SAFRAN WEALTH ADVISORS, LLC
Adviser information for SAFRAN WEALTH ADVISORS, LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 392 | $110.8M |
| Non-Discretionary | 14 | $8.0M |
| Total | 406 | $118.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 51 | $8.0M |
| HNW Individuals | 52 | $110.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-70797 |
|---|---|
| SEC ERA File Number | 801-70797 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 152161 |
| Legal Entity Identifier | None |
Principal Office
641 LEXINGTON AVE.14TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 A.M.-5:00 P.M.
Tel: 212-328-9530, Fax: 212-202-7828
Chief Compliance Officer
ERIKA SAFRAN
CEO
641 LEXINGTON AVENUE
14TH FL.
NEW YORK
NY
United States
Tel:
212-328-9530
Fax:
212-202-7828
E******@***********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SAFRAN, ERIKA | Individual | – | CEO/CHIEF COMPLIANCE OFFICER | 10/2009 | > 75% |