COASTEDGE PARTNERS, LLC
Adviser information for COASTEDGE PARTNERS, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 16 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 847 | $952.9M |
| Non-Discretionary | 223 | $697.5M |
| Total | 1,070 | $1.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 142 | $1.2B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 16 | $259.8M |
| Pension and profit sharing plans | 8 | $16.8M |
| Charitable organizations | <5 | $5.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 17 | $157.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-70877 |
|---|---|
| SEC ERA File Number | 801-70877 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 149685 |
| Legal Entity Identifier | None |
Principal Office
888 PROSPECT ST.SUITE 220
LA JOLLA
CA
United States
Monday - Friday, 9AM-5PM
Tel: 858-997-2777, Fax: 858-997-2776
Chief Compliance Officer
STEVE SIMPSON
MANAGING PARTNER, CHIEF COMPLIANCE OFFICER
888 PROSPECT STREET
SUITE 220
LA JOLLA
CA
United States
Tel:
858-997-2777
S****@************M
(Full email address available in API data)
Regulatory Contact
AMAN AHLUWALIA
888 PROSPECT STREET
LA JOLLA
CA
United States
Tel:
949-418-8273
Fax:
858-997-2776
A*************@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| COASTEDGE ALTERNATIVE TOTAL RETURN, LLC | Private Equity Fund | $16.5M | $0.2M | 47 |
| COASTEDGE ARCLIGHT VI, LLC | Private Equity Fund | $2.1M | $0.1M | 11 |
| COASTEDGE DISTRESSED & SPECIAL SITUATIONS FUND, LLC | Private Equity Fund | $27.0M | $0.2M | 73 |
| COASTEDGE FOCUS FUND OFFSHORE, LLC | MULTI-ASSET CLASS FUND INVESTING IN A COMBINATION OF TRADITIONAL AND ALTERNATIVE ASSETS | $12.6M | $0.5M | 22 |
| COASTEDGE FOCUS FUND, LP | MULTI-ASSET CLASS FUND INVESTING IN A COMBINATION OF TRADITIONAL AND ALTERNATIVE ASSETS | $62.8M | $1.0M | 79 |
| COASTEDGE FOCUS MASTER FUND, LP | MULTI-ASSET CLASS FUND INVESTING IN A COMBINATION OF TRADITIONAL AND ALTERNATIVE ASSETS | $75.5M | $1.0M | 2 |
| COASTEDGE GS VINTAGE REAL ESTATE LLC | Private Equity Fund | $8.9M | $0.2M | 17 |
| COASTEDGE NB CO-INVESTMENT III LLC | Private Equity Fund | $8.3M | $0.3M | 16 |
| COASTEDGE OAKTREE, LLC | Private Equity Fund | $12.2M | $0.3M | 20 |
| COASTEDGE OPPORTUNITY FUND IX, LLC | Private Equity Fund | $9.0M | $0.2M | 25 |
| COASTEDGE OPPORTUNITY FUND XI, LLC | Private Equity Fund | $12.1M | $0.2M | 29 |
| COASTEDGE OPPORTUNITY FUND XII, LLC | Private Equity Fund | $13.6M | $0.2M | 24 |
| COASTEDGE PRIVATE CREDIT LLC | PRIVATE CREDIT | $6.9M | $0.2M | 24 |
| COASTEDGE PRIVATE EQUITY, LLC | Private Equity Fund | $25.7M | $0.2M | 61 |
| COASTEDGE REAL ESTATE, LLC | Real Estate Fund | $14.6M | $0.2M | 46 |
| COASTEDGE STARWOOD OPPORTUNITIES, LLC | Private Equity Fund | $1.4M | $0.2M | 13 |
| COASTEDGE VENTURE CAPITAL, LLC | Venture Capital Fund | $26.4M | $0.2M | 58 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| EFFRESS, RICHARD, JOSEPH | Individual | – | MANAGING PARTNER | 12/2014 | 50-75% |
| SIMPSON, STEVEN, SCOTT | Individual | – | MANAGING PARTNER/CHIEF COMPLIANCE OFFICER | 01/2017 | 50-75% |
| SIMPSON FAMILY TRUST 12/15/09 | Domestic Entity | – | MEMBER | 01/2017 | 50-75% |
| SIMPSON, LAUREN, MICHELLE | Individual | SIMPSON FAMILY TRUST 12/15/09 | TRUSTEE | 01/2017 | |
| SIMPSON, STEVEN, SCOTT | Individual | SIMPSON FAMILY TRUST 12/15/09 | TRUSTEE | 01/2017 | |
| EFFRESS, RICHARD, JOSEPH | Individual | JESSICA S. EFFRESS 2012 TRUST | TRUSTEE | 11/2020 | |
| EFFRESS, JESSICA, SLOOP | Individual | JESSICA S. EFFRESS 2012 TRUST | GRANTOR | 11/2020 | |
| SAND DOLLAR PARTNERS, LLC | Domestic Entity | – | MEMBER | 01/2017 | < 5% |
| EFFRESS, JESSICA, SLOOP | Individual | SAND DOLLAR PARTNERS, LLC | MANAGER | 01/2017 | |
| BUSH, PARKER, A | Individual | – | DEPUTY CHIEF INVESTMENT OFFICER | 01/2018 | < 5% |
| RICHARD J. EFFRESS FAMILY TRUST | Domestic Entity | – | MEMBER | 12/2014 | < 5% |
| JESSICA S. EFFRESS 2012 TRUST | Domestic Entity | – | MEMBER | 11/2020 | 25-50% |
| PONCHAK, ALEXANDER, FRANCIS | Individual | – | CHIEF FINANCIAL OFFICER & PRINCIPAL | 06/2022 | < 5% |