TEMPLETON & PHILLIPS CAPITAL MANAGEMENT, LLC
Adviser information for TEMPLETON & PHILLIPS CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Tennessee, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 72 | $161.7M |
| Non-Discretionary | 7 | $40.8M |
| Total | 79 | $202.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 27 | $66.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $30.6M |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $101.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $4.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 3 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
810 SCENIC HIGHWAYLOOKOUT MOUNTAIN
TN
United States
Monday - Friday, 8:30 AM TO 5 PM
Tel: 423-826-0944, Fax: 423-826-0949
Chief Compliance Officer
SCOTT PHILLIPS
PRINCIPAL, MANAGING MEMBER
810 SCENIC HIGHWAY
LOOKOUT MOUNTAIN
TN
United States
Tel:
423-826-0944
Fax:
423-826-0949
S****@**********M
(Full email address available in API data)
Regulatory Contact
LAUREN TEMPLETON
PRESIDENT
810 SCENIC HIGHWAY
LOOKOUT MOUNTAIN
TN
United States
Tel:
423-826-0944
Fax:
423-826-0949
L*********@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| TEMPLETON & PHILLIPS PARTNERS FUND, LLC | Hedge Fund | $30.6M | $1.0M | 13 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TEMPLETON, LAUREN, CORTNEY | Individual | – | MANAGING MEMBER | 11/2001 | > 75% |
| PHILLIPS, DAVID, SCOTT | Individual | – | MANAGING MEMBER CHIEF COMPLIANCE OFFICER | 03/2017 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 201K | 3K | – |
| ALPHABET INC | CAP STK CL C | 379K | 2K | – |
| ALPHABET INC | CAP STK CL A | 3M | 16K | – |
| AMAZON COM INC | COM | 12M | 63K | – |
| APOLLO GLOBAL MGMT INC | COM | 1M | 11K | – |
| APPLE INC | COM | 265K | 1K | – |
| BANK NEW YORK MELLON CORP | COM | 216K | 4K | – |
| BEL FUSE INC | CL B | 760K | 12K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 41M | 101K | – |
| BROOKFIELD CORP | CL A LTD VT SH | 1M | 31K | – |
| CACI INTL INC | CL A | 2M | 4K | – |
| CASEYS GEN STORES INC | COM | 420K | 1K | – |
| COCA COLA CONS INC | COM | 2M | 2K | – |
| COSTCO WHSL CORP NEW | COM | 655K | 771 | – |
| COVENANT LOGISTICS GROUP INC | CL A | 2M | 46K | – |
| DISNEY WALT CO | COM | 217K | 2K | – |
| DORCHESTER MINERALS LP | COM UNIT | 384K | 12K | – |
| ELI LILLY & CO | COM | 277K | 306 | – |
| FAIR ISAAC CORP | COM | 1M | 722 | – |
| FEDEX CORP | COM | 219K | 731 | – |
| HCA HEALTHCARE INC | COM | 1M | 4K | – |
| HDFC BANK LTD | SPONSORED ADS | 9M | 145K | – |
| ICICI BANK LIMITED | ADR | 437K | 15K | – |
| ISHARES TR | TIPS BD ETF | 60K | 561 | – |
| ISHARES TR | MSCI EMG MKT ETF | 15K | 343 | – |
| ISHARES TR | IBOXX INV CP ETF | 152K | 1K | – |
| ISHARES TR | RUS 1000 GRW ETF | 109K | 300 | – |
| ISHARES TR | EUROPE ETF | 62K | 1K | – |
| ISHARES TR | AGENCY BOND ETF | 108K | 1K | – |
| ISHARES TR | MBS ETF | 51K | 553 | – |
| ISHARES TR | PFD AND INCM SEC | 48K | 2K | – |
| ISHARES TR | IBONDS 25 TRM TS | 125K | 5K | – |
| ISHARES TR | IBONDS 24 TRM TS | 173K | 7K | – |
| JPMORGAN CHASE & CO. | COM | 215K | 1K | – |
| MONDELEZ INTL INC | CL A | 3M | 39K | – |
| PEPSICO INC | COM | 583K | 4K | – |
| PERIMETER SOLUTIONS SA | COMMON STOCK | 1M | 132K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 351K | 645 | – |
| SPDR SER TR | PORTFOLIO S&P600 | 449K | 11K | – |
| STARBUCKS CORP | COM | 5M | 65K | – |
| TRAVELERS COMPANIES INC | COM | 204K | 1K | – |
| ULTA BEAUTY INC | COM | 1M | 3K | – |
| UNILEVER PLC | SPON ADR NEW | 8M | 153K | – |
| UNITEDHEALTH GROUP INC | COM | 3M | 7K | – |
| VISA INC | COM CL A | 7M | 29K | – |
| WALMART INC | COM | 207K | 3K | – |
| WESTERN DIGITAL CORP. | COM | 372K | 5K | – |