GLADIUS CAPITAL MANAGEMENT LP
Adviser information for GLADIUS CAPITAL MANAGEMENT LP last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 10 | $3.1B |
| Non-Discretionary | 0 | $0 |
| Total | 10 | $3.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $3.1B |
| Pension and profit sharing plans | <5 | $14.4M |
| Charitable organizations | <5 | $513,181 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 20 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
233 SOUTH WACKER DRIVESUITE 5725
CHICAGO
IL
United States
Monday - Friday, 8 A.M. TO 6 P.M.
Tel: 312-348-5900, Fax: 312-348-5850
Chief Compliance Officer
ERIC MAGAC
CHIEF OPERATING OFFICER
233 SOUTH WACKER DRIVE
SUITE 5725
CHICAGO
IL
United States
Tel:
312-348-5916
Fax:
312-348-5866
E*********@***************M
(Full email address available in API data)
Industry Affiliates
| GLADIUS CAPITAL GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| GLADIUS HOLDINGS LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ACONCAGUA CAPITAL STRATEGIES FUND LLC | Hedge Fund | $2,246.4M | $0.0M | 2 |
| ALVARIUM CAPITAL STRATEGIES FUND LLC | Hedge Fund | $308.6M | $0.0M | 2 |
| GLADIUS ARX FUND LLC | Hedge Fund | $251.9M | $1.0M | 5 |
| GLADIUS CAPITAL MASTER FUND L.P. | Hedge Fund | $244.6M | $5.0M | 8 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SETHI, PAVANDEEP, SINGH | Individual | – | CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER & LIMITED PARTNER | 09/2008 | > 75% |
| AMMANN, REAGAN, SCOTT | Individual | – | CHIEF RISK OFFICER & LIMITED PARTNER | 07/2009 | < 5% |
| GLADIUS INVESTMENT GROUP LLC | Domestic Entity | – | GENERAL PARTNER | 09/2008 | < 5% |
| SETHI, PAVANDEEP, SINGH | Individual | GLADIUS INVESTMENT GROUP LLC | MEMBER | 09/2008 | > 75% |
| MAGAC, ERIC, SIMON | Individual | – | CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER | 01/2012 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 18th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 402K | 4K | – |
| ABBOTT LABS | PUT | 2M | 15K | – |
| ABBVIE INC | COM | 727K | 4K | – |
| ABBVIE INC | PUT | 3M | 18K | – |
| ACCENTURE PLC IRELAND | PUT | 4M | 15K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 809K | 3K | – |
| ACUITY BRANDS INC | COM | 46K | 190 | – |
| ACUMEN PHARMACEUTICALS INC | COM | 26K | 11K | – |
| ACUSHNET HLDGS CORP | COM | 32K | 502 | – |
| ADOBE INC | COM | 157K | 282 | – |
| ADOBE INC | PUT | 3M | 5K | – |
| ADTALEM GLOBAL ED INC | COM | 142K | 2K | – |
| ADTRAN HOLDINGS INC | COM | 31K | 6K | – |
| ADVANCED MICRO DEVICES INC | COM | 287K | 2K | – |
| ADVANCED MICRO DEVICES INC | PUT | 3M | 18K | – |
| AGCO CORP | COM | 45K | 460 | – |
| AIR TRANSPORT SERVICES GRP I | COM | 34K | 2K | – |
| ALECTOR INC | COM | 29K | 6K | – |
| ALPHA & OMEGA SEMICONDUCTOR | SHS | 36K | 963 | – |
| ALPHABET INC | CAP STK CL C | 1M | 6K | – |
| ALPHABET INC | PUT | 33M | 178K | – |
| ALTRIA GROUP INC | COM | 257K | 6K | – |
| AMAZON COM INC | COM | 3M | 15K | – |
| AMAZON COM INC | PUT | 22M | 112K | – |
| AMERICAN VANGUARD CORP | COM | 32K | 4K | – |
| AMERISAFE INC | COM | 33K | 743 | – |
| AMGEN INC | COM | 415K | 1K | – |
| AMGEN INC | PUT | 2M | 8K | – |
| AMN HEALTHCARE SVCS INC | COM | 67K | 1K | – |
| ANGEL OAK MORTGAGE REIT INC | COM | 35K | 3K | – |
| ANGIODYNAMICS INC | COM | 31K | 5K | – |
| AON PLC | SHS CL A | 316K | 1K | – |
| APPFOLIO INC | COM CL A | 1M | 4K | – |
| APPLE INC | COM | 10M | 45K | – |
| APPLE INC | PUT | 43M | 202K | – |
| APPLIED MATLS INC | COM | 474K | 2K | – |
| APPLIED MATLS INC | PUT | 3M | 13K | – |
| ARCH RESOURCES INC | CL A | 29K | 189 | – |
| ARROW ELECTRS INC | COM | 332K | 3K | – |
| ATEA PHARMACEUTICALS INC | COM | 29K | 9K | – |
| ATN INTL INC | COM | 122K | 5K | – |
| AVANGRID INC | COM | 26K | 723 | – |
| AVNET INC | COM | 237K | 5K | – |
| BANK AMERICA CORP | COM | 466K | 12K | – |
| BANK AMERICA CORP | PUT | 4M | 91K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 3M | 7K | – |
| BERKSHIRE HATHAWAY INC DEL | PUT | 6M | 16K | – |
| BERRY CORP | COM | 27K | 4K | – |
| BLOCK H & R INC | COM | 448K | 8K | – |
| BOOZ ALLEN HAMILTON HLDG COR | CL A | 700K | 5K | – |
| BOX INC | CL A | 774K | 29K | – |
| BRIGHTSPHERE INVT GROUP INC | COM | 32K | 1K | – |
| BROADCOM INC | COM | 2M | 952 | – |
| BROADCOM INC | PUT | 8M | 5K | – |
| BUCKLE INC | COM | 109K | 3K | – |
| BUILD-A-BEAR WORKSHOP INC | COM | 30K | 1K | – |
| BUNGE GLOBAL SA | COM SHS | 49K | 459 | – |
| CAESARSTONE LTD | ORD SHS | 28K | 6K | – |
| CARDINAL HEALTH INC | COM | 800K | 8K | – |
| CARGURUS INC | COM CL A | 89K | 3K | – |
| CARLISLE COS INC | COM | 116K | 287 | – |
| CARTERS INC | COM | 30K | 490 | – |
| CATERPILLAR INC | COM | 994K | 3K | – |
| CENTENE CORP DEL | COM | 961K | 14K | – |
| CHEGG INC | COM | 27K | 8K | – |
| CHEVRON CORP NEW | COM | 1M | 9K | – |
| CHEVRON CORP NEW | PUT | 2M | 14K | – |
| CINCINNATI FINL CORP | COM | 92K | 778 | – |
| CISCO SYS INC | COM | 1M | 23K | – |
| CISCO SYS INC | PUT | 2M | 39K | – |
| CLAROS MTG TR INC | COMMON STOCK | 33K | 4K | – |
| COCA COLA CO | COM | 552K | 9K | – |
| COCA COLA CO | PUT | 2M | 36K | – |
| COHEN & STEERS INC | COM | 34K | 469 | – |
| COLLEGIUM PHARMACEUTICAL INC | COM | 32K | 992 | – |
| COMCAST CORP NEW | CL A | 355K | 9K | – |
| COMCAST CORP NEW | PUT | 1M | 38K | – |
| COMMVAULT SYS INC | COM | 1M | 9K | – |
| CONSOL ENERGY INC NEW | COM | 30K | 291 | – |
| COREBRIDGE FINL INC | COM | 32K | 1K | – |
| COSTCO WHSL CORP NEW | COM | 1M | 2K | – |
| COSTCO WHSL CORP NEW | PUT | 4M | 5K | – |
| CRH PLC | ORD | 257K | 3K | – |
| CRICUT INC | COM CL A | 31K | 5K | – |
| CROSS CTRY HEALTHCARE INC | COM | 30K | 2K | – |
| CSG SYS INTL INC | COM | 44K | 1K | – |
| CVS HEALTH CORP | COM | 1M | 19K | – |
| DAKTRONICS INC | COM | 41K | 3K | – |
| DANAHER CORPORATION | COM | 1M | 4K | – |
| DANAHER CORPORATION | PUT | 2M | 8K | – |
| DECKERS OUTDOOR CORP | COM | 67K | 69 | – |
| DIAMOND HILL INVT GROUP INC | COM NEW | 31K | 218 | – |
| DILLARDS INC | CL A | 419K | 951 | – |
| DISNEY WALT CO | COM | 2M | 24K | – |
| DISNEY WALT CO | PUT | 3M | 29K | – |
| DNOW INC | COM | 31K | 2K | – |
| DOCGO INC | COM | 34K | 11K | – |
| DOMINOS PIZZA INC | COM | 986K | 2K | – |
| DROPBOX INC | CL A | 1M | 45K | – |
| DXC TECHNOLOGY CO | COM | 750K | 39K | – |
| DXP ENTERPRISES INC | COM NEW | 30K | 662 | – |
| EAGLE BANCORP INC MD | COM | 31K | 2K | – |
| EASTMAN KODAK CO | COM NEW | 33K | 6K | – |
| ELI LILLY & CO | COM | 1M | 1K | – |
| ELI LILLY & CO | PUT | 7M | 8K | – |
| ENANTA PHARMACEUTICALS INC | COM | 34K | 3K | – |
| ENCORE WIRE CORP | COM | 32K | 112 | – |
| ENERPAC TOOL GROUP CORP | CL A COM | 32K | 839 | – |
| ENFUSION INC | CL A | 228K | 27K | – |
| ENHABIT INC | COM | 31K | 4K | – |
| EOG RES INC | COM | 30K | 236 | – |
| EQUITABLE HLDGS INC | COM | 32K | 783 | – |
| ERIE INDTY CO | CL A | 95K | 262 | – |
| EVERCORE INC | CLASS A | 34K | 161 | – |
| EVI INDS INC | COM | 29K | 2K | – |
| EXTREME NETWORKS | COM | 90K | 7K | – |
| EXXON MOBIL CORP | COM | 2M | 14K | – |
| EXXON MOBIL CORP | PUT | 3M | 29K | – |
| FACTSET RESH SYS INC | COM | 33K | 81 | – |
| FASTENAL CO | COM | 214K | 3K | – |
| FEDERATED HERMES INC | CL B | 33K | 989 | – |
| FERGUSON PLC NEW | SHS | 232K | 1K | – |
| FIVE POINT HOLDINGS LLC | COM CL A | 26K | 9K | – |
| FLOWERS FOODS INC | COM | 32K | 1K | – |
| FORTINET INC | COM | 1M | 19K | – |
| FORTREA HLDGS INC | COMMON STOCK | 30K | 1K | – |
| FORWARD AIR CORP | COM | 37K | 2K | – |
| FRANKLIN COVEY CO | COM | 33K | 879 | – |
| FRESH DEL MONTE PRODUCE INC | ORD | 31K | 1K | – |
| FRONTDOOR INC | COM | 143K | 4K | – |
| GENTEX CORP | COM | 34K | 1K | – |
| GENWORTH FINL INC | COM SHS | 31K | 5K | – |
| GRAHAM HLDGS CO | COM CL B | 171K | 245 | – |
| GRAINGER W W INC | COM | 275K | 305 | – |
| HAVERTY FURNITURE COS INC | COM | 30K | 1K | – |
| HCI GROUP INC | COM | 31K | 331 | – |
| HF SINCLAIR CORP | COM | 29K | 547 | – |
| HOME DEPOT INC | COM | 1M | 4K | – |
| HOME DEPOT INC | PUT | 3M | 10K | – |
| HUB GROUP INC | CL A | 94K | 2K | – |
| ILLINOIS TOOL WKS INC | COM | 422K | 2K | – |
| INNOVAGE HLDG CORP | COM | 36K | 7K | – |
| INNOVIVA INC | COM | 34K | 2K | – |
| INTERNATIONAL MNY EXPRESS IN | COM | 32K | 2K | – |
| INTERNATIONAL PAPER CO | COM | 72K | 2K | – |
| INTERPUBLIC GROUP COS INC | COM | 364K | 13K | – |
| INTREPID POTASH INC | COM | 28K | 1K | – |
| INTUIT | COM | 220K | 334 | – |
| INTUIT | PUT | 3M | 4K | – |
| IRADIMED CORP | COM | 33K | 762 | – |
| JAZZ PHARMACEUTICALS PLC | SHS USD | 33K | 309 | – |
| JOHNSON & JOHNSON | COM | 2M | 15K | – |
| JOHNSON & JOHNSON | PUT | 3M | 21K | – |
| JPMORGAN CHASE & CO. | COM | 2M | 9K | – |
| JPMORGAN CHASE & CO. | PUT | 7M | 33K | – |
| KARAT PACKAGING INC | COM | 33K | 1K | – |
| KAROOOOO LTD | ORD SHS | 190K | 6K | – |
| KELLY SVCS INC | CL A | 32K | 2K | – |
| KENNEDY-WILSON HOLDINGS INC | COM | 27K | 3K | – |
| KFORCE INC | COM | 44K | 701 | – |
| LANDS END INC NEW | COM | 31K | 2K | – |
| LATTICE SEMICONDUCTOR CORP | COM | 22K | 382 | – |
| LINCOLN EDL SVCS CORP | COM | 33K | 3K | – |
| LINCOLN ELEC HLDGS INC | COM | 65K | 343 | – |
| LINDE PLC | PUT | 1M | 3K | – |
| LINDE PLC | SHS | 249K | 568 | – |
| MANHATTAN ASSOCIATES INC | COM | 1M | 5K | – |
| MANPOWERGROUP INC WIS | COM | 120K | 2K | – |
| MARINEMAX INC | COM | 41K | 1K | – |
| MARSH & MCLENNAN COS INC | COM | 512K | 2K | – |
| MASTERCARD INCORPORATED | CL A | 2M | 5K | – |
| MASTERCARD INCORPORATED | PUT | 3M | 7K | – |
| MCDONALDS CORP | COM | 2M | 7K | – |
| MCDONALDS CORP | PUT | 2M | 7K | – |
| MDU RES GROUP INC | COM | 32K | 1K | – |
| MEDIFAST INC | COM | 75K | 3K | – |
| MERCK & CO INC | COM | 695K | 6K | – |
| MERCK & CO INC | PUT | 2M | 16K | – |
| MESA LABS INC | COM | 27K | 311 | – |
| META PLATFORMS INC | CL A | 2M | 4K | – |
| META PLATFORMS INC | PUT | 12M | 23K | – |
| METLIFE INC | COM | 245K | 3K | – |
| MGIC INVT CORP WIS | COM | 34K | 2K | – |
| MICRON TECHNOLOGY INC | COM | 357K | 3K | – |
| MICRON TECHNOLOGY INC | PUT | 1M | 10K | – |
| MICROSOFT CORP | COM | 5M | 10K | – |
| MICROSOFT CORP | PUT | 36M | 80K | – |
| MOSAIC CO NEW | COM | 47K | 2K | – |
| MOVADO GROUP INC | COM | 31K | 1K | – |
| MSC INDL DIRECT INC | CL A | 30K | 380 | – |
| NATHANS FAMOUS INC NEW | COM | 32K | 474 | – |
| NATIONAL FUEL GAS CO | COM | 25K | 463 | – |
| NATIONAL RESH CORP | COM NEW | 27K | 1K | – |
| NATURES SUNSHINE PRODS INC | COM | 103K | 7K | – |
| NETFLIX INC | COM | 514K | 762 | – |
| NETFLIX INC | PUT | 4M | 6K | – |
| NETGEAR INC | COM | 36K | 2K | – |
| NETSCOUT SYS INC | COM | 69K | 4K | – |
| NEXTERA ENERGY PARTNERS LP | COM UNIT PART IN | 21K | 757 | – |
| NIKE INC | CL B | 355K | 5K | – |
| NORTHEAST CMNTY BANCORP INC | COM | 30K | 2K | – |
| NVIDIA CORPORATION | COM | 6M | 46K | – |
| NVIDIA CORPORATION | PUT | 25M | 206K | – |
| OMEGA FLEX INC | COM | 28K | 543 | – |
| ON24 INC | COM | 55K | 9K | – |
| ORACLE CORP | COM | 513K | 4K | – |
| ORACLE CORP | PUT | 3M | 21K | – |
| ORGANOGENESIS HLDGS INC | COM | 33K | 12K | – |
| ORGANON & CO | COMMON STOCK | 32K | 2K | – |
| OTIS WORLDWIDE CORP | COM | 228K | 2K | – |
| OXFORD INDS INC | COM | 30K | 299 | – |
| PAR PAC HOLDINGS INC | COM NEW | 28K | 1K | – |
| PATHWARD FINANCIAL INC | COM | 31K | 545 | – |
| PATTERSON COS INC | COM | 71K | 3K | – |
| PBF ENERGY INC | CL A | 30K | 647 | – |
| PEABODY ENERGY CORP | COM | 27K | 1K | – |
| PERRIGO CO PLC | SHS | 30K | 1K | – |
| PFIZER INC | COM | 1M | 37K | – |
| PFIZER INC | PUT | 2M | 74K | – |
| PHIBRO ANIMAL HEALTH CORP | CL A COM | 30K | 2K | – |
| PJT PARTNERS INC | COM CL A | 33K | 303 | – |
| PLAYA HOTELS & RESORTS NV | SHS | 61K | 7K | – |
| PLAYSTUDIOS INC | CLASS A COM | 29K | 14K | – |
| PREMIER INC | CL A | 68K | 4K | – |
| PRESTIGE CONSMR HEALTHCARE I | COM | 35K | 513 | – |
| PROCTER AND GAMBLE CO | COM | 658K | 4K | – |
| PROCTER AND GAMBLE CO | PUT | 3M | 20K | – |
| QUALCOMM INC | COM | 775K | 4K | – |
| QUALCOMM INC | PUT | 2M | 8K | – |
| RADIUS RECYCLING INC | CL A | 29K | 2K | – |
| RALPH LAUREN CORP | CL A | 31K | 175 | – |
| RANGER ENERGY SVCS INC | COM CL A | 30K | 3K | – |
| RELIANCE INC | COM | 84K | 294 | – |
| RESOURCES CONNECTION INC | COM | 32K | 3K | – |
| RIBBON COMMUNICATIONS INC | COM | 34K | 10K | – |
| RIMINI STR INC DEL | COM | 57K | 19K | – |
| RMR GROUP INC | CL A | 28K | 1K | – |
| ROBERT HALF INC. | COM | 246K | 4K | – |
| ROLLINS INC | COM | 818K | 17K | – |
| ROYALTY PHARMA PLC | SHS CLASS A | 32K | 1K | – |
| RPM INTL INC | COM | 70K | 647 | – |
| RUSH ENTERPRISES INC | CL A | 30K | 722 | – |
| RUSH ENTERPRISES INC | CL B | 30K | 766 | – |
| RYDER SYS INC | COM | 196K | 2K | – |
| SCHOLASTIC CORP | COM | 35K | 1K | – |
| SEABOARD CORP DEL | COM | 32K | 10 | – |
| SEI INVTS CO | COM | 31K | 482 | – |
| SHERWIN WILLIAMS CO | COM | 373K | 1K | – |
| SMITH A O CORP | COM | 71K | 863 | – |
| SPARTANNASH CO | COM | 224K | 12K | – |
| SPDR S&P 500 ETF TR | PUT | 409M | 752K | – |
| SPOK HLDGS INC | COM | 112K | 8K | – |
| STANDARD MTR PRODS INC | COM | 30K | 1K | – |
| STAR GROUP L P | UNIT LTD PARTNR | 25K | 2K | – |
| STELLANTIS N.V | SHS | 280K | 14K | – |
| STONEX GROUP INC | COM | 33K | 433 | – |
| SYLVAMO CORP | COMMON STOCK | 31K | 458 | – |
| TARO PHARMACEUTICAL INDS LTD | SHS | 33K | 761 | – |
| TEEKAY CORPORATION | COM | 26K | 3K | – |
| TERADATA CORP DEL | COM | 726K | 21K | – |
| TESLA INC | COM | 736K | 4K | – |
| TESLA INC | PUT | 9M | 44K | – |
| TEXAS INSTRS INC | COM | 327K | 2K | – |
| TEXAS INSTRS INC | PUT | 2M | 11K | – |
| THE AARONS COMPANY INC | COM | 41K | 4K | – |
| THE CIGNA GROUP | COM | 1M | 3K | – |
| THE ODP CORP | COM | 86K | 2K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 2M | 4K | – |
| THERMO FISHER SCIENTIFIC INC | PUT | 4M | 8K | – |
| TITAN INTL INC ILL | COM | 30K | 4K | – |
| TITAN MACHY INC | COM | 28K | 2K | – |
| TRINET GROUP INC | COM | 184K | 2K | – |
| TRIPADVISOR INC | COM | 79K | 4K | – |
| UNISYS CORP | COM NEW | 62K | 15K | – |
| UNITEDHEALTH GROUP INC | COM | 3M | 6K | – |
| UNITEDHEALTH GROUP INC | PUT | 6M | 12K | – |
| UNIVERSAL CORP VA | COM | 33K | 689 | – |
| VAALCO ENERGY INC | COM NEW | 28K | 5K | – |
| VALERO ENERGY CORP | COM | 30K | 192 | – |
| VANDA PHARMACEUTICALS INC | COM | 36K | 6K | – |
| VERA BRADLEY INC | COM | 25K | 4K | – |
| VERINT SYS INC | COM | 442K | 14K | – |
| VERISIGN INC | COM | 1M | 6K | – |
| VERIZON COMMUNICATIONS INC | COM | 241K | 6K | – |
| VERIZON COMMUNICATIONS INC | PUT | 2M | 37K | – |
| VIATRIS INC | COM | 33K | 3K | – |
| VILLAGE SUPER MKT INC | CL A NEW | 129K | 5K | – |
| VISA INC | COM CL A | 2M | 7K | – |
| VISA INC | PUT | 2M | 7K | – |
| VOYA FINANCIAL INC | COM | 31K | 433 | – |
| WALMART INC | COM | 608K | 9K | – |
| WALMART INC | PUT | 5M | 72K | – |
| WARNER BROS DISCOVERY INC | COM SER A | 550K | 74K | – |
| WELLS FARGO CO NEW | COM | 786K | 13K | – |
| WELLS FARGO CO NEW | PUT | 1M | 24K | – |
| WINMARK CORP | COM | 73K | 206 | – |
| WISDOMTREE INC | COM | 32K | 3K | – |
| XPERI INC | COMMON STOCK | 81K | 10K | – |
| YELP INC | CL A | 82K | 2K | – |
| YEXT INC | COM | 145K | 27K | – |
| ZYNEX INC | COM | 30K | 3K | – |