ODEY ASSET MANAGEMENT LLP
Adviser information for ODEY ASSET MANAGEMENT LLP last updated from Form ADV on August 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Partnership |
|---|---|
| Fiscal Year End | APRIL |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 46 |
|---|---|
| Investment Advisory/Research | 19 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 21 | $3.6B |
| Non-Discretionary | 0 | $0 |
| Total | 21 | $3.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $0 |
| HNW Individuals | <5 | $0 |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 19 | $3.4B |
| Pension and profit sharing plans | <5 | $250.9M |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 90 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
64 NORTH ROW LONDONLONDON
United Kingdom
Monday - Friday, 8AM-6PM
Tel: 0207 208-1400, Fax: 0207-208-1401
Websites
Chief Compliance Officer
NEIL COWHIG
MR
18 UPPER BROOK STREET
LONDON
United Kingdom
Tel:
0207 208 1400
Fax:
0207 208 1401
C*********@*******M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ODEY EUROPEAN INC | Hedge Fund | $668.2M | $1.5M | 9 |
| ODEY MASTER ICAV - BROOK ABSOLUTE RETURN FOCUS FUND | Hedge Fund | $138.2M | $1.0M | 4 |
| OEI MAC INC. | Hedge Fund | $999.2M | $1.5M | 17 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SPALTON, JAMES, MICHAEL JOSEPH | Individual | – | PARTNER | 11/2018 | 5-10% |
| HANBURY, JAMES, ROBERT | Individual | – | PARTNER, FUND MANAGER | 11/2008 | 5-10% |
| HUBBARD, BRUCE, MICHAEL | Individual | – | PARTNER, SENIOR ANALYST | 12/2010 | 5-10% |
| GRIMSTON, JAMES, WALTER | Individual | – | PARTNER, FUND MANAGER | 11/2013 | 5-10% |
| KELTON, OLIVER, JAMES ST GOAR | Individual | – | PARTNER, FUND MANAGER | 12/2015 | 5-10% |
| MACKENZIE, CHARLES, ALEXANDER MUNRO | Individual | – | PARTNER | 11/2017 | 5-10% |
| WEY, STEFAN | Individual | – | PARTNER | 12/2019 | 5-10% |
| KOSTORIS, JAMES, MICHAEL | Individual | – | PARTNER | 12/2019 | 5-10% |
| EDE, MICHAEL, JAMES DEREK | Individual | – | PARTNER, CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER | 08/2018 | 5-10% |
| Letellier, Sebastien, Laurent Didier | Individual | – | PARTNER | 06/2020 | 5-10% |
| Martin, Peter, James Lawrence | Individual | – | PARTNER, CHIEF EXECUTIVE OFFICER | 06/2022 | 5-10% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed November 14th, 2023 for period ending September 30th, 2023
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| Alphabet Inc | CAP STK CL A | 3M | 23K | – |
| Amazon Com Inc | COM | 2M | 17K | – |
| Apple Inc | COM | 1M | 6K | – |
| Applied Matls Inc | COM | 2M | 17K | – |
| Arcos Dorados Holdings Inc | SHS CLASS -A - | 1M | 142K | – |
| Barrick Gold Corp | COM | 2M | 120K | – |
| Berkshire Hathaway Inc Del | CL B NEW | 2M | 7K | – |
| Bristol-Myers Squibb Co | COM | 1M | 26K | – |
| Cadiz Inc | COM NEW | 3M | 831K | – |
| Charter Communications Inc N | CL A | 2M | 4K | – |
| Coca Cola Co | COM | 1M | 24K | – |
| Comcast Corp New | CL A | 1M | 34K | – |
| Costco Whsl Corp New | COM | 2M | 3K | – |
| Deutsche Bank A G | NAMEN AKT | 7M | 609K | – |
| eMagin Corp | COM NEW | 865K | 435K | – |
| Embotelladora Andina S A | SPON ADR B | 1M | 92K | – |
| Ferguson Plc New | SHS | 2M | 11K | – |
| Greenlight Capital Re Ltd | CLASS A | 719K | 67K | – |
| Hershey Co | COM | 1M | 7K | – |
| Johnson & Johnson | COM | 2M | 14K | – |
| JPMorgan Chase & Co | COM | 2M | 11K | – |
| Liberty Broadband Corp | COM SER A | 1M | 16K | – |
| Liberty Media Corp Del | COM SER C FRMLA | 2M | 36K | – |
| McDonalds Corp | COM | 3M | 11K | – |
| MercadoLibre Inc | COM | 2M | 2K | – |
| Meta Platforms Inc | CL A | 2M | 8K | – |
| Microsoft Corp | COM | 1M | 5K | – |
| Mondelez Intl Inc | CL A | 1M | 20K | – |
| Noble Corp Plc | ORD SHS A | 8M | 152K | – |
| NVIDIA Corporation | COM | 1M | 3K | – |
| Stellantis N.V | SHS | 317K | 17K | – |
| Stryker Corporation | COM | 2M | 8K | – |
| Synopsys Inc | COM | 2M | 5K | – |
| Teck Resources Ltd | CL B | 7M | 156K | – |
| UBS Group AG | SHS | 5M | 212K | – |