ALVARIUM INVESTMENT ADVISORS (US), INC.
Adviser information for ALVARIUM INVESTMENT ADVISORS (US), INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 11 | $92.6M |
| Non-Discretionary | 28 | $747.6M |
| Total | 39 | $840.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 38 | $767.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 1 | $73.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 94 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-70809 |
|---|---|
| SEC ERA File Number | 801-70809 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 152104 |
| Legal Entity Identifier | None |
Principal Office
1111 BRICKELL AVENUESUITE 2802
MIAMI
FL
United States
Monday - Friday, 9:00 AM - 6:00 PM
Tel: 305.373.8033, Fax: 305.374.8246
Chief Compliance Officer
WHITNEY FOGLE LEWIS
GENERAL COUNSEL
100 CRESCENT COURT
SUITE 500
DALLAS
TX
United States
Tel:
214-855-2202
W************@**************M
(Full email address available in API data)
Regulatory Contact
EDWIN FERMIN
DIRECTOR OF COMPLIANCE
1111 BRICKELL AVENUE
SUITE 2802
MIAMI
FL
United States
Tel:
305-373-8033
Fax:
3053748246
E***********@**************M
(Full email address available in API data)
Industry Affiliates
| ALTI CI ADVISORS (UK) LIMITED | Other investment adviser, including financial planners |
| ALTI PO (PAYMENTS) LIMITED | Insurance company or agency |
| ALTI RE LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ALTI STRATEGIC ADVISORY (UK) LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| ALTI STRATEGIC ADVISORY (US) BD, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| ALTI WEALTH MANAGEMENT (FRANCE) SAS | Other investment adviser, including financial planners |
| ALTI WEALTH MANAGEMENT (HONG KONG) LIMITED | Other investment adviser, including financial planners |
| ALTI WEALTH MANAGEMENT (PORTUGAL) - EMPRESA DE INVESTIMENTO, S.A. | Other investment adviser, including financial planners |
| ALTI WEALTH MANAGEMENT (SINGAPORE) PTE LIMITED | Other investment adviser, including financial planners |
| ALTI WEALTH MANAGEMENT (SWITZERLAND) SA | Other investment adviser, including financial planners |
| ALTI WEALTH MANAGEMENT (UK) LIMITED | Other investment adviser, including financial planners |
| ALVARIUM CI (US) LLC | Sponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| ALVARIUM CORE PARTNERS LLP | Other investment adviser, including financial planners |
| ALVARIUM FUND MANAGERS (UK) LIMITED | Other investment adviser, including financial planners |
| ALVARIUM INVESTMENT ADVISORS (SUISSE) SA | Other investment adviser, including financial planners |
| ALVARIUM INVESTMENT MANAGERS (UK) LLP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ALVARIUM RE (US), LLC | Sponsor or syndicator of limited partnerships |
| CASTEEL CAPITAL LLP | Other investment adviser, including financial planners |
| CRESCO CAPITAL ADVISERS LLP | Other investment adviser, including financial planners |
| ELLORA PARTNERS LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| HOLBEIN PARTNERS LLP | Other investment adviser, including financial planners |
| LJ MANAGEMENT (IOM) LIMITED | Trust company |
| LJ MANAGEMENT (SUISSE) SA | Trust company |
| OSPREY EQUITY PARTNERS LIMITED | Other investment adviser, including financial planners |
| POINTWISE PARTNERS LIMITED | Other investment adviser, including financial planners |
| PRADERA EUROPE LIMITED | Other investment adviser, including financial planners |
| PRADERA LIMITED | Other investment adviser, including financial planners |
| SOCIAL HOUSING INCOME ADVISORS LIMITED | Other investment adviser, including financial planners |
| TIEDEMANN ADVISORS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| TIEDEMANN CONSTANTIA AG | Other investment adviser, including financial planners |
| TIEDEMANN INTERNATIONAL (SWITZERLAND) 2 AG | Other investment adviser, including financial planners |
| TIEDEMANN TRUST COMPANY | Trust company |
| TIG ADVISORS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| REMY, JOSE, FELIX | Individual | – | DIRECTOR, PRESIDENT | 01/2015 | < 5% |
| DE LA SERNA, RICARDO, CAYETANO | Individual | – | DIRECTOR, VP AND SECRETARY | 01/2015 | < 5% |
| ALTI GLOBAL WEALTH MANAGEMENT HOLDINGS LIMITED | Foreign Entity | – | SHAREHOLDER | 01/2023 | > 75% |
| ALTI WEALTH MANAGEMENT HOLDINGS, LLC | Domestic Entity | ALTI GLOBAL WEALTH MANAGEMENT HOLDINGS LIMITED | SHAREHOLDER | 01/2023 | > 75% |
| ALTI GLOBAL HOLDINGS, LLC | Domestic Entity | ALTI WEALTH MANAGEMENT HOLDINGS, LLC | MEMBER | 01/2023 | > 75% |
| ALTI GLOBAL TOPCO LIMITED | Foreign Entity | ALTI GLOBAL HOLDINGS, LLC | MEMBER | 01/2023 | > 75% |
| LEWIS, WHITNEY, FOGLE | Individual | – | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 10/2023 | < 5% |
| ALTI GLOBAL CAPITAL, LLC | Domestic Entity | ALTI GLOBAL TOPCO LIMITED | SHAREHOLDER | 01/2023 | > 75% |
| ALTI GLOBAL, INC. | Domestic Entity | ALTI GLOBAL CAPITAL, LLC | MEMBER | 01/2023 | 25-50% |
| GROSSMAN, JAMIE, IVAN | Individual | – | DIRECTOR | 01/2023 | < 5% |
| FERMIN, EDWIN, ANDRES | Individual | – | DIRECTOR, COMPLIANCE OFFICER | 10/2023 | < 5% |