WELLINGTON SHIELDS & CO., LLC
Adviser information for WELLINGTON SHIELDS & CO., LLC last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 24 |
|---|---|
| Investment Advisory/Research | 16 |
| Registered Broker-Dealer Representatives | 20 |
| Registered State Investment Advisers | 19 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 485 | $370.8M |
| Non-Discretionary | 8 | $37.9M |
| Total | 493 | $408.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 341 | $55.5M |
| HNW Individuals | 142 | $321.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $427,100 |
| Charitable organizations | <5 | $7.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $23.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Broker-dealerInsurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 157.9M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| WSC WRAP FEE PROGRAM | WELLINGTON SHIELDS & CO., LLC |
Principal Office
140 BROADWAY44TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 212-320-3000, Fax: 212-320-3040
Chief Compliance Officer
STEVE PORTAS
CHIEF COMPLIANCE OFFICER
140 BROADWAY
44TH FLOOR
NEW YORK
NY
United States
Tel:
212-320-3514
Fax:
212-320-3040
S***********@********************M
(Full email address available in API data)
Regulatory Contact
ANTHONY DAPRATO
140 BROADWAY
NEW YORK
NY
United States
Tel:
212-320-2025
Fax:
212-320-3040
A**************@********************M
(Full email address available in API data)
Industry Affiliates
| CAPITAL MANAGEMENT ASSOCIATES INC | Other investment adviser, including financial planners |
| WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WELLINGTON SHIELDS HOLDINGS, LLC | Domestic Entity | – | OWNER | 11/2008 | > 75% |
| CEMBROLA, JOSEPH NICHOLAS | Individual | – | MEMBER OPERATIONS | 11/2008 | < 5% |
| CURCURU, PHILIP MICHAEL | Individual | – | CFO/COO | 11/2008 | < 5% |
| GRANT, THOMAS WATERS | Individual | – | MANAGING MEMBER | 11/2008 | < 5% |
| GULDEN, PAUL IMMO JR | Individual | – | MANAGING MEMBER | 11/2008 | < 5% |
| SHADEK, JAMES MCCLENAHAN | Individual | – | MEMBER-SALES | 11/2008 | < 5% |
| SHADEK, LAURENCE ARTHUR | Individual | – | MANAGING MEMBER/SECY | 10/2008 | < 5% |
| SHIELDS, DAVID VINCENT | Individual | – | CHAIRMAN/MANAGING MEMBER | 10/2008 | < 5% |
| SPERRY, MARK PORTER | Individual | – | MEMBER | 10/2008 | < 5% |
| SHIELDS & CO. | Domestic Entity | WELLINGTON SHIELDS HOLDINGS, LLC | OWNER | 11/2008 | 50-75% |
| H.G. WELLINGTON & CO. | Domestic Entity | WELLINGTON SHIELDS HOLDINGS, LLC | OWNER | 11/2008 | 25-50% |
| PORTAS, STEPHEN JOHN | Individual | – | PRESIDENT, CHIEF COMPLIANCE OFFICER | 01/2023 | < 5% |
| MARCH, EDWARD KENNETH | Individual | – | SVP, HEAD OF TRADING, MSRB PRINCIPAL, SROP/CROP | 07/2011 | < 5% |
| MCFADDEN, WILLIAM JAMESON | Individual | – | CEO | 01/2023 | < 5% |
| SHIELDS, DAVID VINCENT | Individual | SHIELDS & COMPANY | ELECTED MANAGER | 10/2009 | 25-50% |
| MCFADDEN, WILLIAM JAMESON | Individual | SHIELDS & COMPANY | ELECTED MANAGER | 10/2009 | 25-50% |
| SHADEK, LAURENCE ARTHUR | Individual | H.G. WELLINGTON & CO. | ELECTED MANAGER | 10/2009 | 25-50% |
| SHIELDS, DAVID LARUS | Individual | SHIELDS & COMPANY | SHAREHOLDER | 10/2009 | 25-50% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 7th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AMAZON COM INC COM | Stock | 5M | 28K | WSC |
| PARAMOUNT GLOBAL CLASS B COM | Stock | 226K | 22K | WSC |
| PRUDENTIAL FINL INC COM | Stock | 998K | 9K | WSC |
| WYNN RESORTS LTD COM | Stock | 251K | 3K | WSC |
| INVESCO QQQ TRUST SERIES I | ETF | 2M | 4K | WSC |
| TECHNOLOGY SELECT SECTOR SPDR FUND | ETF | 640K | 3K | WSC |
| STARBUCKS CORP COM | Stock | 173K | 2K | WSC |
| SEMPRA COM | Stock | 228K | 3K | WSC |
| PUBLIC SVC ENTERPRISE GRP INC COM | Stock | 81K | 1K | WSC |
| JOHNSON & JOHNSON COM | Stock | 2M | 16K | WSC |
| WASTE MGMT INC DEL COM | Stock | 2M | 9K | WSC |
| VANGUARD TOTAL STOCK MARKET ETF | ETF | 195K | 730 | WSC |
| OLIN CORP COM PAR $1 | Stock | 236K | 5K | WSC |
| INVESCO WATER RESOURCES ETF | ETF | 299K | 5K | WSC |
| COSTCO WHSL CORP NEW COM | Stock | 935K | 1K | WSC |
| CLEVELAND-CLIFFS INC NEW COM | Stock | 181K | 12K | WSC |
| SCOTTS MIRACLE-GRO CO CL A | Stock | 338K | 5K | WSC |
| SHELL PLC SPON ADS | ADR | 150K | 2K | WSC |
| PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR | ADR | 2K | 130 | WSC |
| PROCTER AND GAMBLE CO COM | Stock | 1M | 6K | WSC |
| COCA COLA CO COM | Stock | 1M | 17K | WSC |
| GENERAL MLS INC COM | Stock | 995K | 16K | WSC |
| ENTERPRISE PRODS PARTNERS L P COM | Stock | 1M | 44K | WSC |
| OCCIDENTAL PETE CORP COM | Stock | 492K | 8K | WSC |
| TRUIST FINL CORP COM | Stock | 155K | 4K | WSC |
| UNITED PARCEL SERVICE INC CL B | Stock | 565K | 4K | WSC |
| MARRIOTT INTL INC NEW CL A | Stock | 150K | 619 | WSC |
| BIOGEN INC COM | Stock | 23K | 100 | WSC |
| INTEL CORP COM | Stock | 525K | 17K | WSC |
| MEDTRONIC PLC SHS | Stock | 1M | 14K | WSC |
| CLOROX CO DEL COM | Stock | 191K | 1K | WSC |
| NETFLIX INC COM | Stock | 43K | 63 | WSC |
| SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST | ETF | 169K | 432 | WSC |
| ISHARES SILVER TRUST | ETF | 3K | 100 | WSC |
| SEI INVTS CO COM | Stock | 582K | 9K | WSC |
| HESS CORP COM | Stock | 74K | 500 | WSC |
| MERCK & CO INC COM | Stock | 3M | 27K | WSC |
| SPDR S&P 500 ETF TRUST | ETF | 2M | 3K | WSC |
| MCKESSON CORP COM | Stock | 1M | 2K | WSC |
| MASTERCARD INCORPORATED CL A | Stock | 382K | 867 | WSC |
| ILLINOIS TOOL WKS INC COM | Stock | 569K | 2K | WSC |
| UNITED RENTALS INC COM | Stock | 69K | 107 | WSC |
| STEEL DYNAMICS INC COM | Stock | 26K | 200 | WSC |
| EMERSON ELEC CO COM | Stock | 529K | 5K | WSC |
| ISHARES TIPS BOND ETF | ETF | 369K | 3K | WSC |
| CORNING INC COM | Stock | 1M | 35K | WSC |
| EDWARDS LIFESCIENCES CORP COM | Stock | 106K | 1K | WSC |
| BANK NEW YORK MELLON CORP COM | Stock | 284K | 5K | WSC |
| SUPER MICRO COMPUTER INC COM | Stock | 881K | 1K | WSC |
| KAYNE ANDERSON ENERGY INFRSTR COM | CEF | 89K | 9K | WSC |
| VERIZON COMMUNICATIONS INC COM | Stock | 2M | 37K | WSC |
| FEDEX CORP COM | Stock | 210K | 700 | WSC |
| PEPSICO INC COM | Stock | 976K | 6K | WSC |
| SURO CAPITAL CORP COM NEW | CEF | 121K | 30K | WSC |
| TE CONNECTIVITY LTD SHS | Stock | 421K | 3K | WSC |
| HONEYWELL INTL INC COM | Stock | 4M | 21K | WSC |
| FORD MTR CO DEL COM | Stock | 295K | 23K | WSC |
| BP PLC SPONSORED ADR | ADR | 636K | 18K | WSC |
| HOME DEPOT INC COM | Stock | 2M | 6K | WSC |
| BAXTER INTL INC COM | Stock | 477K | 14K | WSC |
| AUTOMATIC DATA PROCESSING INC COM | Stock | 9K | 39 | WSC |
| DUPONT DE NEMOURS INC COM | Stock | 588K | 7K | WSC |
| HEALTH CARE SELECT SECTOR SPDR FUND | ETF | 131K | 900 | WSC |
| SPDR GOLD SHARES | ETF | 571K | 3K | WSC |
| SOUTHERN CO COM | Stock | 1M | 17K | WSC |
| BECTON DICKINSON & CO COM | Stock | 434K | 2K | WSC |
| KEYCORP COM | Stock | 870K | 61K | WSC |
| CASI PHARMACEUTICALS INC COM | Stock | 237K | 43K | WSC |
| SENSIENT TECHNOLOGIES CORP COM | Stock | 223K | 3K | WSC |
| STERIS PLC SHS USD | Stock | 296K | 1K | WSC |
| LUMEN TECHNOLOGIES INC COM | Stock | 18K | 16K | WSC |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | Stock | 3M | 7K | WSC |
| ADOBE INC COM | Stock | 478K | 860 | WSC |
| WEYERHAEUSER CO MTN BE COM NEW | REIT | 1M | 40K | WSC |
| ALPHABET INC CAP STK CL A | Stock | 3M | 16K | WSC |
| FISERV INC COM | Stock | 57K | 382 | WSC |
| EASTMAN CHEM CO COM | Stock | 416K | 4K | WSC |
| INTUIT COM | Stock | 119K | 181 | WSC |
| CONSTELLATION BRANDS INC CL A | Stock | 39K | 150 | WSC |
| UNILEVER PLC SPON ADR NEW | ADR | 276K | 5K | WSC |
| NEWMONT CORP COM | Stock | 1M | 31K | WSC |
| CSX CORP COM | Stock | 1M | 30K | WSC |
| COMCAST CORP NEW CL A | Stock | 938K | 24K | WSC |
| GENERAC HLDGS INC COM | Stock | 955K | 7K | WSC |
| MICROSOFT CORP COM | Stock | 31M | 69K | WSC |
| FIRST HORIZON CORPORATION COM | Stock | 473K | 30K | WSC |
| VALERO ENERGY CORP COM | Stock | 392K | 3K | WSC |
| WARNER BROS DISCOVERY INC COM SER A | Stock | 134K | 18K | WSC |
| SCHLUMBERGER LTD COM STK | Stock | 264K | 6K | WSC |
| CVS HEALTH CORP COM | Stock | 2M | 30K | WSC |
| DTE ENERGY CO COM | Stock | 389K | 4K | WSC |
| COMMUNICATION SERVICES SELECT SECTOR SPDR FUND | ETF | 8K | 96 | WSC |
| SIMON PPTY GROUP INC NEW COM | REIT | 865K | 6K | WSC |
| RPM INTL INC COM | Stock | 538K | 5K | WSC |
| BOEING CO COM | Stock | 2M | 9K | WSC |
| NEXTERA ENERGY INC COM | Stock | 989K | 14K | WSC |
| TESLA INC COM | Stock | 158K | 800 | WSC |
| LINDE PLC SHS | Stock | 1M | 3K | WSC |
| ARCOSA INC COM | Stock | 239K | 3K | WSC |
| FINANCIAL SELECT SECTOR SPDR FUND | ETF | 62K | 2K | WSC |
| MODERNA INC COM | Stock | 805K | 7K | WSC |
| ALERIAN MLP ETF | ETF | 150K | 3K | WSC |
| NORTH EUROPEAN OIL RTY TR SH BEN INT | Stock | 69K | 11K | WSC |
| NEW FORTRESS ENERGY INC COM CL A | Stock | 188K | 9K | WSC |
| WALGREENS BOOTS ALLIANCE INC COM | Stock | 51K | 4K | WSC |
| EVEREST GROUP LTD COM | Stock | 419K | 1K | WSC |
| DOW INC COM | Stock | 681K | 13K | WSC |
| KKR & CO INC COM | Stock | 316K | 3K | WSC |
| PINTEREST INC CL A | Stock | 258K | 6K | WSC |
| CONAGRA BRANDS INC COM | Stock | 151K | 5K | WSC |
| VANGUARD S&P 500 ETF | ETF | 500 | 1 | WSC |
| GREIF INC CL B | Stock | 274K | 4K | WSC |
| UBER TECHNOLOGIES INC COM | Stock | 33K | 454 | WSC |
| ILLUMINA INC COM | Stock | 3M | 33K | WSC |
| CORTEVA INC COM | Stock | 209K | 4K | WSC |
| CONSOLIDATED EDISON INC COM | Stock | 191K | 2K | WSC |
| GENERAL MTRS CO COM | Stock | 177K | 4K | WSC |
| CROWDSTRIKE HLDGS INC CL A | Stock | 672K | 2K | WSC |
| PERSONALIS INC COM | Stock | 342K | 292K | WSC |
| INVESCO S&P 500 EQUAL WEIGHT ETF | ETF | 83K | 504 | WSC |
| ELI LILLY & CO COM | Stock | 12M | 14K | WSC |
| ISHARES RUSSELL 2000 ETF | ETF | 15K | 75 | WSC |
| APOLLO GLOBAL MGMT INC COM | Stock | 2M | 15K | WSC |
| FIDELITY NATL INFORMATION SVCS COM | Stock | 791K | 11K | WSC |
| DUKE ENERGY CORP NEW COM NEW | Stock | 564K | 6K | WSC |
| CARRIER GLOBAL CORPORATION COM | Stock | 126K | 2K | WSC |
| ENCOMPASS HEALTH CORP COM | Stock | 1M | 12K | WSC |
| AFLAC INC COM | Stock | 1M | 14K | WSC |
| FREEPORT-MCMORAN INC CL B | Stock | 1M | 21K | WSC |
| SYSCO CORP COM | Stock | 291K | 4K | WSC |
| CHIPOTLE MEXICAN GRILL INC COM | Stock | 363K | 6K | WSC |
| NAPCO SEC TECHNOLOGIES INC COM | Stock | 208K | 4K | WSC |
| JPMORGAN EQUITY PREMIUM INCOME ETF | ETF | 142K | 3K | WSC |
| QUANTA SVCS INC COM | Stock | 33K | 128 | WSC |
| COHERENT CORP COM | Stock | 435K | 6K | WSC |
| SNOWFLAKE INC CL A | Stock | 324K | 2K | WSC |
| PALANTIR TECHNOLOGIES INC CL A | Stock | 172K | 7K | WSC |
| FIRST SOLAR INC COM | Stock | 1M | 4K | WSC |
| ENERGY TRANSFER L P COM UT LTD PTN | Stock | 803K | 50K | WSC |
| PATRIA INVESTMENTS LIMITED COM CL A | Stock | 391K | 32K | WSC |
| ELECTRONIC ARTS INC COM | Stock | 51K | 364 | WSC |
| VISA INC COM CL A | Stock | 4M | 14K | WSC |
| HERSHEY CO COM | Stock | 313K | 2K | WSC |
| GXO LOGISTICS INC | Stock | 175K | 3K | WSC |
| ROCKET LAB USA INC COM | Stock | 332K | 69K | WSC |
| JACKSON FINANCIAL INC COM CL A | Stock | 920K | 12K | WSC |
| ON HLDG AG NAMEN AKT A | Stock | 737K | 19K | WSC |
| TOAST INC CL A | Stock | 289K | 11K | WSC |
| CLEARWATER ANALYTICS HLDGS INC CL A | Stock | 185K | 10K | WSC |
| FLUENCE ENERGY INC COM CL A | Stock | 217K | 13K | WSC |
| BLACKSTONE SECD LENDING FD COMMON STOCK | CEF | 803K | 26K | WSC |
| L3HARRIS TECHNOLOGIES INC COM | Stock | 282K | 1K | WSC |
| PHILLIPS 66 COM | Stock | 259K | 2K | WSC |
| CHENIERE ENERGY INC COM NEW | Stock | 84K | 481 | WSC |
| IRON MTN INC DEL COM | REIT | 954K | 11K | WSC |
| ZEBRA TECHNOLOGIES CORPORATION CL A | Stock | 46K | 150 | WSC |
| CONSTELLATION ENERGY CORP COM | Stock | 71K | 354 | WSC |
| META PLATFORMS INC CL A | Stock | 1M | 2K | WSC |
| ASML HOLDING N V N Y REGISTRY SHS | ADR | 5K | 5 | WSC |
| JPMORGAN NASDAQ EQUITY PREMIUM INCOME ETF | ETF | 56K | 1K | WSC |
| PALO ALTO NETWORKS INC COM | Stock | 2M | 5K | WSC |
| CARLYLE GROUP INC COM | Stock | 59K | 1K | WSC |
| MONDELEZ INTL INC CL A | Stock | 282K | 4K | WSC |
| BUILDERS FIRSTSOURCE INC COM | Stock | 998K | 7K | WSC |
| WP CAREY INC COM | REIT | 449K | 8K | WSC |
| BROADCOM INC COM | Stock | 2M | 2K | WSC |
| STEREOTAXIS INC COM NEW | Stock | 68K | 37K | WSC |
| DIAMONDBACK ENERGY INC COM | Stock | 401K | 2K | WSC |
| VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES ETF | ETF | 388K | 8K | WSC |
| METLIFE INC COM | Stock | 305K | 4K | WSC |
| FLOWERS FOODS INC COM | Stock | 7M | 323K | WSC |
| NEW YORK CMNTY BANCORP INC COM NEW | Stock | 109K | 34K | WSC |
| CF INDS HLDGS INC COM | Stock | 224K | 3K | WSC |
| KINDER MORGAN INC DEL COM | Stock | 2M | 108K | WSC |
| ACCENTURE PLC IRELAND SHS CLASS A | Stock | 155K | 512 | WSC |
| EQUIFAX INC COM | Stock | 2M | 7K | WSC |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | Stock | 182K | 2K | WSC |
| KROGER CO COM | Stock | 211K | 4K | WSC |
| ENBRIDGE INC COM | Stock | 806K | 23K | WSC |
| AES CORP COM | Stock | 748K | 43K | WSC |
| CALIFORNIA WTR SVC GROUP COM | Stock | 242K | 5K | WSC |
| NVIDIA CORPORATION COM | Stock | 8M | 66K | WSC |
| CUMMINS INC COM | Stock | 406K | 1K | WSC |
| EOG RES INC COM | Stock | 388K | 3K | WSC |
| ABBVIE INC COM | Stock | 5M | 30K | WSC |
| S&P GLOBAL INC COM | Stock | 3M | 7K | WSC |
| MANNKIND CORP COM NEW | Stock | 120K | 23K | WSC |
| SPDR S&P BIOTECH ETF | ETF | 362K | 4K | WSC |
| SPDR S&P METALS & MINING ETF | ETF | 160K | 3K | WSC |
| CURTISS WRIGHT CORP COM | Stock | 36K | 132 | WSC |
| NAVIGATOR HLDGS LTD SHS | Stock | 241K | 14K | WSC |
| WEST PHARMACEUTICAL SVSC INC COM | Stock | 659K | 2K | WSC |
| ZOETIS INC CL A | Stock | 178K | 1K | WSC |
| BLACKSTONE INC COM | Stock | 4M | 33K | WSC |
| SIMPSON MFG INC COM | Stock | 271K | 2K | WSC |
| FLUTTER ENTMT PLC SHS | Stock | 322K | 2K | WSC |
| KODIAK GAS SVCS INC COM | Stock | 191K | 7K | WSC |
| ROCKWELL AUTOMATION INC COM | Stock | 275K | 1K | WSC |
| STRYKER CORPORATION COM | Stock | 26K | 75 | WSC |
| QUALCOMM INC COM | Stock | 1M | 6K | WSC |
| BLACKSTONE MTG TR INC COM CL A | REIT | 79K | 5K | WSC |
| ARMADA HOFFLER PPTYS INC COM | REIT | 111K | 10K | WSC |
| GOLDMAN SACHS BDC INC SHS | CEF | 308K | 20K | WSC |
| GENERAL DYNAMICS CORP COM | Stock | 354K | 1K | WSC |
| INTUITIVE SURGICAL INC COM NEW | Stock | 5K | 11 | WSC |
| MCDONALDS CORP COM | Stock | 578K | 2K | WSC |
| CISCO SYS INC COM | Stock | 1M | 30K | WSC |
| ADVANCED MICRO DEVICES INC COM | Stock | 85K | 526 | WSC |
| NEWS CORP NEW CL A | Stock | 380K | 14K | WSC |
| AT&T INC COM | Stock | 2M | 86K | WSC |
| ENERGY SELECT SECTOR SPDR FUND | ETF | 447K | 5K | WSC |
| GE VERNOVA INC COM | Stock | 305K | 2K | WSC |
| PRECIGEN INC COM | Stock | 27K | 17K | WSC |
| ISHARES BIOTECHNOLOGY ETF | ETF | 220K | 2K | WSC |
| GE AEROSPACE COM NEW | Stock | 1M | 8K | WSC |
| MOTOROLA SOLUTIONS INC COM NEW | Stock | 484K | 1K | WSC |
| ISHARES MSCI USA MOMENTUM FACTOR ETF | ETF | 43K | 222 | WSC |
| INDUSTRIAL SELECT SECTOR SPDR FUND | ETF | 84K | 693 | WSC |
| ISHARES SEMICONDUCTOR ETF | ETF | 76K | 309 | WSC |
| ISHARES EXPANDED TECH-SOFTWARE SECTOR ETF | ETF | 56K | 650 | WSC |
| TEXAS PACIFIC LAND CORPORATION COM | Stock | 231K | 315 | WSC |
| THE CIGNA GROUP COM | Stock | 425K | 1K | WSC |
| ONEOK INC NEW COM | Stock | 1M | 18K | WSC |
| CHART INDUSTRIES | Stock | 2M | 13K | WSC |
| UNION PAC CORP COM | Stock | 4M | 17K | WSC |
| CINTAS CORP COM | Stock | 35K | 50 | WSC |
| CARMAX INC COM | Stock | 941K | 13K | WSC |
| TRANSOCEAN LTD REGISTERED SHS | Stock | 178K | 33K | WSC |
| ISHARES PREFERRED & INCOME SECURITIES ETF | ETF | 135K | 4K | WSC |
| SALESFORCE INC COM | Stock | 493K | 2K | WSC |
| NORTHROP GRUMMAN CORP COM | Stock | 667K | 2K | WSC |
| THERMO FISHER SCIENTIFIC INC COM | Stock | 2M | 3K | WSC |
| LOCKHEED MARTIN CORP COM | Stock | 1M | 2K | WSC |
| JPMORGAN CHASE & CO. COM | Stock | 10M | 48K | WSC |
| INTERNATIONAL PAPER CO COM | Stock | 133K | 3K | WSC |
| CHEVRON CORP NEW COM | Stock | 2M | 13K | WSC |
| ALBEMARLE CORP COM | Stock | 906K | 9K | WSC |
| CONOCOPHILLIPS COM | Stock | 711K | 6K | WSC |
| MARKEL GROUP INC COM | Stock | 214K | 136 | WSC |
| M & T BK CORP COM | Stock | 261K | 2K | WSC |
| BANK AMERICA CORP COM | Stock | 72K | 2K | WSC |
| WALMART INC COM | Stock | 2M | 33K | WSC |
| INTERNATIONAL BUSINESS MACHS COM | Stock | 4M | 26K | WSC |
| ORACLE CORP COM | Stock | 538K | 4K | WSC |
| RTX CORPORATION COM | Stock | 1M | 14K | WSC |
| TEXAS INSTRS INC COM | Stock | 233K | 1K | WSC |
| TARGET CORP COM | Stock | 59K | 400 | WSC |
| PFIZER INC COM | Stock | 2M | 78K | WSC |
| MORGAN STANLEY COM NEW | Stock | 61K | 626 | WSC |
| 3M CO COM | Stock | 814K | 8K | WSC |
| HP INC COM | Stock | 322K | 9K | WSC |
| GILEAD SCIENCES INC COM | Stock | 430K | 6K | WSC |
| CATERPILLAR INC COM | Stock | 3M | 10K | WSC |
| ALPHABET INC CAP STK CL C | Stock | 6M | 34K | WSC |
| AMERICAN EXPRESS CO COM | Stock | 977K | 4K | WSC |
| AMGEN INC COM | Stock | 2M | 5K | WSC |
| APPLIED MATLS INC COM | Stock | 614K | 3K | WSC |
| OTIS WORLDWIDE CORP COM | Stock | 204K | 2K | WSC |
| TPI COMPOSITES INC COM | Stock | 89K | 22K | WSC |
| WILLIAMS COS INC COM | Stock | 479K | 11K | WSC |
| FIDELITY NATIONAL FINANCIAL IN FNF GROUP COM | Stock | 317K | 6K | WSC |
| ISHARES CORE U.S. AGGREGATE BOND ETF | ETF | 95K | 978 | WSC |
| EATON CORP PLC SHS | Stock | 643K | 2K | WSC |
| B & G FOODS INC NEW COM | Stock | 119K | 15K | WSC |
| TRIMBLE INC COM | Stock | 363K | 7K | WSC |
| CITIZENS FINL GROUP INC COM | Stock | 1M | 34K | WSC |
| HUBSPOT INC COM | Stock | 249K | 422 | WSC |
| DELTA AIR LINES INC DEL COM NEW | Stock | 143K | 3K | WSC |
| FLUOR CORP NEW COM | Stock | 1M | 25K | WSC |
| GABELLI EQUITY TR INC COM | CEF | 28K | 5K | WSC |
| GRANITE CONSTR INC COM | Stock | 53K | 850 | WSC |
| IDACORP INC COM | Stock | 47K | 500 | WSC |
| PHILIP MORRIS INTL INC COM | Stock | 709K | 7K | WSC |
| NUCOR CORP COM | Stock | 237K | 2K | WSC |
| ROPER TECHNOLOGIES INC COM | Stock | 237K | 420 | WSC |
| SYNOPSYS INC COM | Stock | 204K | 343 | WSC |
| TRINITY INDS INC COM | Stock | 281K | 9K | WSC |
| PNC FINL SVCS GROUP INC COM | Stock | 782K | 5K | WSC |
| BRISTOL-MYERS SQUIBB CO COM | Stock | 1M | 36K | WSC |
| ALTRIA GROUP INC COM | Stock | 401K | 9K | WSC |
| LOEWS CORP COM | Stock | 395K | 5K | WSC |
| CITIGROUP INC COM NEW | Stock | 2M | 28K | WSC |
| AMERICAN WTR WKS CO INC NEW COM | Stock | 258K | 2K | WSC |
| EXXON MOBIL CORP COM | Stock | 7M | 63K | WSC |
| UNITEDHEALTH GROUP INC COM | Stock | 121K | 238 | WSC |
| TRAVELERS COMPANIES INC COM | Stock | 309K | 2K | WSC |
| LOWES COS INC COM | Stock | 259K | 1K | WSC |
| DEERE & CO COM | Stock | 94K | 252 | WSC |
| COLGATE PALMOLIVE CO COM | Stock | 420K | 4K | WSC |
| SHOPIFY INC CL A | Stock | 2M | 25K | WSC |
| DEVON ENERGY CORP NEW COM | Stock | 1M | 28K | WSC |
| NOVO-NORDISK A S ADR | ADR | 214K | 2K | WSC |
| KRAFT HEINZ CO COM | Stock | 203K | 6K | WSC |
| PAYPAL HLDGS INC COM | Stock | 176K | 3K | WSC |
| FIRST TRUST NASDAQ CYBERSECURITY ETF | ETF | 28K | 500 | WSC |
| CROWN CASTLE INC COM | REIT | 147K | 2K | WSC |
| BLACKROCK INC COM | Stock | 1M | 1K | WSC |
| AQUA METALS INC COM | Stock | 10K | 32K | WSC |
| APPLE INC COM | Stock | 23M | 111K | WSC |
| GSK PLC SPONSORED ADR | ADR | 92K | 2K | WSC |
| ABBOTT LABS COM | Stock | 3M | 27K | WSC |
| DISNEY WALT CO COM | Stock | 3M | 32K | WSC |
| INVESCO PREFERRED ETF | ETF | 144K | 12K | WSC |
| SPDR BLOOMBERG 1-3 MONTH T-BILL ETF | ETF | 9K | 99 | WSC |