RMR WEALTH MANAGEMENT
Adviser information for RMR WEALTH MANAGEMENT last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 194 | $109.6M |
| Non-Discretionary | 8 | $7.9M |
| Total | 202 | $117.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 70 | $17.7M |
| HNW Individuals | 27 | $91.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 8 | $7.9M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-70823 |
|---|---|
| SEC ERA File Number | 801-70823 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 152266 |
| Legal Entity Identifier | None |
Principal Office
14 PENN PLAZASTE 1316
NEW YORK
NY
United States
Monday - Friday, 9AM TO 5PM
Tel: 212-785-4377, Fax: 212-202-6097
Websites
Chief Compliance Officer
BRIAN MAYER
14 PENN PLAZA
STE 1316
NEW YORK
NY
United States
Tel:
212-785-4377
Fax:
212-202-6097
B*****@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MAYER, BRIAN, TODD | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2009 | < 5% |
| RABINOVICH, PHILIP, S. | Individual | – | MANAGING MEMBER | 11/2009 | > 75% |