ETESIAN WEALTH ADVISORS, INC.
Adviser information for ETESIAN WEALTH ADVISORS, INC. last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Oregon, United States |
Employees
Total Number of Employees | 6 |
---|---|
Investment Advisory/Research | 4 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 4 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 480 | $280.6M |
Non-Discretionary | 27 | $4.2M |
Total | 507 | $284.7M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 183 | $57.6M |
HNW Individuals | 64 | $199.0M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | <5 | $28.2M |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 101-250 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
---|---|
Compensation | % of AUMHourly chargesFixed fees |
Principal Office
1969 WILLAMETTE FALLS DRIVE, #200WEST LINN
OR
United States
Monday - Friday, 8:00AM - 4:00PM
Tel: 503-387-3615, Fax: 503-387-3261
Chief Compliance Officer
STANLEY LOCHRIE
PRESIDENT
1969 WILLAMETTE FALLS DR.
SUITE 200
WEST LINN
OR
United States
Tel:
503-387-3615
Fax:
503-387-3261
S***********@************M
(Full email address available in API data)
Regulatory Contact
BARB LOCHRIE
COO
1969 WILLAMETTE FALLS DR
SUITE #200
WEST LINN
OR
United States
Tel:
503-387-3615
B***********@************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
LOCHRIE, STANLEY, CLAYTON | Individual | – | OWNER, PRESIDENT, CHIEF COMPLIANCE OFFICER | 12/2009 | 25-50% |
LOCHRIE, BARBARA | Individual | – | OWNER | 07/2012 | 25-50% |
Wright, Benjamin, W | Individual | – | SHAREHOLDER | 04/2019 | 10-25% |
Steele, Jesse, Jonathan | Individual | – | SHAREHOLDER | 04/2019 | 10-25% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
WEYERHAEUSER CO MTN BE | COM NEW | 205K | 7K | – |
CONOCOPHILLIPS | COM | 224K | 2K | – |
OREILLY AUTOMOTIVE INC | COM | 230K | 218 | – |
NEXTERA ENERGY INC | COM | 252K | 4K | – |
TEXAS INSTRS INC | COM | 275K | 1K | – |
INTUIT | COM | 277K | 422 | – |
ISHARES TR | RUS 1000 ETF | 280K | 940 | – |
PUBLIC STORAGE | COM | 288K | 1K | – |
LOWES COS INC | COM | 288K | 1K | – |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 289K | 710 | – |
PRICE T ROWE GROUP INC | COM | 291K | 3K | – |
SCHWAB STRATEGIC TR | SCHWB FDT EMK LG | 293K | 10K | – |
J P MORGAN EXCHANGE TRADED F | CORE PLUS BD ETF | 320K | 7K | – |
SK TELECOM LTD | SPONSORED ADR | 322K | 15K | – |
J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 322K | 6K | – |
BROADCOM INC | COM | 329K | 205 | – |
AMERICAN CENTY ETF TR | INTERNATIONAL LR | 338K | 6K | – |
CVS HEALTH CORP | COM | 354K | 6K | – |
SEMPRA | COM | 376K | 5K | – |
VANECK ETF TRUST | MORNINGSTAR SMID | 379K | 12K | – |
MCKESSON CORP | COM | 395K | 677 | – |
WASTE MGMT INC DEL | COM | 472K | 2K | – |
UNITEDHEALTH GROUP INC | COM | 476K | 934 | – |
THERMO FISHER SCIENTIFIC INC | COM | 477K | 863 | – |
ISHARES TR | 20 YR TR BD ETF | 504K | 5K | – |
AUTOMATIC DATA PROCESSING IN | COM | 506K | 2K | – |
FORD MTR CO DEL | COM | 539K | 43K | – |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 570K | 13K | – |
CARDINAL HEALTH INC | COM | 575K | 6K | – |
BLACKROCK INC | COM | 577K | 733 | – |
AT&T INC | COM | 589K | 31K | – |
WISDOMTREE TR | US QTLY DIV GRT | 595K | 8K | – |
J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 599K | 11K | – |
CONSTELLATION ENERGY CORP | COM | 603K | 3K | – |
PNC FINL SVCS GROUP INC | COM | 612K | 4K | – |
3M CO | COM | 654K | 6K | – |
EXXON MOBIL CORP | COM | 687K | 6K | – |
VANECK ETF TRUST | FALLEN ANGEL HG | 688K | 24K | – |
VANECK ETF TRUST | PREFERRED SECURT | 718K | 42K | – |
WISDOMTREE TR | US QUALITY GROW | 723K | 16K | – |
PROCTER AND GAMBLE CO | COM | 745K | 5K | – |
INVESCO EXCH TRADED FD TR II | VAR RATE PFD | 746K | 31K | – |
DISNEY WALT CO | COM | 751K | 8K | – |
MEDTRONIC PLC | SHS | 752K | 10K | – |
ARCHER DANIELS MIDLAND CO | COM | 760K | 13K | – |
VANGUARD INDEX FDS | MID CAP ETF | 778K | 3K | – |
J P MORGAN EXCHANGE TRADED F | INTRNL RES EQT | 780K | 12K | – |
ADOBE INC | COM | 788K | 1K | – |
J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 790K | 14K | – |
GOLDMAN SACHS GROUP INC | COM | 791K | 2K | – |
VANGUARD INDEX FDS | SMALL CP ETF | 806K | 4K | – |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 818K | 2K | – |
AFLAC INC | COM | 835K | 9K | – |
PRUDENTIAL FINL INC | COM | 855K | 7K | – |
NETFLIX INC | COM | 885K | 1K | – |
ISHARES TR | RUS MD CP GR ETF | 905K | 8K | – |
AMERICAN CENTY ETF TR | INTL SMCP VLU | 921K | 14K | – |
HOME DEPOT INC | COM | 1M | 3K | – |
ISHARES TR | IBOXX INV CP ETF | 1M | 10K | – |
FLEXSHARES TR | HIG YLD VL ETF | 1M | 27K | – |
NIKE INC | CL B | 1M | 15K | – |
BOEING CO | COM | 1M | 6K | – |
INTERNATIONAL BUSINESS MACHS | COM | 1M | 7K | – |
SALESFORCE INC | COM | 1M | 4K | – |
J P MORGAN EXCHANGE TRADED F | INTL BD OPP ETF | 1M | 25K | – |
CISCO SYS INC | COM | 1M | 25K | – |
GILEAD SCIENCES INC | COM | 1M | 17K | – |
ISHARES TR | PFD AND INCM SEC | 1M | 38K | – |
TOYOTA MOTOR CORP | ADS | 1M | 6K | – |
ABBOTT LABS | COM | 1M | 12K | – |
JOHNSON & JOHNSON | COM | 1M | 9K | – |
OLD REP INTL CORP | COM | 1M | 42K | – |
CINTAS CORP | COM | 1M | 2K | – |
ALPHABET INC | CAP STK CL C | 1M | 7K | – |
PEPSICO INC | COM | 1M | 8K | – |
INTEL CORP | COM | 1M | 43K | – |
META PLATFORMS INC | CL A | 1M | 3K | – |
EXELON CORP | COM | 1M | 40K | – |
ORACLE CORP | COM | 1M | 10K | – |
CHEVRON CORP NEW | COM | 1M | 9K | – |
VISA INC | COM CL A | 1M | 6K | – |
ALPHABET INC | CAP STK CL A | 1M | 8K | – |
ISHARES TR | 0-5YR HI YL CP | 2M | 38K | – |
AMERICAN CENTY ETF TR | US SML CP VALU | 2M | 19K | – |
ABBVIE INC | COM | 2M | 10K | – |
QUALCOMM INC | COM | 2M | 9K | – |
INVESCO EXCH TRADED FD TR II | PFD ETF | 2M | 152K | – |
BANK AMERICA CORP | COM | 2M | 45K | – |
J P MORGAN EXCHANGE TRADED F | JPMORGAN DIVER | 2M | 16K | – |
VANGUARD INDEX FDS | REAL ESTATE ETF | 2M | 21K | – |
FLEXSHARES TR | MORNSTAR UPSTR | 2M | 47K | – |
DOVER CORP | COM | 2M | 11K | – |
MCDONALDS CORP | COM | 2M | 8K | – |
ISHARES TR | NATIONAL MUN ETF | 2M | 21K | – |
WALMART INC | COM | 2M | 35K | – |
VANECK ETF TRUST | EMERGING MRKT HI | 3M | 144K | – |
ISHARES TR | MSCI EAFE ETF | 3M | 35K | – |
JPMORGAN CHASE & CO | COM | 3M | 14K | – |
NVIDIA CORPORATION | COM | 3M | 24K | – |
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 3M | 113K | – |
FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 3M | 174K | – |
ISHARES TR | RUS 1000 GRW ETF | 3M | 8K | – |
WISDOMTREE TR | FLOATNG RAT TREA | 3M | 67K | – |
AMAZON COM INC | COM | 3M | 18K | – |
ELI LILLY & CO | COM | 4M | 4K | – |
ISHARES TR | CORE S&P500 ETF | 4M | 7K | – |
FIRST TR EXCH TRADED FD III | MANAGD MUN ETF | 4M | 83K | – |
MICROSOFT CORP | COM | 5M | 10K | – |
COSTCO WHSL CORP NEW | COM | 6M | 7K | – |
SPDR S&P 500 ETF TR | TR UNIT | 6M | 11K | – |
VANECK ETF TRUST | MRNGSTR WDE MOAT | 7M | 76K | – |
FIRST TR EXCHNG TRADED FD VI | TCW UNCONSTRAI | 7M | 282K | – |
APPLE INC | COM | 7M | 33K | – |
ISHARES TR | CORE S&P SCP ETF | 7M | 67K | – |
VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 8M | 160K | – |