JOEL ISAACSON & CO., LLC
Adviser information for JOEL ISAACSON & CO., LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 50 |
|---|---|
| Investment Advisory/Research | 21 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,594 | $4.3B |
| Non-Discretionary | 2,509 | $2.6B |
| Total | 5,103 | $6.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 126 | $109.3M |
| HNW Individuals | 1,050 | $6.8B |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $7.3M |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1000 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)TAX PLANNING AND COMPLIANCE CONSULTING SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
546 FIFTH AVENUENEW YORK
NY
United States
Monday - Friday, 8:30 AM TO 5:30 PM
Tel: 212-302-6300, Fax: 212-302-6390
Chief Compliance Officer
STANLEY L. ALTMARK
PARTNER
546 FIFTH AVENUE
NEW YORK
NY
United States
Tel:
212 302 6300
Fax:
212 302 6390
S***@***************M
(Full email address available in API data)
Regulatory Contact
MORGAN TESORIERO
MANAGER OF INVESTMENT OPERATIONS & COMPLIANCE
546 FIFTH AVENUE
NEW YORK
NY
United States
Tel:
212-302-6300
Fax:
212 302 6390
M*********@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ALTMARK, STANLEY, LAWRENCE | Individual | – | PARTNER AND CHIEF COMPLIANCE OFFICER | 11/2009 | < 5% |
| ISAACSON, JOEL, SCOTT | Individual | – | CHAIRMAN & PARTNER | 02/2020 | < 5% |
| STEIN, MARTIN | Individual | – | PARTNER; TAX DIRECTOR | 11/2009 | < 5% |
| STEINMETZ, LEE | Individual | – | PARTNER; TAX DIRECTOR | 11/2009 | < 5% |
| FOCUS OPERATING, LLC | Domestic Entity | – | MEMBER (MANAGER) | 11/2009 | > 75% |
| FOCUS FINANCIAL PARTNERS, LLC | Domestic Entity | FOCUS OPERATING, LLC | MEMBER | 01/2007 | > 75% |
| PAUL, ROBERT, EDWARD | Individual | – | PARTNER | 03/2012 | < 5% |
| PELTZ, DAVID, N | Individual | – | CHIEF EXECUTIVE OFFICER, PARTNER, AND CHIEF INVESTMENT OFFICER | 02/2020 | < 5% |
| FOCUS FINANCIAL PARTNERS, INC. | Domestic Entity | FOCUS FINANCIAL PARTNERS, LLC | MEMBER | 07/2018 | > 75% |
| FERDINAND FFP ACQUISITION, LLC | Domestic Entity | FOCUS FINANCIAL PARTNERS, INC. | SHAREHOLDER, CLASS A COMMON STOCK | 08/2023 | > 75% |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | Domestic Entity | FOCUS FINANCIAL PARTNERS, INC. | SHAREHOLDER, CLASS B COMMON STOCK | 08/2023 | > 75% |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | Domestic Entity | FERDINAND FFP ACQUISITION, LLC | MEMBER | 08/2023 | > 75% |
| FERDINAND FFP PARENT, INC. | Domestic Entity | FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | MEMBER | 08/2023 | > 75% |
| FERDINAND FFP ULTIMATE HOLDINGS LP | Domestic Entity | FERDINAND FFP PARENT, INC. | SHAREHOLDER | 08/2023 | > 75% |
| CD&R FERDINAND HOLDINGS, L.P. | Domestic Entity | FERDINAND FFP ULTIMATE HOLDINGS LP | PARTNER | 08/2023 | 50-75% |
| CD&R FERDINAND CO-INVESTOR, L.P. | Foreign Entity | CD&R FERDINAND HOLDINGS, L.P. | PARTNER | 08/2023 | 25-50% |
| CLAYTON DUBILIER & RICE FUND XII, L.P. | Foreign Entity | CD&R FERDINAND HOLDINGS, L.P. | PARTNER | 08/2023 | 50-75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 23rd, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 1STDIBS COM INC | COM | 3M | 701K | – |
| 2023 ETF SERIES TRUST II | GMO US QUALITY E | 356K | 11K | – |
| 3M CO | COM | 333K | 3K | – |
| ABBOTT LABS | COM | 213K | 2K | – |
| ABBVIE INC | COM | 1M | 6K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 438K | 1K | – |
| ACV AUCTIONS INC | COM CL A | 274K | 15K | – |
| ADOBE INC | COM | 552K | 994 | – |
| ADVANCED MICRO DEVICES INC | COM | 526K | 3K | – |
| AFLAC INC | COM | 1M | 11K | – |
| AGNC INVT CORP | COM | 112K | 12K | – |
| AIRBNB INC | COM CL A | 441K | 3K | – |
| ALLIANCEBERNSTEIN HLDG L P | UNIT LTD PARTN | 321K | 10K | – |
| ALPHABET INC | CAP STK CL A | 84M | 460K | – |
| ALPHABET INC | CAP STK CL C | 85M | 465K | – |
| ALTRIA GROUP INC | COM | 750K | 16K | – |
| AMAZON COM INC | COM | 29M | 152K | – |
| AMERICAN ELEC PWR CO INC | COM | 315K | 4K | – |
| AMERICAN EXPRESS CO | COM | 2M | 10K | – |
| AMERICAN TOWER CORP NEW | COM | 1M | 5K | – |
| AMERIPRISE FINL INC | COM | 205K | 480 | – |
| AMGEN INC | COM | 2M | 6K | – |
| ANALOG DEVICES INC | COM | 469K | 2K | – |
| AON PLC | SHS CL A | 652K | 2K | – |
| APOLLO GLOBAL MGMT INC | COM | 9M | 76K | – |
| APPLE INC | COM | 83M | 393K | – |
| APPLIED MATLS INC | COM | 627K | 3K | – |
| ARES CAPITAL CORP | COM | 2M | 106K | – |
| ARES COML REAL ESTATE CORP | COM | 681K | 102K | – |
| ARISTA NETWORKS INC | COM | 263K | 749 | – |
| ARK ETF TR | INNOVATION ETF | 211K | 5K | – |
| ASTRAZENECA PLC | SPONSORED ADR | 371K | 5K | – |
| AT&T INC | COM | 965K | 50K | – |
| AUTODESK INC | COM | 657K | 3K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 960K | 4K | – |
| BANK AMERICA CORP | COM | 4M | 110K | – |
| BANK NEW YORK MELLON CORP | COM | 2M | 31K | – |
| BECTON DICKINSON & CO | COM | 979K | 4K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 10M | 25K | – |
| BILL HOLDINGS INC | COM | 208K | 4K | – |
| BLACKROCK INC | COM | 1M | 2K | – |
| BLACKROCK MUNIYIELD N Y QUAL | COM | 183K | 17K | – |
| BLACKROCK N Y MUN INCOME TRU | SH BEN INT | 460K | 43K | – |
| BLACKROCK TCP CAPITAL CORP | COM | 180K | 17K | – |
| BLACKSTONE INC | COM | 2M | 17K | – |
| BLACKSTONE SECD LENDING FD | COMMON STOCK | 995K | 33K | – |
| BLUE OWL CAPITAL CORPORATION | COM | 255K | 17K | – |
| BLUE OWL CAPITAL INC | COM CL A | 582K | 33K | – |
| BOEING CO | COM | 617K | 3K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 1M | 25K | – |
| BROADCOM INC | COM | 2M | 1K | – |
| BROOKFIELD CORP | CL A LTD VT SH | 222K | 5K | – |
| BROWN FORMAN CORP | CL B | 308K | 7K | – |
| CADIZ INC | COM NEW | 37K | 12K | – |
| CAMDEN PPTY TR | SH BEN INT | 273K | 3K | – |
| CANADIAN NAT RES LTD | COM | 1M | 31K | – |
| CARRIER GLOBAL CORPORATION | COM | 209K | 3K | – |
| CATERPILLAR INC | COM | 908K | 3K | – |
| CERUS CORP | COM | 111K | 63K | – |
| CHEVRON CORP NEW | COM | 2M | 15K | – |
| CHIMERIX INC | COM | 29K | 34K | – |
| CHUBB LIMITED | COM | 640K | 3K | – |
| CISCO SYS INC | COM | 1M | 26K | – |
| CITIGROUP INC | COM NEW | 236K | 4K | – |
| CLOUDFLARE INC | CL A COM | 576K | 7K | – |
| CME GROUP INC | COM | 286K | 1K | – |
| COCA COLA CO | COM | 1M | 18K | – |
| COGNEX CORP | COM | 215K | 5K | – |
| COINBASE GLOBAL INC | COM CL A | 2M | 7K | – |
| COLGATE PALMOLIVE CO | COM | 925K | 10K | – |
| COMCAST CORP NEW | CL A | 6M | 164K | – |
| COMPASS INC | CL A | 222K | 62K | – |
| COMPUGEN LTD | ORD | 37K | 22K | – |
| CONSOLIDATED EDISON INC | COM | 2M | 24K | – |
| CORE SCIENTIFIC INC NEW | COM | 516K | 56K | – |
| CORNING INC | COM | 755K | 19K | – |
| COSTCO WHSL CORP NEW | COM | 3M | 4K | – |
| CROWDSTRIKE HLDGS INC | CL A | 832K | 2K | – |
| CSX CORP | COM | 459K | 14K | – |
| CUMMINS INC | COM | 585K | 2K | – |
| CVS HEALTH CORP | COM | 205K | 3K | – |
| DANAHER CORPORATION | COM | 466K | 2K | – |
| DEERE & CO | COM | 499K | 1K | – |
| DEXCOM INC | COM | 982K | 9K | – |
| DIAGEO PLC | SPON ADR NEW | 1M | 8K | – |
| DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | 282K | 7K | – |
| DIMENSIONAL ETF TRUST | US SMALL CAP ETF | 464K | 8K | – |
| DIMENSIONAL ETF TRUST | US SMALL CAP VAL | 537K | 19K | – |
| DIMENSIONAL ETF TRUST | US TARGETED VLU | 34M | 652K | – |
| DISNEY WALT CO | COM | 2M | 25K | – |
| DOLLAR GEN CORP NEW | COM | 804K | 6K | – |
| DOMINION ENERGY INC | COM | 681K | 14K | – |
| DOUBLELINE OPPORTUNISTIC CR | COM | 176K | 11K | – |
| DOVER CORP | COM | 641K | 4K | – |
| DOW INC | COM | 213K | 4K | – |
| DROPBOX INC | CL A | 337K | 15K | – |
| DUKE ENERGY CORP NEW | COM NEW | 413K | 4K | – |
| DUOLINGO INC | CL A COM | 320K | 2K | – |
| DUPONT DE NEMOURS INC | COM | 257K | 3K | – |
| EATON VANCE TAX ADVT DIV INC | COM | 17M | 726K | – |
| EATON VANCE TAX-ADVANTAGED G | COM | 357K | 14K | – |
| EBAY INC. | COM | 2M | 42K | – |
| EDWARDS LIFESCIENCES CORP | COM | 694K | 8K | – |
| ELEVANCE HEALTH INC | COM | 618K | 1K | – |
| ELI LILLY & CO | COM | 5M | 5K | – |
| EMERSON ELEC CO | COM | 702K | 6K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 3M | 96K | – |
| ETF SER SOLUTIONS | DEFIANCE NEXT | 373K | 9K | – |
| EVOGENE LTD | SHS | 20K | 30K | – |
| EXCHANGE TRADED CONCEPTS TRU | ROBO GLB ETF | 521K | 9K | – |
| EXXON MOBIL CORP | COM | 8M | 67K | – |
| FASTENAL CO | COM | 246K | 4K | – |
| FEDERAL RLTY INVT TR NEW | SH BEN INT NEW | 796K | 8K | – |
| FEDEX CORP | COM | 572K | 2K | – |
| FTAI AVIATION LTD | SHS | 4M | 39K | – |
| GE AEROSPACE | COM NEW | 1M | 7K | – |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 200K | 3K | – |
| GE VERNOVA INC | COM | 287K | 2K | – |
| GENERAL MLS INC | COM | 277K | 4K | – |
| GENIUS SPORTS LIMITED | SHARES CL A | 109K | 20K | – |
| GLOBAL X FDS | CYBRSCURTY ETF | 341K | 12K | – |
| GLOBAL X FDS | LITHIUM BTRY ETF | 299K | 8K | – |
| GLOBAL X FDS | US INFR DEV ETF | 1M | 33K | – |
| GLOBALSTAR INC | COM | 34K | 30K | – |
| GOLDMAN SACHS GROUP INC | COM | 4M | 9K | – |
| GRAHAM HLDGS CO | COM CL B | 270K | 386 | – |
| GRAYSCALE BITCOIN TR BTC | SHS REP COM UT | 458K | 9K | – |
| GSE SYS INC | COM NEW | 65K | 14K | – |
| HALOZYME THERAPEUTICS INC | COM | 548K | 10K | – |
| HARBOR ETF TRUST | LONG TERM GROWER | 306K | 12K | – |
| HERSHEY CO | COM | 336K | 2K | – |
| HOME DEPOT INC | COM | 4M | 12K | – |
| HONEYWELL INTL INC | COM | 1M | 6K | – |
| IAC INC | COM NEW | 3M | 59K | – |
| IDEXX LABS INC | COM | 707K | 1K | – |
| ILLINOIS TOOL WKS INC | COM | 514K | 2K | – |
| INNOVID CORP | COMMON STOCK | 371K | 201K | – |
| INTEL CORP | COM | 1M | 43K | – |
| INTERACTIVE BROKERS GROUP IN | COM CL A | 293K | 2K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 3M | 17K | – |
| INTUITIVE SURGICAL INC | COM NEW | 1M | 3K | – |
| INVESCO EXCH TRADED FD TR II | GBL CLEAN ENRG | 355K | 26K | – |
| INVESCO EXCH TRADED FD TR II | S&P GBL WATER | 221K | 4K | – |
| INVESCO EXCHANGE TRADED FD T | BIOTECHNOLOGY | 436K | 7K | – |
| INVESCO EXCHANGE TRADED FD T | S&P 500 TOP 50 | 558K | 12K | – |
| INVESCO QQQ TR | UNIT SER 1 | 9M | 19K | – |
| INVESTMENT MANAGERS SER TR I | FPA GBL EQTY ETF | 201K | 7K | – |
| ISHARES INC | EM MKTS DIV ETF | 244K | 9K | – |
| ISHARES INC | MSCI EURZONE ETF | 259K | 5K | – |
| ISHARES INC | MSCI GBL MIN VOL | 247K | 2K | – |
| ISHARES INC | MSCI WORLD ETF | 707K | 5K | – |
| ISHARES TR | 1 3 YR TREAS BD | 258K | 3K | – |
| ISHARES TR | CORE DIV GRWTH | 1M | 20K | – |
| ISHARES TR | CORE MSCI EAFE | 450K | 6K | – |
| ISHARES TR | CORE MSCI INTL | 240K | 4K | – |
| ISHARES TR | CORE MSCI TOTAL | 332K | 5K | – |
| ISHARES TR | CORE S&P MCP ETF | 4M | 64K | – |
| ISHARES TR | CORE S&P SCP ETF | 2M | 19K | – |
| ISHARES TR | CORE S&P TTL STK | 3M | 26K | – |
| ISHARES TR | CORE S&P US GWT | 255K | 2K | – |
| ISHARES TR | CORE S&P US VLU | 312K | 4K | – |
| ISHARES TR | CORE S&P500 ETF | 7M | 12K | – |
| ISHARES TR | CORE US AGGBD ET | 286K | 3K | – |
| ISHARES TR | ESG AWR MSCI USA | 17M | 145K | – |
| ISHARES TR | ISHARES BIOTECH | 375K | 3K | – |
| ISHARES TR | MSCI ACWI ETF | 655K | 6K | – |
| ISHARES TR | MSCI EAFE ETF | 2M | 21K | – |
| ISHARES TR | MSCI EMG MKT ETF | 677K | 16K | – |
| ISHARES TR | MSCI KLD400 SOC | 464K | 4K | – |
| ISHARES TR | NATIONAL MUN ETF | 4M | 34K | – |
| ISHARES TR | PFD AND INCM SEC | 534K | 17K | – |
| ISHARES TR | RUS 1000 ETF | 2M | 5K | – |
| ISHARES TR | RUS 1000 GRW ETF | 4M | 10K | – |
| ISHARES TR | RUS 1000 VAL ETF | 2M | 12K | – |
| ISHARES TR | RUS 2000 GRW ETF | 437K | 2K | – |
| ISHARES TR | RUS MDCP VAL ETF | 291K | 2K | – |
| ISHARES TR | RUS MID CAP ETF | 381K | 5K | – |
| ISHARES TR | RUSSELL 2000 ETF | 3M | 15K | – |
| ISHARES TR | S&P 500 GRWT ETF | 2M | 18K | – |
| ISHARES TR | S&P 500 VAL ETF | 928K | 5K | – |
| ISHARES TR | S&P MC 400GR ETF | 42M | 481K | – |
| ISHARES TR | S&P SML 600 GWT | 847K | 7K | – |
| ISHARES TR | SELECT DIVID ETF | 3M | 23K | – |
| ISHARES TR | SHRT NAT MUN ETF | 2M | 21K | – |
| ISHARES TR | U.S. FINLS ETF | 704K | 7K | – |
| ISHARES TR | U.S. TECH ETF | 2M | 15K | – |
| ISHARES TR | US REGNL BKS ETF | 212K | 5K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 823K | 15K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 1M | 22K | – |
| JEFFERIES FINL GROUP INC | COM | 748K | 15K | – |
| JOHNSON & JOHNSON | COM | 11M | 72K | – |
| JPMORGAN CHASE & CO. | COM | 10M | 47K | – |
| KIMBERLY-CLARK CORP | COM | 799K | 6K | – |
| KIMCO RLTY CORP | COM | 271K | 14K | – |
| KINDER MORGAN INC DEL | COM | 496K | 25K | – |
| KLA CORP | COM NEW | 843K | 1K | – |
| LAM RESEARCH CORP | COM | 1M | 1K | – |
| LAUDER ESTEE COS INC | CL A | 5M | 46K | – |
| LENDINGCLUB CORP | COM NEW | 2M | 260K | – |
| LIGHTSPEED COMMERCE INC | SUB VTG SHS | 1M | 107K | – |
| LOCKHEED MARTIN CORP | COM | 471K | 1K | – |
| LOWES COS INC | COM | 234K | 1K | – |
| M & T BK CORP | COM | 270K | 2K | – |
| MAIN STR CAP CORP | COM | 202K | 4K | – |
| MAPLEBEAR INC | COM | 450K | 14K | – |
| MARRIOTT INTL INC NEW | CL A | 949K | 4K | – |
| MARSH & MCLENNAN COS INC | COM | 335K | 2K | – |
| MASTERCARD INCORPORATED | CL A | 644K | 1K | – |
| MATCH GROUP INC NEW | COM | 3M | 104K | – |
| MCCORMICK & CO INC | COM NON VTG | 631K | 9K | – |
| MCDONALDS CORP | COM | 2M | 9K | – |
| MERCADOLIBRE INC | COM | 809K | 492 | – |
| MERCK & CO INC | COM | 3M | 27K | – |
| META PLATFORMS INC | CL A | 22M | 44K | – |
| METLIFE INC | COM | 352K | 5K | – |
| METROPOLITAN BK HLDG CORP | COM | 205K | 5K | – |
| METTLER TOLEDO INTERNATIONAL | COM | 314K | 225 | – |
| MICROSOFT CORP | COM | 33M | 73K | – |
| MONDELEZ INTL INC | CL A | 803K | 12K | – |
| MONGODB INC | CL A | 458K | 2K | – |
| MORGAN STANLEY | COM NEW | 5M | 48K | – |
| NATIONAL GRID PLC | SPONSORED ADR NE | 334K | 6K | – |
| NETFLIX INC | COM | 3M | 5K | – |
| NEW YORK TIMES CO | CL A | 305K | 6K | – |
| NEXTERA ENERGY INC | COM | 2M | 29K | – |
| NORFOLK SOUTHN CORP | COM | 1M | 6K | – |
| NORTHROP GRUMMAN CORP | COM | 645K | 1K | – |
| NOVARTIS AG | SPONSORED ADR | 518K | 5K | – |
| NOVO-NORDISK A S | ADR | 3M | 20K | – |
| NVIDIA CORPORATION | COM | 7M | 59K | – |
| OCCIDENTAL PETE CORP | COM | 334K | 5K | – |
| OMNICOM GROUP INC | COM | 223K | 2K | – |
| ONEOK INC NEW | COM | 1M | 15K | – |
| ORACLE CORP | COM | 2M | 13K | – |
| OREILLY AUTOMOTIVE INC | COM | 270K | 256 | – |
| PALANTIR TECHNOLOGIES INC | CL A | 661K | 26K | – |
| PAYPAL HLDGS INC | COM | 371K | 6K | – |
| PELOTON INTERACTIVE INC | CL A COM | 677K | 200K | – |
| PEPSICO INC | COM | 3M | 16K | – |
| PFIZER INC | COM | 2M | 76K | – |
| PHILIP MORRIS INTL INC | COM | 802K | 8K | – |
| PHILLIPS 66 | COM | 466K | 3K | – |
| PIMCO MUN INCOME FD II | COM | 249K | 29K | – |
| PNC FINL SVCS GROUP INC | COM | 7M | 47K | – |
| PRICE T ROWE GROUP INC | COM | 223K | 2K | – |
| PROCTER AND GAMBLE CO | COM | 11M | 67K | – |
| PROSHARES TR | S&P 500 DV ARIST | 394K | 4K | – |
| QUALCOMM INC | COM | 1M | 6K | – |
| READY CAPITAL CORP | COM | 428K | 52K | – |
| REGENERON PHARMACEUTICALS | COM | 3M | 3K | – |
| ROSS STORES INC | COM | 2M | 14K | – |
| RPM INTL INC | COM | 286K | 3K | – |
| RTX CORPORATION | COM | 921K | 9K | – |
| S&P GLOBAL INC | COM | 398K | 893 | – |
| SALESFORCE INC | COM | 515K | 2K | – |
| SAP SE | SPON ADR | 217K | 1K | – |
| SCHWAB CHARLES CORP | COM | 429K | 6K | – |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 633K | 10K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 1M | 14K | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 337K | 5K | – |
| SELECT SECTOR SPDR TR | COMMUNICATION | 2M | 23K | – |
| SELECT SECTOR SPDR TR | ENERGY | 2M | 19K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 6M | 147K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 22M | 97K | – |
| SEMPRA | COM | 259K | 3K | – |
| SHELL PLC | SPON ADS | 363K | 5K | – |
| SIMON PPTY GROUP INC NEW | COM | 525K | 3K | – |
| SIRIUS XM HOLDINGS INC | COM | 77K | 27K | – |
| SMITH A O CORP | COM | 334K | 4K | – |
| SNAP INC | CL A | 173K | 10K | – |
| SOUTHERN CO | COM | 227K | 3K | – |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 1M | 3K | – |
| SPDR GOLD TR | GOLD SHS | 4M | 16K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 61M | 111K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 3M | 5K | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 516K | 6K | – |
| SPDR SER TR | BLOOMBERG HIGH Y | 472K | 5K | – |
| SPDR SER TR | S&P DIVID ETF | 309M | 2M | – |
| SPOTIFY TECHNOLOGY S A | SHS | 480K | 2K | – |
| STARBUCKS CORP | COM | 711K | 9K | – |
| STRYKER CORPORATION | COM | 480K | 1K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 583K | 3K | – |
| TAKE-TWO INTERACTIVE SOFTWAR | COM | 206K | 1K | – |
| TARGA RES CORP | COM | 211K | 2K | – |
| TARGET CORP | COM | 449K | 3K | – |
| TESLA INC | COM | 741K | 4K | – |
| TEXAS INSTRS INC | COM | 603K | 3K | – |
| THE CIGNA GROUP | COM | 1M | 4K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 2M | 3K | – |
| TIDAL ETF TR | SOFI SELCT 500 | 464K | 23K | – |
| TJX COS INC NEW | COM | 546K | 5K | – |
| T-MOBILE US INC | COM | 224K | 1K | – |
| TOTALENERGIES SE | SPONSORED ADS | 289K | 4K | – |
| TRAVELERS COMPANIES INC | COM | 651K | 3K | – |
| UBER TECHNOLOGIES INC | COM | 245K | 3K | – |
| UNILEVER PLC | SPON ADR NEW | 777K | 14K | – |
| UNION PAC CORP | COM | 3M | 11K | – |
| UNITED PARCEL SERVICE INC | CL B | 761K | 6K | – |
| UNITED RENTALS INC | COM | 215K | 333 | – |
| UNITEDHEALTH GROUP INC | COM | 3M | 6K | – |
| US BANCORP DEL | COM NEW | 218K | 5K | – |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 2M | 7K | – |
| VANGUARD ADMIRAL FDS INC | 500 GRTH IDX F | 36M | 109K | – |
| VANGUARD BD INDEX FDS | INTERMED TERM | 3M | 43K | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 1M | 13K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 541K | 8K | – |
| VANGUARD CALIF TAX FREE FDS | TAX EXEMPT BD FD | 698K | 7K | – |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 568K | 3K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 22M | 59K | – |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 857K | 4K | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 295K | 2K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 85M | 352K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 1M | 13K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 12M | 24K | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 7M | 36K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 32M | 146K | – |
| VANGUARD INDEX FDS | SML CP GRW ETF | 4M | 17K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 105M | 394K | – |
| VANGUARD INDEX FDS | VALUE ETF | 1M | 9K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 7M | 116K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 2M | 53K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 396K | 6K | – |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 6M | 55K | – |
| VANGUARD MUN BD FDS | INTERMEDIATE TRM | 2M | 20K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | 10M | 103K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 206M | 1M | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 9M | 154K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 1M | 28K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 105M | 882K | – |
| VANGUARD WHITEHALL FDS | INTL HIGH ETF | 1M | 15K | – |
| VANGUARD WORLD FD | CONSUM DIS ETF | 450K | 1K | – |
| VANGUARD WORLD FD | ESG US STK ETF | 999K | 10K | – |
| VANGUARD WORLD FD | INF TECH ETF | 5M | 8K | – |
| VANGUARD WORLD FD | MEGA CAP INDEX | 454K | 2K | – |
| VANGUARD WORLD FD | MEGA GRWTH IND | 6M | 19K | – |
| VANGUARD WORLD FD | UTILITIES ETF | 309K | 2K | – |
| VERIZON COMMUNICATIONS INC | COM | 2M | 42K | – |
| VERTEX PHARMACEUTICALS INC | COM | 220K | 469 | – |
| VIMEO INC | COMMON STOCK | 299K | 80K | – |
| VISA INC | COM CL A | 2M | 8K | – |
| WALMART INC | COM | 2M | 30K | – |
| WARNER MUSIC GROUP CORP | COM CL A | 9M | 300K | – |
| WASTE MGMT INC DEL | COM | 634K | 3K | – |
| WELLS FARGO CO NEW | COM | 3M | 45K | – |
| WELLTOWER INC | COM | 458K | 4K | – |
| WILLIAMS SONOMA INC | COM | 226K | 800 | – |
| WISDOMTREE TR | INTL SMCAP DIV | 353K | 6K | – |
| WP CAREY INC | COM | 279K | 5K | – |
| YUM BRANDS INC | COM | 639K | 5K | – |