Hedge Fund Database

GRADIENT INVESTMENTS, LLC

Adviser information for GRADIENT INVESTMENTS, LLC last updated from Form ADV on January 24th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 39
Investment Advisory/Research 14
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 14
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 500

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 56,752 $5.3B
Non-Discretionary 0 $0
Total 56,752 $5.3B

Clients

Type Number RAUM
Individuals 21,457 $4.0B
HNW Individuals 813 $1.3B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 4 $6.7M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-70812
SEC ERA File Number 801-70812
SEC CIK Numbers None
SEC CRD Numbers 141726
Legal Entity Identifier None

Principal Office

4105 LEXINGTON AVENUE NORTH
SUITE 250
ARDEN HILLS
MN
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 888-824-3525, Fax: 651-212-2566

Websites

twitter.com/gi_invest www.gradientinvestments.com www.facebook.com/gradient-investments-llc-236379150467050/

Chief Compliance Officer

NICOLE ALEXANDER
CHIEF COMPLIANCE OFFICER
4105 LEXINGTON AVENUE NORTH
SUITE 250
ARDEN HILLS
MN
United States
Tel: 888-824-3525
Fax: 651-212-2566
(Full email address available in API data)

Regulatory Contact

MICHAEL BINGER
PRESIDENT
4105 LEXINGTON AVENUE NORTH
SUITE 250
ARDEN HILLS
MN
United States
Tel: 888-824-3525
Fax: 651-212-2566
(Full email address available in API data)

Industry Affiliates

GRADIENT ADVISORS, LLC Other investment adviser, including financial planners
GRADIENT ASSURANCE, LLC Insurance company or agency
GRADIENT FINANCIAL GROUP Accountant or accounting firmLawyer or law firm
GRADIENT INSURANCE BROKERAGE, LLC Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
LUCIUS, NATHAN, EDWARD Individual THE NATHAN E. LUCIUS REVOCABLE TRUST TRUSTEE 12/2020 > 75%
Alexander, NICOLE, SHELTON Individual – CHIEF COMPLIANCE OFFICER 07/2018 < 5%
BINGER, MICHAEL, ARTHUR Individual – PRESIDENT 07/2018 < 5%
THE NATHAN E. LUCIUS REVOCABLE TRUST Domestic Entity – MEMBER 03/2022 10-25%
LUCIUS, CHARLES, EDWARD Individual CHARLES E. LUCIUS ARIZONA SEPARATE PROPERTY REVOCABLE TRUST TRUSTEE 03/2023 > 75%
LUSON CAPITAL, LLC Domestic Entity – MEMBER 04/2022 10-25%
LUCIUS, NATHAN, EDWARD Individual LUSON CAPITAL, LLC MEMBER 03/2022 25-50%
LUCIUS, BRIAN, CHARLES Individual LUSON CAPITAL, LLC MEMBER 05/2013 25-50%
Lucius, Chaz, Harrison Individual LUSON CAPITAL, LLC MEMBER 05/2013 25-50%
Lucius, Cruz, Edward Individual LUSON CAPITAL, LLC MEMBER 05/2013 25-50%
CHARLES E. LUCIUS ARIZONA SEPARATE PROPERTY REVOCABLE TRUST Domestic Entity – MEMBER 03/2023 > 75%

No. Employees, Historic

40200201920202021202220232024202529 on 4/8/201929 on 6/20/201928 on 8/2/201928 on 8/6/201928 on 8/13/201928 on 10/2/201929 on 10/10/201930 on 11/21/201929 on 2/4/202029 on 3/13/202029 on 4/13/202029 on 6/2/202029 on 6/15/202029 on 6/18/202029 on 6/24/202029 on 9/3/202035 on 2/8/202135 on 6/15/202135 on 10/21/202135 on 10/26/202135 on 12/10/202135 on 12/10/202135 on 2/9/202237 on 2/16/202237 on 2/17/202237 on 2/28/202237 on 3/15/202237 on 3/28/202237 on 3/29/202238 on 5/10/202237 on 5/12/202238 on 6/7/202238 on 6/7/202238 on 6/27/202238 on 8/4/202238 on 9/19/202238 on 9/20/202238 on 1/25/202338 on 1/25/202338 on 2/2/202338 on 2/8/202338 on 2/23/202338 on 4/21/202338 on 5/26/202339 on 9/7/202339 on 10/6/202338 on 12/12/202339 on 12/13/202339 on 12/20/202339 on 12/20/202339 on 1/10/202439 on 1/24/2024

RAUM, Historic

6B3B020192020202120222023202420251953788052 on 4/8/20192123994140 on 6/20/20192123994140 on 8/2/20192123994140 on 8/6/20192123994140 on 8/13/20192123994140 on 10/2/20192123994140 on 10/10/20192123994140 on 11/21/20192585617270 on 2/4/20202585617270 on 3/13/20202585617270 on 4/13/20202585617270 on 6/2/20202585617270 on 6/15/20202585617270 on 6/18/20202585617270 on 6/24/20202585617270 on 9/3/20203237742557 on 2/8/20213237742557 on 6/15/20213237742557 on 10/21/20213237742557 on 10/26/20214361285283 on 12/10/20214361285283 on 12/10/20214361285283 on 2/9/20224375738817 on 2/16/20224375738817 on 2/17/20224375738817 on 2/28/20224375738817 on 3/15/20224375738817 on 3/28/20224375738817 on 3/29/20224188166705 on 5/10/20224188166705 on 5/12/20224188166705 on 6/7/20224188166705 on 6/7/20224188166705 on 6/27/20224188166705 on 8/4/20224080420870 on 9/19/20224080420870 on 9/20/20224080420870 on 1/25/20234080420870 on 1/25/20234017970656 on 2/2/20234017970656 on 2/8/20234017970656 on 2/23/20234613194216 on 4/21/20234613194216 on 5/26/20234613194216 on 9/7/20234881233258 on 10/6/20234881233258 on 12/12/20234881233258 on 12/13/20234881233258 on 12/20/20234881233258 on 12/20/20234881233258 on 1/10/20245268163746 on 1/24/2024

No. Clients, Historic

30,00015,0000201920202021202220232024202512744 on 4/8/201912866 on 6/20/201912866 on 8/2/201912866 on 8/6/201912866 on 8/13/201912866 on 10/2/201912866 on 10/10/201912866 on 11/21/201913975 on 2/4/202013975 on 3/13/202013975 on 4/13/202013975 on 6/2/202013975 on 6/15/202013975 on 6/18/202013975 on 6/24/202013975 on 9/3/202015553 on 2/8/202115553 on 6/15/202115553 on 10/21/202115553 on 10/26/202118129 on 12/10/202118129 on 12/10/202118129 on 2/9/202221520 on 2/16/202221520 on 2/17/202221520 on 2/28/202221520 on 3/15/202221520 on 3/28/202221520 on 3/29/202218906 on 5/10/202218906 on 5/12/202218906 on 6/7/202218906 on 6/7/202218906 on 6/27/202218906 on 8/4/202219694 on 9/19/202219694 on 9/20/202219694 on 1/25/202319694 on 1/25/202320639 on 2/2/202320639 on 2/8/202320639 on 2/23/202321178 on 4/21/202321178 on 5/26/202321178 on 9/7/202322427 on 10/6/202322427 on 12/12/202322427 on 12/13/202322427 on 12/20/202322427 on 12/20/202322427 on 1/10/202422274 on 1/24/2024