CKW FINANCIAL GROUP, LLC
Adviser information for CKW FINANCIAL GROUP, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hawaii, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,421 | $1.0B |
| Non-Discretionary | 49 | $937.7M |
| Total | 1,470 | $2.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 272 | $74.9M |
| HNW Individuals | 246 | $554.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 28 | $1.1B |
| Charitable organizations | 22 | $50.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 46 | $211.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 2.0B |
| Portfolio Manager to Program | Sponsor |
|---|---|
| CKW FINANCIAL GROUP WRAP FEE PROGRAM | CKW FINANCIAL GROUP, LLC |
Principal Office
1003 BISHOP STREETSUITE 1950
HONOLULU
HI
United States
Monday - Friday, 8:00 AM - 4:00 PM
Tel: 808-629-7600, Fax: 808-675-5400
Websites
Chief Compliance Officer
CARL CHOY
MANAGING MEMBER, PRINCIPAL
1003 BISHOP STREET
SUITE 1950
HONOLULU
HI
United States
Tel:
808-629-7600
Fax:
808-675-5400
C********@************M
(Full email address available in API data)
Regulatory Contact
NICK WHITE
COMPLIANCE MANAGER
1003 BISHOP STREET
SUITE 1950
HONOLULU
HI
United States
Tel:
808-629-7600
Fax:
808-675-5400
N*********@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CHOY, CARL, EDWARD | Individual | – | MANAGING MEMBER, CCO | 10/2009 | 50-75% |
| KINNEY, LYNNE, RENEE | Individual | – | MANAGING MEMBER, CIO | 10/2009 | 25-50% |
| WO, RONALD, CHING | Individual | – | MEMBER | 10/2009 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBVIE INC COM USD0.01 | COM | 885 | 5K | – |
| ABERCROMBIE &FITCH CO CL A COM USD0.01 | CL A | 18 | 100 | – |
| ADOBE INC COM | COM | 56 | 100 | – |
| ADVANCED MICRO DEVICES INC | COM | 327 | 2K | – |
| AEGON LIMITED AMER REGD CERT(1 SH EUR0.12) | AMER REG 1 CERT | 37 | 6K | – |
| AFLAC INC COM USD0.10 | COM | 108 | 1K | – |
| AGILENT TECHNOLOGIES INC COM USD0.01 | COM | 11 | 87 | – |
| AKAMAI TECHNOLOGIES COM USD0.01 | COM | 0 | 1 | – |
| ALCOA CORP COM | COM | 0 | 5 | – |
| ALEXANDER &BALDWIN INC NEW COM | COM | 267 | 16K | – |
| ALLSTATE CORP COM USD0.01 | COM | 72 | 450 | – |
| ALNYLAM PHARMACEUTICALS INC | COM | 49 | 200 | – |
| ALPHABET INC CAP STK CL A | CAP STK CL A | 3K | 14K | – |
| ALPHABET INC CAP STK CL C | CAP STK CL C | 2K | 11K | – |
| AMAZON.COM INC | COM | 6K | 30K | – |
| AMERICAN AXLE & MANUFACTURING HOLDINGS INC | COM | 7 | 1K | – |
| AMERICAN ELEC PWR CO INC COM | COM | 48 | 550 | – |
| AMGEN INC | COM | 38 | 123 | – |
| ANGIODYNAMICS INC | COM | 0 | 17 | – |
| ANHEUSER-BUSCH INBEV SA/NV ADR EAH REP 1 ORD NPV | SPONSORED ADR | 108 | 2K | – |
| APPLE INC | COM | 3K | 16K | – |
| AT&T INC COM USD1 | COM | 95 | 5K | – |
| AVANOS MED INC COM | COM | 0 | 12 | – |
| AVANTOR INC COM | COM | 50 | 2K | – |
| BAKER HUGHES COMPANY CL A | CL A | 94 | 3K | – |
| BANK AMERICA CORP COM | COM | 783 | 20K | – |
| BANK OF HAWAII CORP | COM | 267 | 5K | – |
| BANK OF NEW YORK MELLON CORP COM USD0.01 | COM | 174 | 3K | – |
| BARRICK GOLD CORPORATION COM NPV ISIN #CA0679011084 SEDOL #2024644 | COM | 0 | 25 | – |
| BAXTER INTERNATIONAL INC COM USD1.00 | COM | 36 | 1K | – |
| BERKSHIRE HATHAWAY INC COM USD0.0033 CLASS B | CL B NEW | 428 | 1K | – |
| BEST BUY CO INC COM USD0.10 | COM | 3 | 33 | – |
| BIOGEN INC COM USD0.0005 | COM | 23 | 100 | – |
| BIOMARIN PHARMACEUTICAL COM USD0.001 | COM | 57 | 700 | – |
| BLACKROCK DEBT STRATEGIES FD I COM NEW | COM NEW | 83 | 8K | – |
| BOEING CO | COM | 47 | 250 | – |
| BOOKING HOLDINGS INC COM | COM | 117 | 30 | – |
| BP PLC SPONSORED ADR | SPONSORED ADR | 16 | 429 | – |
| BRIGHTHOUSE FINL INC COM | COM | 22 | 500 | – |
| BRISTOL-MYERS SQUIBB CO COM | COM | 35 | 850 | – |
| BROADCOM INC COM | COM | 46 | 28 | – |
| CAPITAL ONE FINANCIAL CORP COM USD0.01 | COM | 192 | 1K | – |
| CARMAX INC | COM | 0 | 6 | – |
| CARRIER GLOBAL CORPORATION COM | COM | 121 | 2K | – |
| CELANESE CORP DEL COM | COM | 46 | 350 | – |
| CENTRAL PACIFIC FINANCIAL CORP | COM NEW | 61 | 3K | – |
| CHARTER COMMUNICATIONS INC NEW CL A | CL A | 170 | 575 | – |
| CHEMOURS CO COM | COM | 1 | 55 | – |
| CHEVRON CORP NEW COM | COM | 201 | 1K | – |
| CISCO SYSTEMS INC | COM | 93 | 2K | – |
| CITIGROUP INC | COM NEW | 108 | 2K | – |
| COCA-COLA CO | COM | 23 | 363 | – |
| COGNIZANT TECHNOLOGY SOLUTIONS CORP COM CL A USD0.01 | CL A | 81 | 1K | – |
| COHERENT CORP COM | COM | 51 | 700 | – |
| COMCAST CORP | CL A | 141 | 4K | – |
| CONOCOPHILLIPS COM | COM | 74 | 650 | – |
| CORNING INC | COM | 213 | 6K | – |
| CORTEVA INC COM | COM | 52 | 986 | – |
| COSTAR GROUP INC | COM | 1 | 20 | – |
| COSTCO WHOLESALE CORP COM USD0.01 | COM | 2K | 2K | – |
| CVS HEALTH CORPORATION COM USD0.01 | COM | 198 | 3K | – |
| DAVITA INC COM | COM | 5 | 35 | – |
| DELL TECHNOLOGIES INC CL C | CL C | 69 | 482 | – |
| DISNEY WALT CO COM | COM | 88 | 895 | – |
| DOMINION ENERGY INC COM | COM | 58 | 1K | – |
| DOW INC COM | COM | 63 | 1K | – |
| DUKE ENERGY CORP NEW COM NEW ISIN #US26441C2044 SEDOL #B7JZSK0 | COM NEW | 29 | 288 | – |
| DUPONT DE NEMOURS INC COM | COM | 60 | 759 | – |
| DXC TECHNOLOGY CO COM | COM | 1 | 68 | – |
| ECHOSTAR CORPORATION COM USD0.001 CLASS A | CL A | 13 | 736 | – |
| ELANCO ANIMAL HEALTH INC COM | COM | 65 | 5K | – |
| ELI LILLY &CO COM | COM | 1K | 1K | – |
| EXXON MOBIL CORP COM | COM | 148 | 1K | – |
| FEDEX CORP COM USD0.10 | COM | 239 | 800 | – |
| FIDELITY ENHANCED LARGE CAP VALUE ETF | ENHANCED LARGE | 7 | 236 | – |
| FIDELITY ENHANCED MID CAP ETF | ENHANCED MID | 9 | 316 | – |
| FIDELITY ENHANCED SMALL CAP ETF | ENHANCED SMALL | 3 | 96 | – |
| FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF | MSCI INFO TECH I | 9 | 50 | – |
| FIDELITY NATL INFORMATION SERVICES COM USD0.01 | COM | 156 | 2K | – |
| FIRST HAWAIIAN INC COM | COM | 666 | 32K | – |
| FISERV INC COM STK USD0.01 | COM | 280 | 2K | – |
| FORD MTR CO DEL COM | COM | 137 | 11K | – |
| FOX CORP CL A COM | CL A COM | 72 | 2K | – |
| FOX CORP CL B COM | CL B COM | 25 | 800 | – |
| FUEL TECH INC COM STK USD0.01 | COM | 0 | 200 | – |
| GAMING & LEISURE P COM USD0.01 | COM | 18 | 400 | – |
| GAP INC COM | COM | 56 | 2K | – |
| GE AEROSPACE COM NEW | COM NEW | 247 | 2K | – |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | COMMON STOCK | 86 | 1K | – |
| GE VERNOVA INC COM | COM | 29 | 174 | – |
| GENTEX CORP | COM | 94 | 3K | – |
| GILEAD SCIENCES INC COM USD0.001 | COM | 137 | 2K | – |
| GOLDMAN SACHS EQUAL WEIGHT US LARGE CAP EQUITY ETF | EQUAL WEIGHT US | 32K | 458K | – |
| GOLDMAN SACHS GROUP INC COM USD0.01 | COM | 139 | 300 | – |
| GSK PLC SPON ADS EACH REP 2 ORD SHS | SPONSORED ADR | 151 | 4K | – |
| HALEON PLC SPON ADS EACH REP 2 ORD SHS | SPON ADS | 83 | 10K | – |
| HAWAIIAN ELECTRIC INDUSTRIES INC | COM | 93 | 11K | – |
| HEWLETT PACKARD ENTERPRISE CO COM | COM | 19 | 921 | – |
| HONDA MOTOR CO ADR-EACH CNV INTO 3 ORD | ADR ECH CNV IN 3 | 85 | 3K | – |
| HP INC COM | COM | 110 | 3K | – |
| HUBSPOT INC | COM | 120 | 203 | – |
| HUMANA INC | COM | 93 | 250 | – |
| INCYTE CORP | COM | 61 | 1K | – |
| INNOVATIVE INDL PPTYS INC COM | COM | 19 | 173 | – |
| INTEL CORP COM USD0.001 | COM | 188 | 6K | – |
| INTERNATIONAL BUS MACH CORP COM USD0.20 | COM | 449 | 3K | – |
| INTERNATIONAL FLAVORS &FRAGRANCES COM USD0.125 | COM | 102 | 1K | – |
| INVESCO QQQ TR UNIT SER 1 | UNIT SER 1 | 31 | 65 | – |
| ISHARES CORE AGGRESSIVE ALLOCATION ETF | AGGRES ALLOC ETF | 54 | 726 | – |
| ISHARES CORE GROWTH ALLOCATION ETF | GRWT ALLOCAT ETF | 68 | 1K | – |
| ISHARES CORE S&P 500 ETF | CORE S&P500 ETF | 375K | 684K | – |
| ISHARES CORE S&P MID-CAP ETF | CORE S&P MCP ETF | 47K | 809K | – |
| ISHARES GOLD TR ISHARES NEW ISIN #US4642852044 SEDOL #BKP74N6 | ISHARES NEW | 0 | 9 | – |
| ISHARES INC CORE MSCI EMERGING MKTS ETF | CORE MSCI EMKT | 37K | 689K | – |
| ISHARES INC MSCI EMERG MRKT | MSCI EMERG MRKT | 31 | 536 | – |
| ISHARES INC MSCI GBL MIN VOL | MSCI GBL MIN VOL | 669 | 6K | – |
| ISHARES MSCI EAFE ETF | MSCI EAFE ETF | 13 | 171 | – |
| ISHARES MSCI EMR MRK EX CHNA | MSCI EMRG CHN | 25K | 421K | – |
| ISHARES RUSSELL 1000 VALUE ETF | RUS 1000 VAL ETF | 28 | 162 | – |
| ISHARES TR 20 YR TR BD ETF | 20 YR TR BD ETF | 10 | 116 | – |
| ISHARES TR BLACKROCK ULTRA | BLACKROCK ULTRA | 78 | 2K | – |
| ISHARES TR IBOXX HI YD ETF | IBOXX HI YD ETF | 100 | 1K | – |
| ISHARES TR JP MOR EM MK ETF | JPMORGAN USD EMG | 1K | 14K | – |
| ISHARES TR MSCI ACWI ETF | MSCI ACWI ETF | 2K | 19K | – |
| ISHARES TR MSCI ACWI EX US | MSCI ACWI EX US | 7 | 130 | – |
| ISHARES TR MSCI EAFE MIN VL | MSCI EAFE MIN VL | 45 | 649 | – |
| ISHARES TRUST 0-5YR HIGH YIELD CORP BD ISIN #US46434V4077 SEDOL #BFS2LL0 | 0-5YR HI YL CP | 428 | 10K | – |
| ISHARES TRUST CORE MSCI EAFE ETF | CORE MSCI EAFE | 151K | 2M | – |
| ISHARES US TECHNOLOGY ETF | U.S. TECH ETF | 82 | 540 | – |
| JOBY AVIATION INC COMMON STOCK | COMMON STOCK | 1 | 300 | – |
| JOHNSON &JOHNSON COM USD1.00 | COM | 690 | 5K | – |
| JOHNSON CONTROLS INTERNATIONAL PLC COM USD1.00 | SHS | 229 | 4K | – |
| JPMORGAN CHASE &CO. COM | COM | 2K | 11K | – |
| JUNIPER NETWORKS COM USD0.00001 | COM | 77 | 2K | – |
| KEYSIGHT TECHNOLOGIES INC COM USD0.01 WD | COM | 5 | 40 | – |
| KIMBERLY-CLARK CORP COM | COM | 14 | 104 | – |
| KYNDRYL HLDGS INC COMMON STOCK | COMMON STOCK | 8 | 285 | – |
| LAKELAND FINANCIAL CORP | COM | 192 | 3K | – |
| LYONDELLBASELL INDUSTRIES N V COM EUR0.04 CLASS A | SHS - A - | 76 | 800 | – |
| MAGNA INTL INC COM ISIN #CA5592224011 SEDOL #2554475 | COM | 60 | 1K | – |
| MARSH &MCLENNAN COMPANIES INC COM USD1.00 | COM | 407 | 2K | – |
| MATSON INC COM NPV | COM | 5K | 36K | – |
| MCDONALD S CORP | COM | 36K | 143K | – |
| MEDTRONIC PLC | SHS | 31 | 400 | – |
| META PLATFORMS INC CLASS A COMMON STOCK | CL A | 101 | 200 | – |
| METLIFE INC COM USD0.01 | COM | 220 | 3K | – |
| MICROSOFT CORP | COM | 5K | 10K | – |
| MODINE MANUFACTURING CO | COM | 77 | 750 | – |
| MOLSON COORS BEVERAGE CO CL B | CL B | 46 | 900 | – |
| MONSTER BEVERAGE CORP NEW COM | COM | 180 | 4K | – |
| MOTOROLA SOLUTIONS INC | COM NEW | 23 | 60 | – |
| NETFLIX INC | COM | 135 | 200 | – |
| NEWS CORP | CL A | 15 | 562 | – |
| NIKE INC CLASS B COM NPV | CL B | 258 | 3K | – |
| NORFOLK SOUTHN CORP COM | COM | 139 | 650 | – |
| NOVARTIS AG SPONSORED ADR | SPONSORED ADR | 85 | 800 | – |
| NOVO NORDISK A/S ADR-EACH CNV INTO 1 CLASS B DKK1 | ADR | 4 | 30 | – |
| NVIDIA CORPORATION COM | COM | 9K | 70K | – |
| OCCIDENTAL PETE CORP COM | COM | 350 | 6K | – |
| OCCIDENTAL PETE CORP WTS EXP 08/03/2027 | *W EXP 08/03/202 | 28 | 687 | – |
| ONEMEDNET CORP CL A | CL A | 539 | 578K | – |
| OTIS WORLDWIDE CORP COM | COM | 10 | 102 | – |
| PAYPAL HLDGS INC COM | COM | 0 | 5 | – |
| PEPSICO INC | COM | 0 | 1 | – |
| PETROLEO BRASILEIRO SA PETROBRAS SPON ADS EACH REP 2 ORD SHS | SPONSORED ADR | 2 | 153 | – |
| PFIZER INC | COM | 11 | 406 | – |
| PIMCO 0-5 YEAR HIGH YIELD CORPORATE BOND INDEX ETF | 0-5 HIGH YIELD | 2K | 19K | – |
| PROCTER AND GAMBLE CO COM | COM | 626 | 4K | – |
| PROGYNY INC COM | COM | 17 | 597 | – |
| PULMONX CORP COM | COM | 3 | 525 | – |
| REALTY INCOME CORP COM | COM | 4 | 75 | – |
| REGENERON PHARMACEUTICALS INC | COM | 116 | 110 | – |
| RIVIAN AUTOMOTIVE INC COM CL A | COM CL A | 3 | 240 | – |
| RTX CORPORATION COM USD1.00 | COM | 254 | 3K | – |
| SANOFI ADR REP 1 1/2 ORD | SPONSORED ADR | 245 | 5K | – |
| SCHWAB CHARLES CORP COM | COM | 338 | 5K | – |
| SHOPIFY INC COM NPV CL A ISIN #CA82509L1076 SEDOL #BX865C7 | CL A | 106 | 2K | – |
| SNAP INC CL A | CL A | 8 | 520 | – |
| SONY GROUP CORPORATION SPON ADS EACH REPR 1 ORD SHS | SPONSORED ADR | 9 | 100 | – |
| SPDR S&P MIDCAP 400 ETF | UTSER1 S&PDCRP | 11 | 20 | – |
| SPDR S&P500 ETF TRUST TRUST UNIT DEPOSITARY RECEIPT | TR UNIT | 344 | 631 | – |
| STARBUCKS CORP COM USD0.001 | COM | 160 | 2K | – |
| STATE STREET CORP | COM | 63 | 850 | – |
| STEM INC COM | COM | 9 | 8K | – |
| SUN COMMUNITIES INC | COM | 36 | 300 | – |
| SUNCOR ENERGY INC NEW COM ISIN #CA8672241079 SEDOL #B3NB1P2 | COM | 2 | 50 | – |
| TAIWAN SEMICONDUCTOR MANUFACTURING SPON ADS EACH REP 5 ORD TWD10 | SPONSORED ADR | 146 | 850 | – |
| TE CONNECTIVITY LTD COM CHF0.57 | SHS | 89 | 600 | – |
| TERRITORIAL BANCORP INC | COM | 2 | 200 | – |
| TESLA INC COM | COM | 126 | 600 | – |
| TEXAS INSTRUMENTS INC COM USD1.00 | COM | 293 | 2K | – |
| THE CIGNA GROUP COM | COM | 155 | 475 | – |
| THE TRADE DESK INC COM CL A | COM CL A | 2 | 20 | – |
| T-MOBILE US INC COM | COM | 98 | 550 | – |
| TOYOTA MOTOR CORP ADR-EACH REP 10 ORD NPV LVL | ADS | 920 | 5K | – |
| TRIPADVISOR INC COM | COM | 0 | 25 | – |
| TRUIST FINL CORP COM | COM | 110 | 3K | – |
| TRUMP MEDIA &TECHNOLOGY GROUP COM | COM | 5 | 162 | – |
| TYLER TECHNOLOGIES INC | COM | 14 | 28 | – |
| UBER TECHNOLOGIES INC COM | COM | 2 | 25 | – |
| UBS GROUP AG | SHS | 42 | 1K | – |
| UNITED AIRLS HLDGS INC COM | COM | 3 | 53 | – |
| UNITED PARCEL SERVICE INC CL B | CL B | 585 | 4K | – |
| UNITEDHEALTH GROUP INC | COM | 99 | 200 | – |
| UTILITIES SELECT SECTOR SPDR FUND | SBI INT-UTILS | 378 | 6K | – |
| V F CORP COM NPV | COM | 22 | 2K | – |
| VANGUARD INTL EQUITY INDEX FDS ALLWRLD EX US | ALLWRLD EX US | 11K | 184K | – |
| VANGUARD INTL EQUITY INDEX FDS FTSE EMR MKT ETF | FTSE EMR MKT ETF | 121 | 3K | – |
| VANGUARD SCOTTSDALE FUNDS VANGUARD RUSS1000 GROWTH IDX FD ETF | VNG RUS1000GRW | 4K | 38K | – |
| VERIZON COMMUNICATIONS INC | COM | 215 | 5K | – |
| VIATRIS INC COM | COM | 1 | 52 | – |
| VISA INC | COM CL A | 33 | 125 | – |
| VISTA GOLD CORP COM NPV ISIN #CA9279263037 SEDOL #B1P75F2 | COM NEW | 0 | 25 | – |
| WABTEC COM | COM | 4 | 27 | – |
| WALMART INC COM | COM | 409 | 6K | – |
| WARNER BROS DISCOVERY INC COM SER A | COM SER A | 8 | 1K | – |
| WELLS FARGO CO NEW COM | COM | 315 | 5K | – |
| WESTERN DIGITAL CORP. COM | COM | 0 | 5 | – |
| WILLIAMS COS INC COM | COM | 102 | 2K | – |
| WILLIS TOWERS WATSON PLC COM USD0.000304635 | SHS | 31 | 120 | – |
| WK KELLOGG CO COM SHS | COM SHS | 3 | 200 | – |
| XOS INC COM | COM | 34 | 5K | – |
| YUM CHINA HLDGS INC COM | COM | 3 | 100 | – |
| ZIMMER BIOMET HOLDINGS INC COM | COM | 91 | 855 | – |
| ZIMVIE INC COM | COM | 0 | 1 | – |
| ZOOM VIDEO COMMUNICATIONS INC CL A | CL A | 6 | 100 | – |