ETESIAN WEALTH ADVISORS, INC.

Adviser information for ETESIAN WEALTH ADVISORS, INC. last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Oregon, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 480 $280.6M
Non-Discretionary 27 $4.2M
Total 507 $284.7M

Clients

Type Number RAUM
Individuals 183 $57.6M
HNW Individuals 64 $199.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $28.2M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-70785
SEC ERA File Number 801-70785
SEC CIK Numbers 1997586
SEC CRD Numbers 152127
Legal Entity Identifier None

Principal Office

1969 WILLAMETTE FALLS DRIVE, #200
WEST LINN
OR
United States
Monday - Friday, 8:00AM - 4:00PM
Tel: 503-387-3615, Fax: 503-387-3261

Chief Compliance Officer

STANLEY LOCHRIE
PRESIDENT
1969 WILLAMETTE FALLS DR.
SUITE 200
WEST LINN
OR
United States
Tel: 503-387-3615
Fax: 503-387-3261
(Full email address available in API data)

Regulatory Contact

BARB LOCHRIE
COO
1969 WILLAMETTE FALLS DR
SUITE #200
WEST LINN
OR
United States
Tel: 503-387-3615
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
LOCHRIE, STANLEY, CLAYTON Individual OWNER, PRESIDENT, CHIEF COMPLIANCE OFFICER 12/2009 25-50%
LOCHRIE, BARBARA Individual OWNER 07/2012 25-50%
Wright, Benjamin, W Individual SHAREHOLDER 04/2019 10-25%
Steele, Jesse, Jonathan Individual SHAREHOLDER 04/2019 10-25%

No. Employees, Historic

105020192020202120222023202420256 on 5/30/20196 on 7/15/20196 on 2/3/20206 on 3/25/20206 on 6/25/20206 on 2/23/20217 on 2/10/20226 on 1/25/20236 on 3/12/2024

RAUM, Historic

300M150M02019202020212022202320242025215199291 on 5/30/2019215199291 on 7/15/2019215199291 on 2/3/2020234000000 on 3/25/2020234000000 on 6/25/2020267209008 on 2/23/2021292688000 on 2/10/2022258408400 on 1/25/2023284742953 on 3/12/2024

No. Clients, Historic

30015002019202020212022202320242025145 on 5/30/2019145 on 7/15/2019145 on 2/3/2020152 on 3/25/2020152 on 6/25/2020190 on 2/23/2021185 on 2/10/2022249 on 1/25/2023247 on 3/12/2024

Holdings

From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
WEYERHAEUSER CO MTN BE COM NEW 205K 7K
CONOCOPHILLIPS COM 224K 2K
OREILLY AUTOMOTIVE INC COM 230K 218
NEXTERA ENERGY INC COM 252K 4K
TEXAS INSTRS INC COM 275K 1K
INTUIT COM 277K 422
ISHARES TR RUS 1000 ETF 280K 940
PUBLIC STORAGE COM 288K 1K
LOWES COS INC COM 288K 1K
BERKSHIRE HATHAWAY INC DEL CL B NEW 289K 710
PRICE T ROWE GROUP INC COM 291K 3K
SCHWAB STRATEGIC TR SCHWB FDT EMK LG 293K 10K
J P MORGAN EXCHANGE TRADED F CORE PLUS BD ETF 320K 7K
SK TELECOM LTD SPONSORED ADR 322K 15K
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 322K 6K
BROADCOM INC COM 329K 205
AMERICAN CENTY ETF TR INTERNATIONAL LR 338K 6K
CVS HEALTH CORP COM 354K 6K
SEMPRA COM 376K 5K
VANECK ETF TRUST MORNINGSTAR SMID 379K 12K
MCKESSON CORP COM 395K 677
WASTE MGMT INC DEL COM 472K 2K
UNITEDHEALTH GROUP INC COM 476K 934
THERMO FISHER SCIENTIFIC INC COM 477K 863
ISHARES TR 20 YR TR BD ETF 504K 5K
AUTOMATIC DATA PROCESSING IN COM 506K 2K
FORD MTR CO DEL COM 539K 43K
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 570K 13K
CARDINAL HEALTH INC COM 575K 6K
BLACKROCK INC COM 577K 733
AT&T INC COM 589K 31K
WISDOMTREE TR US QTLY DIV GRT 595K 8K
J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 599K 11K
CONSTELLATION ENERGY CORP COM 603K 3K
PNC FINL SVCS GROUP INC COM 612K 4K
3M CO COM 654K 6K
EXXON MOBIL CORP COM 687K 6K
VANECK ETF TRUST FALLEN ANGEL HG 688K 24K
VANECK ETF TRUST PREFERRED SECURT 718K 42K
WISDOMTREE TR US QUALITY GROW 723K 16K
PROCTER AND GAMBLE CO COM 745K 5K
INVESCO EXCH TRADED FD TR II VAR RATE PFD 746K 31K
DISNEY WALT CO COM 751K 8K
MEDTRONIC PLC SHS 752K 10K
ARCHER DANIELS MIDLAND CO COM 760K 13K
VANGUARD INDEX FDS MID CAP ETF 778K 3K
J P MORGAN EXCHANGE TRADED F INTRNL RES EQT 780K 12K
ADOBE INC COM 788K 1K
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 790K 14K
GOLDMAN SACHS GROUP INC COM 791K 2K
VANGUARD INDEX FDS SMALL CP ETF 806K 4K
VANGUARD INDEX FDS S&P 500 ETF SHS 818K 2K
AFLAC INC COM 835K 9K
PRUDENTIAL FINL INC COM 855K 7K
NETFLIX INC COM 885K 1K
ISHARES TR RUS MD CP GR ETF 905K 8K
AMERICAN CENTY ETF TR INTL SMCP VLU 921K 14K
HOME DEPOT INC COM 1M 3K
ISHARES TR IBOXX INV CP ETF 1M 10K
FLEXSHARES TR HIG YLD VL ETF 1M 27K
NIKE INC CL B 1M 15K
BOEING CO COM 1M 6K
INTERNATIONAL BUSINESS MACHS COM 1M 7K
SALESFORCE INC COM 1M 4K
J P MORGAN EXCHANGE TRADED F INTL BD OPP ETF 1M 25K
CISCO SYS INC COM 1M 25K
GILEAD SCIENCES INC COM 1M 17K
ISHARES TR PFD AND INCM SEC 1M 38K
TOYOTA MOTOR CORP ADS 1M 6K
ABBOTT LABS COM 1M 12K
JOHNSON & JOHNSON COM 1M 9K
OLD REP INTL CORP COM 1M 42K
CINTAS CORP COM 1M 2K
ALPHABET INC CAP STK CL C 1M 7K
PEPSICO INC COM 1M 8K
INTEL CORP COM 1M 43K
META PLATFORMS INC CL A 1M 3K
EXELON CORP COM 1M 40K
ORACLE CORP COM 1M 10K
CHEVRON CORP NEW COM 1M 9K
VISA INC COM CL A 1M 6K
ALPHABET INC CAP STK CL A 1M 8K
ISHARES TR 0-5YR HI YL CP 2M 38K
AMERICAN CENTY ETF TR US SML CP VALU 2M 19K
ABBVIE INC COM 2M 10K
QUALCOMM INC COM 2M 9K
INVESCO EXCH TRADED FD TR II PFD ETF 2M 152K
BANK AMERICA CORP COM 2M 45K
J P MORGAN EXCHANGE TRADED F JPMORGAN DIVER 2M 16K
VANGUARD INDEX FDS REAL ESTATE ETF 2M 21K
FLEXSHARES TR MORNSTAR UPSTR 2M 47K
DOVER CORP COM 2M 11K
MCDONALDS CORP COM 2M 8K
ISHARES TR NATIONAL MUN ETF 2M 21K
WALMART INC COM 2M 35K
VANECK ETF TRUST EMERGING MRKT HI 3M 144K
ISHARES TR MSCI EAFE ETF 3M 35K
JPMORGAN CHASE & CO COM 3M 14K
NVIDIA CORPORATION COM 3M 24K
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 3M 113K
FIRST TR EXCH TRADED FD III PFD SECS INC ETF 3M 174K
ISHARES TR RUS 1000 GRW ETF 3M 8K
WISDOMTREE TR FLOATNG RAT TREA 3M 67K
AMAZON COM INC COM 3M 18K
ELI LILLY & CO COM 4M 4K
ISHARES TR CORE S&P500 ETF 4M 7K
FIRST TR EXCH TRADED FD III MANAGD MUN ETF 4M 83K
MICROSOFT CORP COM 5M 10K
COSTCO WHSL CORP NEW COM 6M 7K
SPDR S&P 500 ETF TR TR UNIT 6M 11K
VANECK ETF TRUST MRNGSTR WDE MOAT 7M 76K
FIRST TR EXCHNG TRADED FD VI TCW UNCONSTRAI 7M 282K
APPLE INC COM 7M 33K
ISHARES TR CORE S&P SCP ETF 7M 67K
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 8M 160K