CLEAR HARBOR ASSET MANAGEMENT, LLC
Adviser information for CLEAR HARBOR ASSET MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 19 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,750 | $1.5B |
| Non-Discretionary | 5 | $4.0M |
| Total | 1,755 | $1.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 289 | $165.2M |
| HNW Individuals | 239 | $1.2B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $23.2M |
| Pension and profit sharing plans | 6 | $23.7M |
| Charitable organizations | 7 | $30.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 11 | $71.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Principal Office
263 TRESSER BLVD.SUITE 1502
STAMFORD
CT
United States
Monday - Friday, 9AM - 5PM
Tel: 212-867-7310, Fax: None
Chief Compliance Officer
DENISE MARIE ADAMCZYK
3 CANAL PLAZA
SUITE 100
PORTLAND
ME
United States
Tel:
484-205-9346
D**************@************M
(Full email address available in API data)
Regulatory Contact
IAN ARMSTRONG
MANAGING MEMBER
263 TRESSER BLVD.
SUITE 1502
STAMFORD
CT
United States
Tel:
212-867-7310
I*********@****************M
(Full email address available in API data)
Industry Affiliates
| ONCOREV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SPECTRUM VALUE PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ONCOREV GLOBAL ONCOLOGY ECOSYSTEM FUND LP | Hedge Fund | $4.1M | $0.3M | 20 |
| SPECTRUM VALUE PARTNERS, L.P. | Hedge Fund | $17.7M | $0.3M | 17 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ARMSTRONG, IAN, ALEXANDER | Individual | – | CHIEF OPERATIONS OFFICER | 12/2009 | 10-25% |
| KENNON, AARON, JOHN | Individual | – | CHIEF EXECUTIVE OFFICER | 12/2009 | 50-75% |
| LIDDELL, DONALD ROGER, BROOKE | Individual | – | VICE-CHAIRMAN | 05/2010 | 10-25% |
| ADAMCZYK, DENISE, MARIE | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2021 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 17th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 5M | 51K | – |
| ABBVIE INC | COM | 6M | 32K | – |
| ADVANCE AUTO PARTS INC | COM | 329K | 5K | – |
| ADVANCED MICRO DEVICES INC | COM | 491K | 3K | – |
| ADVISORSHARES TR | PURE US CANNABIS | 165K | 23K | – |
| AES CORP | COM | 3M | 147K | – |
| AIR PRODS & CHEMS INC | COM | 291K | 1K | – |
| ALASKA AIR GROUP INC | COM | 634K | 16K | – |
| ALCOA CORP | COM | 230K | 6K | – |
| ALCON AG | ORD SHS | 3M | 29K | – |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 2M | 24K | – |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 144K | 2K | – |
| ALMACENES EXITO S A | SPON ADS | 55K | 13K | – |
| ALPHABET INC | CAP STK CL C | 25M | 134K | – |
| ALPHABET INC | CAP STK CL A | 17M | 91K | – |
| ALTRIA GROUP INC | COM | 213K | 5K | – |
| AMAZON COM INC | COM | 17M | 87K | – |
| AMERICAN AIRLS GROUP INC | COM | 68K | 6K | – |
| AMERICAN AIRLS GROUP INC | COM | 51K | 5K | – |
| AMERICAN CENTY ETF TR | US EQT ETF | 1M | 16K | – |
| AMERICAN EXPRESS CO | COM | 463K | 2K | – |
| AMERICAN TOWER CORP NEW | COM | 4M | 21K | – |
| AMERICAN WTR WKS CO INC NEW | COM | 27M | 208K | – |
| AMETEK INC | COM | 5M | 29K | – |
| AMGEN INC | COM | 3M | 9K | – |
| ANTERO MIDSTREAM CORP | COM | 670K | 45K | – |
| ANTERO RESOURCES CORP | COM | 2M | 70K | – |
| APPLE INC | COM | 71M | 338K | – |
| APPLIED MATLS INC | COM | 3M | 14K | – |
| ARBUTUS BIOPHARMA CORP | COM | 311K | 101K | – |
| ARCHER DANIELS MIDLAND CO | COM | 212K | 4K | – |
| ARDMORE SHIPPING CORP | COM | 230K | 10K | – |
| ARK ETF TR | NEXT GNRTN INTER | 267K | 3K | – |
| ARK ETF TR | INNOVATION ETF | 530K | 12K | – |
| ARROW ELECTRS INC | COM | 405K | 3K | – |
| ASENSUS SURGICAL INC | COM | 3K | 10K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 3M | 3K | – |
| AT&T INC | COM | 445K | 23K | – |
| AURORA INNOVATION INC | CLASS A COM | 244K | 88K | – |
| AUTODESK INC | COM | 1M | 6K | – |
| AXIS CAP HLDGS LTD | SHS | 6M | 86K | – |
| BAIDU INC | SPON ADR REP A | 970K | 11K | – |
| BANK AMERICA CORP | COM | 1M | 26K | – |
| BANK OF NT BUTTERFIELD&SON L | SHS NEW | 395K | 11K | – |
| BARRICK GOLD CORP | COM | 434K | 26K | – |
| BEIGENE LTD | SPONSORED ADR | 224K | 2K | – |
| BENTLEY SYS INC | COM CL B | 746K | 15K | – |
| BERKLEY W R CORP | COM | 313K | 4K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 23M | 57K | – |
| BGSF INC | COM | 453K | 53K | – |
| BLACK STONE MINERALS L P | COM UNIT | 861K | 55K | – |
| BLACKROCK INC | COM | 7M | 8K | – |
| BLACKROCK INNOVATION AND GRW | SHS BEN INT | 94K | 13K | – |
| BLACKSTONE INC | COM | 4M | 34K | – |
| BLUEPRINT MEDICINES CORP | COM | 334K | 3K | – |
| BOEING CO | COM | 864K | 5K | – |
| BOOKING HOLDINGS INC | COM | 5M | 1K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 630K | 15K | – |
| BROADCOM INC | COM | 1M | 840 | – |
| BURFORD CAP LTD | ORD SHS | 973K | 75K | – |
| BUTTERFLY NETWORK INC | COM CL A | 10K | 12K | – |
| CADENCE DESIGN SYSTEM INC | COM | 3M | 10K | – |
| CAESARS ENTERTAINMENT INC NE | COM | 428K | 11K | – |
| CAESARS ENTERTAINMENT INC NE | COM | 815K | 21K | – |
| CALIFORNIA RES CORP | COM STOCK | 202K | 4K | – |
| CALIFORNIA WTR SVC GROUP | COM | 3M | 56K | – |
| CANADIAN SOLAR INC | COM | 407K | 28K | – |
| CAPITAL ONE FINL CORP | COM | 511K | 4K | – |
| CARRIER GLOBAL CORPORATION | COM | 300K | 5K | – |
| CATERPILLAR INC | COM | 15M | 46K | – |
| CENCORA INC | COM | 1M | 6K | – |
| CF INDS HLDGS INC | COM | 3M | 36K | – |
| CHESAPEAKE ENERGY CORP | COM | 1M | 14K | – |
| CHESAPEAKE UTILS CORP | COM | 5M | 51K | – |
| CHEVRON CORP NEW | COM | 3M | 18K | – |
| CHUBB LIMITED | COM | 2M | 7K | – |
| CISCO SYS INC | COM | 585K | 12K | – |
| CITIGROUP INC | COM NEW | 7M | 115K | – |
| CITIZENS FINL GROUP INC | COM | 729K | 20K | – |
| CLEVELAND-CLIFFS INC NEW | COM | 161K | 10K | – |
| CLOUDFLARE INC | CL A COM | 2M | 25K | – |
| CME GROUP INC | COM | 7M | 36K | – |
| COCA COLA CO | COM | 1M | 16K | – |
| COGENT COMMUNICATIONS HLDGS | COM NEW | 890K | 16K | – |
| COLGATE PALMOLIVE CO | COM | 484K | 5K | – |
| COMCAST CORP NEW | CL A | 415K | 11K | – |
| COMMSCOPE HLDG CO INC | COM | 19K | 15K | – |
| COMPASS INC | CL A | 266K | 74K | – |
| CONSOLIDATED EDISON INC | COM | 709K | 8K | – |
| CONTEXT THERAPEUTICS INC | COM | 72K | 36K | – |
| COPART INC | COM | 9M | 157K | – |
| CORE & MAIN INC | CL A | 11M | 232K | – |
| CORTEVA INC | COM | 452K | 8K | – |
| COSTCO WHSL CORP NEW | COM | 2M | 3K | – |
| CROCS INC | COM | 423K | 3K | – |
| CSX CORP | COM | 613K | 18K | – |
| DANAHER CORPORATION | COM | 15M | 60K | – |
| DEERE & CO | COM | 906K | 2K | – |
| DELL TECHNOLOGIES INC | CL C | 1M | 8K | – |
| DELTA AIR LINES INC DEL | COM NEW | 529K | 11K | – |
| DEVON ENERGY CORP NEW | COM | 2M | 38K | – |
| DIAGEO PLC | SPON ADR NEW | 2M | 12K | – |
| DIAMONDBACK ENERGY INC | COM | 4M | 21K | – |
| DIMENSIONAL ETF TRUST | US SMALL CAP VAL | 335K | 12K | – |
| DIREXION SHS ETF TR | DRX S&P500BULL | 438K | 3K | – |
| DISCOVER FINL SVCS | COM | 2M | 12K | – |
| DISNEY WALT CO | COM | 616K | 6K | – |
| DOVER CORP | COM | 6M | 36K | – |
| EATON CORP PLC | SHS | 327K | 1K | – |
| ECOLAB INC | COM | 7M | 27K | – |
| ELEVANCE HEALTH INC | COM | 668K | 1K | – |
| ELI LILLY & CO | COM | 519K | 573 | – |
| EMERSON ELEC CO | COM | 2M | 14K | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 430K | 27K | – |
| ENOVA INTL INC | COM | 291K | 5K | – |
| ENPHASE ENERGY INC | COM | 17M | 175K | – |
| ESSENTIAL UTILS INC | COM | 2M | 42K | – |
| EVEREST GROUP LTD | COM | 6M | 16K | – |
| EVEREST GROUP LTD | COM | 381K | 1K | – |
| EXXON MOBIL CORP | COM | 8M | 70K | – |
| FAIR ISAAC CORP | COM | 222K | 149 | – |
| FEDEX CORP | COM | 2M | 5K | – |
| FIDELITY NATL INFORMATION SV | COM | 327K | 4K | – |
| FIFTH THIRD BANCORP | COM | 313K | 9K | – |
| FIRST FINANCIAL NORTHWEST IN | COM | 411K | 19K | – |
| FIRST SOLAR INC | COM | 2M | 9K | – |
| FIRST TR EXCHANGE-TRADED FD | MERGER ARBITRA | 744K | 38K | – |
| FIRST TR EXCHANGE-TRADED FD | NY ARCA BIOTECH | 1M | 9K | – |
| FLEX LTD | ORD | 27M | 906K | – |
| FRANCO NEV CORP | COM | 1M | 12K | – |
| FTAI AVIATION LTD | SHS | 3M | 24K | – |
| GAN LTD | SHS | 114K | 77K | – |
| GE AEROSPACE | COM NEW | 332K | 2K | – |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 697K | 9K | – |
| GENERAL MTRS CO | COM | 630K | 14K | – |
| GENERAL MTRS CO | COM | 139K | 3K | – |
| GENIUS SPORTS LIMITED | SHARES CL A | 164K | 30K | – |
| GENUINE PARTS CO | COM | 533K | 4K | – |
| GLOBAL SHIP LEASE INC NEW | COM CL A | 216K | 8K | – |
| GLOBAL WTR RES INC | COM | 209K | 17K | – |
| GOLDMAN SACHS GROUP INC | COM | 667K | 1K | – |
| GRAFTECH INTL LTD | COM | 843K | 869K | – |
| GRAPHIC PACKAGING HLDG CO | COM | 868K | 33K | – |
| GRAYSCALE BITCOIN TR BTC | SHS REP COM UT | 261K | 5K | – |
| HARTFORD FINL SVCS GROUP INC | COM | 11M | 108K | – |
| HAWAIIAN HOLDINGS INC | COM | 124K | 10K | – |
| HCA HEALTHCARE INC | COM | 2M | 5K | – |
| HEICO CORP NEW | COM | 5M | 23K | – |
| HERSHEY CO | COM | 318K | 2K | – |
| HEXCEL CORP NEW | COM | 8M | 122K | – |
| HIMAX TECHNOLOGIES INC | SPONSORED ADR | 1M | 165K | – |
| HOME DEPOT INC | COM | 7M | 19K | – |
| HONEYWELL INTL INC | COM | 12M | 56K | – |
| ICF INTL INC | COM | 223K | 2K | – |
| IDEXX LABS INC | COM | 4M | 8K | – |
| ILLINOIS TOOL WKS INC | COM | 723K | 3K | – |
| ILLUMINA INC | COM | 1M | 11K | – |
| INGERSOLL RAND INC | COM | 319K | 4K | – |
| INSPIRED ENTMT INC | COM | 150K | 16K | – |
| INTEL CORP | COM | 1M | 40K | – |
| INTELLICHECK INC | COM NEW | 5M | 1M | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 260K | 2K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 333K | 2K | – |
| INTUIT | COM | 3M | 4K | – |
| INTUITIVE SURGICAL INC | COM NEW | 4M | 9K | – |
| INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | 2M | 23K | – |
| INVESCO EXCH TRADED FD TR II | VAR RATE PFD | 821K | 34K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2026 MUNI | 400K | 17K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2025 MUNI | 398K | 16K | – |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 11M | 297K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 2M | 14K | – |
| INVESCO QQQ TR | UNIT SER 1 | 958K | 2K | – |
| INVESCO QQQ TR | UNIT SER 1 | 518K | 1K | – |
| INVESCO QQQ TR | UNIT SER 1 | 5M | 11K | – |
| IOVANCE BIOTHERAPEUTICS INC | COM | 247K | 31K | – |
| IQVIA HLDGS INC | COM | 829K | 4K | – |
| ISHARES GOLD TR | ISHARES NEW | 9M | 197K | – |
| ISHARES INC | MSCI GBL ETF NEW | 2M | 49K | – |
| ISHARES INC | EM MKT SM-CP ETF | 994K | 16K | – |
| ISHARES INC | MSCI EMRG CHN | 1M | 18K | – |
| ISHARES TR | RUS MD CP GR ETF | 5M | 48K | – |
| ISHARES TR | MSCI EMG MKT ETF | 600K | 14K | – |
| ISHARES TR | RUS MID CAP ETF | 1M | 17K | – |
| ISHARES TR | CORE S&P MCP ETF | 513K | 9K | – |
| ISHARES TR | CORE S&P SCP ETF | 338K | 3K | – |
| ISHARES TR | US TREAS BD ETF | 346K | 15K | – |
| ISHARES TR | RUS 1000 GRW ETF | 13M | 37K | – |
| ISHARES TR | IBONDS DEC24 ETF | 6M | – | – |
| ISHARES TR | MSCI KLD400 SOC | 1M | 12K | – |
| ISHARES TR | ISHARES BIOTECH | 426K | 3K | – |
| ISHARES TR | CORE S&P500 ETF | 409K | 748 | – |
| ISHARES TR | 20 YR TR BD ETF | 1M | 15K | – |
| ISHARES TR | MSCI EAFE ETF | 299K | 4K | – |
| J P MORGAN EXCHANGE TRADED F | BETABULDRS JAPAN | 3M | 51K | – |
| JETBLUE AWYS CORP | COM | 195K | 32K | – |
| JOHNSON & JOHNSON | COM | 9M | 60K | – |
| JPMORGAN CHASE & CO. | COM | 24M | 117K | – |
| KELLANOVA | COM | 832K | 14K | – |
| KKR & CO INC | COM | 1M | 10K | – |
| KRANESHARES TRUST | CSI CHI INTERNET | 648K | 24K | – |
| KROGER CO | COM | 293K | 6K | – |
| KYMERA THERAPEUTICS INC | COM | 299K | 10K | – |
| L3HARRIS TECHNOLOGIES INC | COM | 4M | 17K | – |
| LABCORP HOLDINGS INC | COM SHS | 699K | 3K | – |
| LAUREATE EDUCATION INC | COMMON STOCK | 411K | 28K | – |
| LEIDOS HOLDINGS INC | COM | 8M | 55K | – |
| LENNAR CORP | CL A | 2M | 13K | – |
| LIBERTY BROADBAND CORP | COM SER C | 839K | 15K | – |
| LIBERTY MEDIA CORP DEL | COM LBTY SRM S C | 682K | 31K | – |
| LILIUM N V | CLASS A ORD SHS | 8K | 10K | – |
| LINDE PLC | SHS | 614K | 1K | – |
| LIQTECH INTL INC | COM | 144K | 61K | – |
| LIVE NATION ENTERTAINMENT IN | COM | 252K | 3K | – |
| LOWES COS INC | COM | 2M | 7K | – |
| LUMEN TECHNOLOGIES INC | COM | 11K | 10K | – |
| LUMENT FINANCE TRUST INC | COM | 139K | 58K | – |
| MACYS INC | COM | 242K | 13K | – |
| MARKEL GROUP INC | COM | 6M | 4K | – |
| MARRIOTT INTL INC NEW | CL A | 229K | 949 | – |
| MASTERCARD INCORPORATED | CL A | 9M | 20K | – |
| MATTEL INC | COM | 199K | 12K | – |
| MCDONALDS CORP | COM | 333K | 1K | – |
| MCKESSON CORP | COM | 4M | 7K | – |
| MEDTRONIC PLC | SHS | 744K | 9K | – |
| MERCK & CO INC | COM | 6M | 45K | – |
| MEREO BIOPHARMA GROUP PLC | SPON ADS | 157K | 44K | – |
| META PLATFORMS INC | CL A | 4M | 7K | – |
| MICRON TECHNOLOGY INC | COM | 3M | 19K | – |
| MICROSOFT CORP | COM | 30M | 67K | – |
| MODERNA INC | COM | 350K | 3K | – |
| MONDELEZ INTL INC | CL A | 489K | 7K | – |
| MORGAN STANLEY | COM NEW | 267K | 3K | – |
| MOSAIC CO NEW | COM | 298K | 10K | – |
| MSCI INC | COM | 4M | 8K | – |
| NEW JERSEY RES CORP | COM | 8M | 198K | – |
| NEW YORK MTG TR INC | COM | 626K | 107K | – |
| NEWMONT CORP | COM | 690K | 16K | – |
| NEXTERA ENERGY INC | COM | 256K | 4K | – |
| NEXTRACKER INC | CLASS A COM | 7M | 152K | – |
| NORFOLK SOUTHN CORP | COM | 611K | 3K | – |
| NORTH AMERN CONSTR GROUP LTD | COM | 474K | 25K | – |
| NOVARTIS AG | SPONSORED ADR | 460K | 4K | – |
| NOVO-NORDISK A S | ADR | 493K | 3K | – |
| NVIDIA CORPORATION | COM | 2M | 15K | – |
| NVIDIA CORPORATION | COM | 12M | 97K | – |
| OCCIDENTAL PETE CORP | COM | 1M | 17K | – |
| ON SEMICONDUCTOR CORP | COM | 367K | 5K | – |
| ORACLE CORP | COM | 4M | 31K | – |
| ORGANIGRAM HLDGS INC | COM | 51K | 33K | – |
| ORIC PHARMACEUTICALS INC | COM | 97K | 14K | – |
| PACIFIC BIOSCIENCES CALIF IN | COM | 164K | 120K | – |
| PALANTIR TECHNOLOGIES INC | CL A | 401K | 16K | – |
| PARAMOUNT GLOBAL | CLASS B COM | 256K | 25K | – |
| PARKER-HANNIFIN CORP | COM | 30M | 60K | – |
| PATHWARD FINANCIAL INC | COM | 584K | 10K | – |
| PATTERSON-UTI ENERGY INC | COM | 708K | 68K | – |
| PAYPAL HLDGS INC | COM | 455K | 8K | – |
| PELOTON INTERACTIVE INC | CL A COM | 43K | 13K | – |
| PEPSICO INC | COM | 747K | 5K | – |
| PFIZER INC | COM | 2M | 60K | – |
| PFIZER INC | COM | 322K | 12K | – |
| PG&E CORP | COM | 486K | 28K | – |
| PHILIP MORRIS INTL INC | COM | 519K | 5K | – |
| PIMCO ETF TR | ENHAN SHRT MA AC | 364K | 4K | – |
| PNC FINL SVCS GROUP INC | COM | 260K | 2K | – |
| PRICE T ROWE GROUP INC | COM | 374K | 3K | – |
| PROCTER AND GAMBLE CO | COM | 6M | 35K | – |
| PROSHARES TR | ULTRASHORT QQQ | 728K | 19K | – |
| PURE CYCLE CORP | COM NEW | 342K | 36K | – |
| QORVO INC | COM | 3M | 29K | – |
| QUALCOMM INC | COM | 2M | 11K | – |
| READY CAPITAL CORP | COM | 6M | 783K | – |
| REGENERON PHARMACEUTICALS | COM | 3M | 2K | – |
| REVOLUTION MEDICINES INC | COM | 436K | 11K | – |
| REVVITY INC | COM | 367K | 4K | – |
| RIVIAN AUTOMOTIVE INC | COM CL A | 738K | 55K | – |
| ROIVANT SCIENCES LTD | SHS | 326K | 31K | – |
| ROPER TECHNOLOGIES INC | COM | 124M | 220K | – |
| RTX CORPORATION | COM | 9M | 85K | – |
| S&P GLOBAL INC | COM | 6M | 13K | – |
| SALESFORCE INC | COM | 2M | 7K | – |
| SANDSTORM GOLD LTD | COM NEW | 506K | 93K | – |
| SAP SE | SPON ADR | 252K | 1K | – |
| SCHLUMBERGER LTD | COM STK | 577K | 12K | – |
| SCHWAB CHARLES CORP | COM | 421K | 6K | – |
| SCORPIO TANKERS INC | SHS | 1M | 15K | – |
| SEA LTD | SPONSORD ADS | 327K | 5K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 412K | 2K | – |
| SHARKNINJA INC | COM SHS | 448K | 6K | – |
| SJW GROUP | COM | 2M | 30K | – |
| SPDR GOLD TR | GOLD SHS | 1M | 7K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 34M | 63K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 6M | 11K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 1M | 2K | – |
| SPDR SER TR | SPDR S&P 500 ETF | 1M | 27K | – |
| SPDR SER TR | PORTFOLI S&P1500 | 253K | 4K | – |
| SPDR SER TR | S&P BIOTECH | 280K | 3K | – |
| STAGWELL INC | COM CL A | 860K | 126K | – |
| STAR GROUP L P | UNIT LTD PARTNR | 138K | 13K | – |
| STERIS PLC | SHS USD | 285K | 1K | – |
| STRYKER CORPORATION | COM | 1M | 4K | – |
| SWEETGREEN INC | COM CL A | 301K | 10K | – |
| SYSCO CORP | COM | 923K | 13K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 8M | 46K | – |
| TANGO THERAPEUTICS INC | COM | 219K | 25K | – |
| TARGET CORP | COM | 949K | 6K | – |
| TECK RESOURCES LTD | CL B | 256K | 5K | – |
| TELEDYNE TECHNOLOGIES INC | COM | 2M | 6K | – |
| TENET HEALTHCARE CORP | COM NEW | 2M | 11K | – |
| TESLA INC | COM | 1M | 7K | – |
| TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADS | 2M | 116K | – |
| TFI INTL INC | COM | 4M | 29K | – |
| THE CIGNA GROUP | COM | 2M | 5K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 7M | 12K | – |
| TITAN INTL INC ILL | COM | 37K | 5K | – |
| TITAN INTL INC ILL | COM | 1M | 153K | – |
| TOLL BROTHERS INC | COM | 2M | 13K | – |
| TOYOTA MOTOR CORP | ADS | 410K | 2K | – |
| TRACTOR SUPPLY CO | COM | 291K | 1K | – |
| TRADEWEB MKTS INC | CL A | 3M | 32K | – |
| TRANE TECHNOLOGIES PLC | SHS | 1M | 4K | – |
| TRANSALTA CORP | COM | 514K | 73K | – |
| TRAVELERS COMPANIES INC | COM | 534K | 3K | – |
| TREX CO INC | COM | 372K | 5K | – |
| TRIMBLE INC | COM | 14M | 259K | – |
| TYLER TECHNOLOGIES INC | COM | 4M | 9K | – |
| UBER TECHNOLOGIES INC | COM | 467K | 6K | – |
| UNION PAC CORP | COM | 6M | 25K | – |
| UNIQURE NV | SHS | 215K | 48K | – |
| UNITED AIRLS HLDGS INC | COM | 853K | 18K | – |
| UNITEDHEALTH GROUP INC | COM | 4M | 9K | – |
| VANECK ETF TRUST | GOLD MINERS ETF | 214K | 6K | – |
| VANECK MERK GOLD TR | GOLD TRUST | 960K | 43K | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 3M | 20K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 254K | 680 | – |
| VANGUARD INDEX FDS | MID CAP ETF | 1M | 5K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 22M | 83K | – |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 486K | 2K | – |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 628K | 6K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 831K | 19K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 13M | 222K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 1M | 7K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 564K | 11K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 6M | 47K | – |
| VEEVA SYS INC | CL A COM | 2M | 8K | – |
| VERALTO CORP | COM SHS | 272K | 3K | – |
| VERIZON COMMUNICATIONS INC | COM | 490K | 12K | – |
| VERMILION ENERGY INC | COM | 2M | 144K | – |
| VISA INC | COM CL A | 8M | 30K | – |
| WALMART INC | COM | 469K | 7K | – |
| WARNER BROS DISCOVERY INC | COM SER A | 112K | 15K | – |
| WARNER BROS DISCOVERY INC | COM SER A | 407K | 55K | – |
| WELLS FARGO CO NEW | COM | 3M | 52K | – |
| WEST PHARMACEUTICAL SVSC INC | COM | 5M | 14K | – |
| WESTERN DIGITAL CORP. | COM | 1M | 14K | – |
| WHIRLPOOL CORP | COM | 214K | 2K | – |
| WISDOMTREE TR | JAPN HEDGE EQT | 344K | 3K | – |
| WISDOMTREE TR | EUROPE HEDGED EQ | 250K | 6K | – |
| WM TECHNOLOGY INC | COM | 79K | 76K | – |
| YORK WTR CO | COM | 697K | 19K | – |
| ZEBRA TECHNOLOGIES CORPORATI | CL A | 201K | 650 | – |
| ZILLOW GROUP INC | CL A | 371K | 8K | – |
| ZIM INTEGRATED SHIPPING SERV | SHS | 261K | 12K | – |
| ZOETIS INC | CL A | 4M | 26K | – |