPERATIONS OFFICER | 01/2021 | 10-25% |